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Is research generally harmful?. Levine: phase I safety trials about as safe as working as a secretary; 1/7 as dangerous as window cleaningReview of clinical trials with over 29k prisoners: no deaths or permanent disabilitiesBut, this focuses on physical harms, and safety is largely due to vigilence.
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1. Study Design and Risk/Benefit Analysis Ethics in Mental Health Research
19. Risks Identified in Belmont Report Psychological: Boredom, anxiety, embarrassment, or psychotic relapse
Physical: Sexual dysfunction, high blood pressure, or death
Legal: Fines or imprisonment
Social: Stigmatization, harm to reputation, or divorce
Economic: Lost time at work, loss of employment, legal fees or medical bills for harms incurred in research
20. Kinds of Vulnerability-NBAC Cognitive or communicative vulnerability
Trait: Insufficiently able to comprehend information, deliberate, make or express decisions
Risk:informed consent will not be properly obtained; Participant less able to protect interests
Institutional vulnerability
Trait: Subjected to formal authority of others –e.g., prisoners and students
Risk: Participation will not be truly voluntary; participant may be exploited
21. Deferential vulnerability
Trait: Informally subordinate to another—e.g., due to gender or roles
Risk: Participation will not be truly voluntary; participant may be exploited
Medical vulnerability
Trait: Has serious health condition for which there is no satisfactory standard treatment
Risk: Trouble weighing risks and benefits; participant may be exploited due to therapeutic misconception
22. Economic vulnerability
Trait: Lacks access to adequate income, housing, or health care
Risk: Potential benefits from participation may be unduly influential and threaten voluntariness
Social vulnerability
Trait: Others may disvalue participant and his or her interests, welfare and contributions to society
Risk: Discrimination may lead to unfair treatment and stigmatization
23. Example of Heightened Protections: Children Not greater than minimal risk
Assent of children and permission of parents
Greater than minimal risk with prospect of direct benefit to individual subjects
Same as above plus …
Risk is justified by anticipated benefits to subject
Risk-benefit ratio at least as favorable as that of alternative approaches
24. Greater than minimal risk with no prospect of direct benefit to individual subjects, but likely to yield generalizable knowledge about subject’s disorder or condition
Same as above plus …
Risk may be only a minor increase over minimal risk
Research procedures must present experiences that are commensurate with those inherent in subject’s actual or expected medical…or psychological… situations
Expected knowledge should be of vital importance in understanding or ameliorating the disorder
25. Research not otherwise approvable that presents an opportunity to understand, prevent or alleviate a serious problem affecting the health or welfare of children
Secretary of Health and Human Services, after consulting with expert panel and opportunity for public comment, determines that study will be conducted in accordance with sound ethical principles
Assent of children and permission of parents