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Better enforcement – the next step for regulatory policy

Explore the critical role of regulatory compliance & enforcement in fostering regulatory efficiency. Learn about neglected aspects of regulatory governance cycle, emerging issues in inspections, and innovative approaches for better enforcement. Address main challenges such as governance of regulators, enforcement prospects assessment, and feedback mechanisms. Discover ways to enhance inspections through improved targeting, planning, and risk-based techniques, ultimately reducing burden and enhancing effectiveness. Plan for the future with surveys, case studies, and guidance on regulatory reforms.

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Better enforcement – the next step for regulatory policy

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  1. Better enforcement – the next step forregulatory policy Daniel Trnka Regulatory Policy Division, Public Governance and Territorial Development Directorate OECD

  2. Regulatory compliance & enforcement • Compliance crucial for regulatory efficiency • A phase of the Regulatory Governance Cycle that have been neglected • Emerging issue –reforms in the area of inspections, innovations • Less systematically addressed • Insufficient contact with regulators who have front-line experience

  3. Main issues • Inspections and enforcement – reforms and innovative approaches • Governance of regulators • Ex ante assessment of enforcement prospects • Feedback from regulators • International co-operation of regulators

  4. Better inspections • What is the goal? Less burden or better compliance? • Improved effectiveness • Better targeting • Better planning, risk-based techniques • Less burden stemming from inspections • Better focus • Institutional structure, governance, regulatory framework, financing, HR • Innovations – self-certification, training, corporate licenses • Performance assessment • Monitoring compliance • Information & advice

  5. Plans for the future • Survey & report on regulatory enforcement & inspections • Case studies on good practices and innovative approaches • Guidance on reforming inspection • Network of Regulators • How to become a Wold Class Regulator?

  6. Thank you! daniel.trnka@oecd.org www.oecd.org/regreform

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