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Chapter 3 . Sentencing and the Presentence Investigation Report. Philosophy of Community Corrections.
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Chapter 3 Sentencing and the Presentence Investigation Report
Philosophy of Community Corrections An offender can best learn how to live productively in a community by remaining in free society under supervision, as opposed to being transferred to the warehouse-like setting of a jail or prison. LO: 1
Factors That Affect Granting a Community Sentence • Eligibility for community corrections • Conditions of probation fixed by statute • Availability and quality of intermediate sanctions and other community-based services • Factors such as the social stability of the offender, family ties, marital status, employment and drug abuse history LO: 1
Sentencing Guidelines • Goals include: • Reduction or elimination of sentencing disparity • Increased judicial accountability • Increased punishment for violent offenders • A basis for population projections and resource allocation LO: 1
Sentencing Guidelines, Con’t. • Presumptive sentencing grids require judges to use the guidelines and provide written reasons for any deviation. • Voluntary sentencing guidelines are suggestions that judges may or may not accept. • North Carolina has incorporated classes of crimes eligible for community corrections into the guidelines. LO: 1
Sentencing Commissions • Sentencing commissions exist at the federal level and in about half the states, and monitor the judicial use of the guidelines. • The commissions are responsible for evaluating and revising the guidelines as appropriate. LO: 1
Conditions of Community Corrections • Standard Conditions are imposed on all persons with community sentences regardless of the offense. • Special Conditions are in addition to standard conditions and are tailored to fit the problems and needs of the offender. LO: 2
Examples of Standard Conditions • Obey all federal and state laws and municipal ordinances • Follow all directives of the supervising officer • Report regularly to the probation officer • Obtain permission from the probation officer before changing residence or employment, or leaving the jurisdiction LO: 2
Conditions of Community Corrections, Con’t. • Limitations of special conditions • Must be clear and specific • Must be reasonable • Must either protect society or rehabilitate the offender • Must be related to the offense of conviction LO: 2
Conditions of Community Corrections, Con’t. • Supervision conditions must be constitutional. • When fundamental constitutional rights are limited or infringed upon by a condition of probation, the government must establish a “compelling state interest” that would justify keeping the condition. LO: 2
First Amendment Rights • First Amendment rights of religion, speech, assembly, press, and petitioning the government for redress of grievances are considered basic, fundamental rights. • A.A. meeting attendance as a condition of probation was ruled unconstitutional on religious grounds. LO: 2
Search & Seizure • The Fourth Amendment right against unreasonable searches and seizures is not as highly protected for probationers as other constitutional rights. • In Griffin v. Wisconsin (1987), the U.S. Supreme Court ruled that a warrantless search of a probationer’s home is valid as long as reasonable grounds exist. LO: 2
Self-Incrimination • In McKune Warden v. Lile (2002), the U.S. Supreme Court held that a sex offender treatment program inside a Kansas prison that required an acknowledgement of all prior sex offenses does not violate the Fifth Amendment’s privilege against self-incrimination. LO: 2
The Presentence Investigation Report • The PSI is a document prepared by a probation officer to aid judges in the sentencing decision, and: • Is used by prosecutors, defense attorneys, parole boards and probation and parole officers • Describes the nature of the offense, offender characteristics criminal history, loss to the victim and sentencing recommendations LO: 3
Offender-Based PSI Reports (1920s- 1980s) were: focused on rehabilitation utilized an indeterminate sentencing structure Offense-Based PSI Reports (1980s-Present): focus on the crime committed utilize a determinate sentence structure LO: 3 Contents of the PSI Report
Contents of the PSI Report • A Victim Impact Statement is required in all federal PSIs and some state PSIs. • Includes physical injuries and emotional and psychological toll on victim and victim’s family. • A breakdown of the victim’s financial costs that were not covered by the victim compensation fund are also provided. LO: 3
Preparing the PSI Report • The PSI is ideally prepared after adjudication of guilt, but before sentencing. • The PSI process consists of: • The initial interview • Investigation and verification • The evaluative summary • The sentence recommendation LO: 4
Legal Issues Concerning the PSI Report • Disclosure – limited to defendant, attorneys • Inaccuracies – error must be harmful • Hearsay – may be permitted • The Exclusionary Rule – does not apply • The Miranda Warning – is not triggered • The right to a lawyer – is neither required nor prohibited by U.S. Supreme Court LO: 5