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Health Information Technology Request for Grant Applications. Applicants Conference November 21, 2006 10:00am - 1:00pm. Conference Panelists. Bill Schroth - Moderator Anna Colello - Evaluation Co-Chair Ellen Flink - Evaluation Co-Chair Marybeth Hefner-DOH - GrantsAdministrator
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Health Information TechnologyRequest for Grant Applications Applicants Conference November 21, 2006 10:00am - 1:00pm
Conference Panelists • Bill Schroth - Moderator • Anna Colello - Evaluation Co-Chair • Ellen Flink - Evaluation Co-Chair • Marybeth Hefner-DOH - GrantsAdministrator • Janice Dee – DOH – HEAL NY • Bob Veino - DOH - Legal • Tracy Raleigh - DASNY - Finance • Sara Richards - DASNY - Legal
HEAL NY - Phase III • Support Federal Strategic HIT Plan • Broad definition of Clinical Data Information Sharing Projects • Principle: Large public interest in building clinical data sharing infrastructure • Majority of funds to existing stakeholders • Show community benefit and support
Financial Issues • Funding for capital costs - Statutory • 60% match funds required • Leverage grants • “Skin in the game” • Reduce to 50% in certain circumstances • Financial viability • Real implementation, not temporary • Encourage payer involvement
Multi-stakeholders/Community Buy-in • Across corporate/stakeholder boundaries • Minimum requirements • The more the merrier • Openness to new stakeholders • CAUTION: Make sure applicant is • “eligible”
Technology • Interoperability • Existing standards, certification for EHRs • Choice of platforms/vendors • Prescriptive standards for e-Imaging and eRx • Requirements • Recommendations
Three Project Categories • e-Imaging $10MM • Public Health $10MM • Clinical data sharing $32.875+ Million • Increase proportionally if total Phase 3 amount increased
1-e-Imaging: Interoperable Sharing of Imaging Data across a Community • Imaging is the fastest growing medical expense • Digital imaging increases diagnostic capability: resolution, • contrast, historical images • Opportunity to avoid duplication & unnecessary images • Advanced technical standards • Four (4) Requirements • Decision/Recommendations • Financial support from payers, possibly vendors • Required: 20% funding from Payers • Higher scores for larger payer and/or vendor financing • Only 50% match required for projects utilizing existing • PACS
2 – Public Health • Projects with specific public health functionality: • Clinical laboratory data • Medical records • Connect with the clinical • Detailed specifications and standards
3 – Clinical Data Sharing – Provider infrastructure & connecting software for various projects • E H R, eRX, and other • Connect others to existing projects • Connect Existing projects • Projects in Geographic Areas where none exist • E H R Certification • eRX standards • 3 Requirements • Recommendations/Discussion
Regional Allocations • Evaluation combines project quality and category with geographic distribution • Right to alter grant/project size – hope not to use • Three steps: • Fill e-Imaging & public health categories • Geographic distribution to specific 6 regions • Remainder to highest scores statewide
Example: Step One - e-Imaging & Public Health 20 18 MI L L I ONS 16 14 12 10 8 $5MM $5MM $5MM $4MM 6 $2MM 4 $0 2 0 Western Central Hudson Valley LI Northern NY
Example: Step Two – Geographic Quotas Example: Step Two – Geographic Quotas 20 20 $11MM $11MM 18 18 MILLIONS MILLIONS 16 16 14 14 12 12 10 10 8 8 $5MM $5MM $5MM $5MM $4MM $4MM 6 6 $3.1MM $3.1MM $2MM $2MM 4 4 2 2 0 0 Western Western Central Central HudsonValley HudsonValley LI LI Northern Northern NY NY e-Imaging & PH e-Imaging & PH Geographic Quotas Geographic Quotas
Example: Step Three – Highest Remaining Scores $20MM $20 $16 $9MM $12 $8MM $7MM $5MM $4MM $8 $4 $0 Hudson Valley LI Western Central Northern NYC e-Imaging & PH Geographic Highest Remaining Scores MI L L I ONS
Capital Costs and Matching Funds • Project Phases • Preliminary design phase • Software development phase • Post-implementation/operational phase
Preliminary Design Phase • Costs apply only to matching costs • Direct costs only • Must be incurred 10/1/06 or later
Software Development Phase • Costs can apply to match or be reimbursable • Direct costs only • If used for match, must be incurred 10/1/06 or later • If used for reimbursement, must be incurred after contract start
Post-Implementation/Operational Phase • Costs apply only to matching costs • Direct costs only • Must be incurred after contract start date
Examples of Allowed Costs • Payroll for staff directly involved • Payroll related costs (employee benefits) • Travel for direct staff • Hardware • Software purchase - specific to project • Software development by third party
Eligible Applicants • Legally existing corporation licensed to operate entity Section 3.2 in NYS of RGA May be an eligible applicant for only one application, but may be a stakeholder in one or more applications • • May be Clinical Information Data Exchange made up of Section 3.2 entities and must exchange data with stakeholder of a different category
Stakeholders • Same entities as eligible applicants with the addition of adult homes with assisted living programs, hospices, payers, pharmacies and labs • Must be medical entity to qualify and the more appropriate organizations that partner the better • May be part of multiple applications
Requirement to Certify that: • I will make every effort to ensure that the applicant will be consistent with the goals and recommendations, when available, of the Commission on Health Care Facilities in the Twenty-First Century, as established pursuant to Section 31 of Part E of Chapter 63 of the Laws of 2005. • I will make every effort to ensure that the applicant will design a project which is interoperable and adheres to the national standards for their type of Project. • I certify that the work covered by the Grant Disbursement Agreements (“GDAs”) shall be deemed “public work” subject to and in accordance with Articles 8, 9 and 10 of the Labor Law, if applicable. • I certify that the applicant will collaborate with other grant recipients in their region and with the Department of Health on the development of statewide standards. • I certify that the information contained in this application and attached materials are accurate and true. • I certify that the funds received pursuant to subdivision 1 of section 2818 of the Public Health Law will be expended solely for the purposes for which the monies were awarded under the RGA for __________________________________. • Attachment 6 (Name of Facility)
Evaluation Criteria • The Technical component is worth 70% and the Financial component is worth 30% • Minimum score of 65 to be eligible for consideration • Within the technical component, the areas of most importance are: quality, technology and community buy-in/commitment • The technical component and financial component will be reviewed by separate teams • An awards committee will make the final award determinations
Evaluation Criteria • Project Description - 40 points • Technology - 20 points • Project Evaluation / Monitoring - 10 points - Financial 30 points • • Cost effectiveness • Financial viability
ReviewTeams • Program Teams • Technology Teams • Financial Teams
Award CriteriaConsiderations • Strength and scope of overall Project • Availability of funds • Responsiveness to the goals and objectives of HEAL NY and RGA • Evidence of substantial applicant organizational capability, support, and commitment • Financial commitment and viability
Submitting the Application • Applications must be prepared using the forms on the website, including the budget and certification. Attachments can be found at: http://www.nyhealth.gov. /funding/rfa/0610100951/index.htm • Applications should be submitted to: Robert Schmidt Director, HEAL NY Implementation Team New York State Department of Health Hedley Building, 6th floor Troy, NY 12180
Key Dates • Questions due by November 27, 2006 • Questions & Answers will be posted • December 1, 2006 at http://www.nyhealth.gov/funding/rfa/0610100951/index.htm • Application due date - January 8, 2007 • Anticipated Award Date - Spring 2007