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Mediation of Construction Disputes in the United States. Prof. John Barkai William S. Richardson School of Law University of Hawaii www2.hawaii.edu/~barkai. www2.hawaii.edu/~barkai. Handling of Problems . Asian. Western - American. designed by Liu Young .
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Mediation of Construction Disputes in the United States Prof. John BarkaiWilliam S. Richardson School of LawUniversity of Hawaii www2.hawaii.edu/~barkai
Handling of Problems Asian Western - American designed by Liu Young
Common Forms of Dispute Resolutions • Negotiation • Mediation - Conciliation • Arbitration • Trial in Court
CHINESE ARBITRATION The great Chinese Emperor Kang-hsi (during the Manchu Dynasty) issued the following decree, in response to complaints about his courts: "The Emperor, considering the immense population of the empire, the great division of territorial property and the notoriously litigious character of the Chinese, is of the opinion that lawsuits would tend to increase to a frightful extent if people were not afraid of the tribunals and if they felt confident of always finding in them ready and perfect justice. I desire, therefore, that those who have recourse to the courts should be treated without any pity and in such a manner that they shall be disgusted with the law and tremble to appear before a magistrate. In this manner ... the good citizens who may have difficulties among themselves will settle them like brothers by referring them to the arbitration of some old man." - National Geographic Magazine, June 1927
OLD FRIEND SYSTEM (Lao peng you) – CHINESE Community Mediation Model Trusted old friend Meets separately with the parties Explores facts & interests Explores interests in context of mutual benefits & interdependence Preserves valuable relationships Identifies options Suggests resolution Save face & give face Convenes parties to confirm agreement Pours tea & talks Tawa Shay
Common Forms of ADR in Construction • Partnering • Dispute Review Boards • Mediation - Conciliation • Arbitration
Perspective View
"Then it's agreed. Watson, Smith, Teller, and Wilson go to Heaven; Jones, Paducci, and Horner go to Hell; and Fenton and Miller go to arbitration.
Mediation is assisted negotiation Tam Pan Tawa Shay Negotiation Mediation
Mediation is Conciliation
NO POWER The mediator has no power to decide the dispute
Why use mediation? Parties Faster, cheaper, confidential, control Lawyers Help with other side & clients Mediators Psychology of mis-evaluation, perception, over confidence, biases, strategic & tactical barriers
当局者迷,旁观者清Dang Ju Zhe Mi, Pang Guan Zhe QingLookers-on see more than the players
36 Chinese Strategies Applied to Negotiations
瞒天过海 Act in the open, but hide your true intentions. Hide secrets in the open to avoid detection Strategy 1: Cross the Sea by Deceiving the Sky
围魏救赵 Attack their Achilles heel (weakest point) Strategy 2: Besiege Wei to Rescue Zhao
声东击西 Fake to the right; attack to the left (Confuse and mislead) Strategy 6: Make a Feint to the East While Attacking the West
Plaintiff’s View of the Case Defendant’s View of the Case
Two Key Ideas • about Negotiation & ADR • 1) Focus on Interests • not positions • 2) Improve the • Communication • (information & temperature)
Iceberg Theory “Below the line” issues Huge & invisible Purposely hidden Out of awareness
“And notice, gentlemen, this year’s model has twenty per cent more trunk space.”
Litigation Arbitration Past
Mediation Future (interests)
The mediator’s most powerful 2-letter word is
If Followed by Asking or Telling
Styles & Types of MediationFacilitative, evaluative, transformative, narrative, etc.Community, commercial, construction, family, employment, probate, postal service, tort, peer mediation for school-aged children, etc.Narrow or broadCaucus or non-caucus
Mediation is a noun名词míng cí Focus on the adjective形容词 xíng róng cí
Styles of Mediation FACILITATIVE EVALUATIVE
FACILITATIVE do NOT suggest solutions EVALUATIVE evaluate & suggest solutions
Facilitative mediators ASK Evaluative mediators TELL
The Riskin Grid Evaluative Evaluative Evaluative Narrow Broad Narrow Broad Facilitative Facilitative Narrow Broad Facilitative
Mediation AdvocacyHow to “Borrow” a Mediator’s PowersDwight GolannProblem-Solving Advocacy in Mediations Harold Abramson (2005)
Mediator Selection Pre-Mediation Conferences Pre-mediation Document Submissions
Select Mediator Meet with mediator Submit documents Collect Information Negotiate Agreement