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COMPARISON OF THE PROCESSES OF PHYSICAL TRANSFERS VS DRS TRANSFERS

COMPARISON OF THE PROCESSES OF PHYSICAL TRANSFERS VS DRS TRANSFERS (from the perspective of a small transfer agent). …Continued. Still Going…. Still Going…. No one pays you - especially not the initiating, benefiting party, the broker. CAN IT WORK FOR THE SMALL AGENT?. YES…IF:.

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COMPARISON OF THE PROCESSES OF PHYSICAL TRANSFERS VS DRS TRANSFERS

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  1. COMPARISON OF THE PROCESSES OF PHYSICAL TRANSFERS VS DRS TRANSFERS (from the perspective of a small transfer agent)

  2. …Continued Still Going…

  3. Still Going…

  4. No one pays you - especially not the initiating, benefiting party, the broker.

  5. CAN IT WORK FOR THE SMALL AGENT? YES…IF: • DTC or its participants pay a fair price for the service we provide • DTC participates in, and shares the responsibility for, correcting and balancing it’s own positions. • DTC makes it’s new standards for being a FAST agent commensurate with the potential risk. After all, dematerialization is supposed to decrease, not increase risk to the market. • DTC completes it’s promised upgrades to it’s systems so hours are not wasted in performing DRS transactions. • Retail brokers get continuing education regarding their roll in DRS.

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