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Welcome to The Securities Transfer Association’s 96th Anniversary and 2007 Annual Meeting

Welcome to The Securities Transfer Association’s 96th Anniversary and 2007 Annual Meeting. Securities Transfer Association. Board Members. Director Yehuda L. Neuberger American Stock Transfer & Trust Co. Director William J. Speirs CIBC Mellon Trust Company Executive Director *

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Welcome to The Securities Transfer Association’s 96th Anniversary and 2007 Annual Meeting

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  1. Welcome to The Securities Transfer Association’s 96th Anniversary and 2007 Annual Meeting

  2. Securities Transfer Association Board Members Director Yehuda L. Neuberger American Stock Transfer & Trust Co. Director William J. Speirs CIBC Mellon Trust Company Executive Director * Cynthia Jones The Securities Transfer Association, Inc. President * Charles Rossi Computershare Vice President & Assistant Secretary * Thomas L. Montrone Registrar and Transfer Company Treasurer Debra H. Hacka National City Bank Secretary Steven Nelson Continental Stock Transfer & Trust Co. Director * Robert M. Carney, Sr. BNY Mellon Shareowner Services Director Mary Corcoran Aim Investment Services, Inc. Director Salli A. Marinov First American Stock Transfer Director Jonathan E. Miller StockTrans, Inc. * Executive Committee Members

  3. Carmen Buonomo Craig Keller Kevin Burns Robert Kristanko Gregory Caddell Herb Lemmer Mary Rose Cascaes Maurice Lynch Armando DiBiase Douglas Reed Nick Giancaspro Kathryn Sevcik Don Gress Karl Wagner Cynthia Jones Bob Winterle Securities Transfer Association Processing Committee Members Co-Chair – John Ulla &Anne Neuberger

  4. Securities Transfer Association Legal and Regulatory Committee MembersCo-Chair – Steven Nelson & Stephen J. Dolmatch Stephen Cesso Andrea Manning Gordon Glaza Susanne Oliver William Harris Mario Passudetti Blanche Hurt Laura S. Pruitt Herb Lemmer Merrill B. Stone Barbara Lubitz Catherine Wexler

  5. Fraud Prevention Committee Membership Committee Unclaimed Property Committee Proxy Committee Securities Transfer Association Other Committees

  6. Securities Transfer Association Key Initiatives • DTCC Rule Filing • Proxy Reform

  7. Established joint working groups – SSA & STA Engaged Outside Counsel Met with SEC and DTCC Major Differences/Identified Service Provider/Customer Securities Transfer Association DTCC

  8. Securities Transfer Association Proxy Reform • Presented to NYSE Proxy Working Group • Presented to SEC Commissioners – Roundtable discussion 5/24 • Continue to work with The Business Roundtable (BRT) • Notice & Access • Overvoting

  9. Securities Transfer Association Thank you for attending the conference.

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