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Office of Enforcement #1

ORGANIZATIONAL OUTLINE. Office of the District Administrator. Office of District Trial Unit. Office of Enforcement #1. Office of Enforcement #2. Office of Regulation #1. Office of Regulation #2. Branches of Enforcement. Branches of Enforcement. Branches of Regulation. Branches of

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Office of Enforcement #1

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  1. ORGANIZATIONAL OUTLINE Office of the District Administrator Office of District Trial Unit Office of Enforcement #1 Office of Enforcement #2 Office of Regulation #1 Office of Regulation #2 Branches of Enforcement Branches of Enforcement Branches of Regulation Branches of Regulation II - 3

  2. Office of the District Administrator Office of Enforcement #1 Office of Enforcement #2 Office of District Trial Unit Office of Regulation # 1 Office of Regulations # 2 Branches of Enforcement Branches of Enforcement Branches of Regulation Branch of Reorganization IV - 1

  3. Office of the District Administrator Office of Enforcement #1 Office of Enforcement #2 Office of District Trial Unit Office of Regulation # 1 Office of Regulations # 2 Branches of Enforcement Branches of Enforcement Branches of Regulation Branch of Reorganization IV - 3

  4. Office of Enforcement #1 Legal Technician Branch of Enforcement #1 Branch of Enforcement #2 IV - 5

  5. Office of Enforcement #1 Legal Technician Branch of Enforcement #1 Branch of Enforcement #2 IV - 7

  6. Office of the District Administrator Office of Enforcement #1 Office of Enforcement #2 Office of District Trial Unit Office of Regulation # 1 Office of Regulations # 2 Branches of Enforcement Branches of Enforcement Branches of Regulation Branch of Reorganization IV - 9

  7. Office of Enforcement #2 Legal Technician Branch of Enforcement #3 Branch of Enforcement #4 Internet Branch IV - 11

  8. Office of Enforcement #2 Legal Technician Branch of Enforcement #3 Branch of Enforcement #4 Internet Branch IV - 13

  9. Office of Enforcement #2 Legal Technician Branch of Enforcement #3 Branch of Enforcement #4 Internet Branch IV - 15

  10. Office of the District Administrator Office of Enforcement #1 Office of Enforcement #2 Office of District Trial Unit Office of Regulation # 1 Office of Regulations # 2 Branches of Enforcement Branches of Enforcement Branches of Regulation Branch of Reorganization IV - 17

  11. Office of the District Administrator Office of Enforcement #1 Office of Enforcement #2 Office of District Trial Unit Office of Regulation # 1 Office of Regulations # 2 Branches of Enforcement Branches of Enforcement Branches of Regulation Branch of Reorganization IV - 19

  12. Office of Regulation #1 Branch of IC/IA #1 Branch of IC/IA #2 Broker/ Dealer Branch IV - 21

  13. Office of Regulation #1 Branch of IC/IA #1 Branch of IC/IA #2 Broker/ Dealer Branch IV - 23

  14. Office of Regulation #1 Branch of IC/IA #1 Branch of IC/IA #2 Broker/ Dealer Branch IV - 25

  15. Office of the District Administrator Office of Enforcement #1 Office of Enforcement #2 Office of District Trial Unit Office of Regulation # 1 Office of Regulations # 2 Branches of Enforcement Branches of Enforcement Branches of Regulation Branch of Reorganization IV - 27

  16. Office of Regulation #2 Branch of IC/IA #3 Branch of IC/IA #4 Branch of IC/IA #5 IV - 29

  17. Office of Regulation #2 Branch of IC/IA #3 Branch of IC/IA #4 Branch of IC/IA #5 IV - 31

  18. Office of Regulation #2 Branch of IC/IA #3 Branch of IC/IA #4 Branch of IC/IA #5 IV - 33

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