Training

1. Training

2. Training Banking Basel II QMS including Six Sigma ISMS

3. Banking Objective • To provide basic understanding of Banking practices and operations Coverage • Introduction to Banking Theory – Law & Practice • Banking Overview – various types of Banks and operations • Fundamentals of Accounting – Journal, Leger, Trial Balance, GL, Balance Sheet

4. Banking • Introduction to different divisions in Banks • Retail and Corporate Banking • Payment Systems • Trade Finance • Treasury • Delivery Channels – ATMs, Credit/ Debit cards, POS, etc. • Merchant Banking – Demat, Mutual Funds, Investment Banking • Compliance – AML, ALM, Basel II, etc. • Target Audience • General Bankers, technology groups Back

5. Basel II • General • Basel II – an awareness program • Specific • Market Risk • Credit Risk • Operational Risk

6. Basel II • The Nature of risks and regulations in banking • Evolution of risk management and regulations in banks • Techniques in management - simple, intermediate and advanced • Fundamentals of Market and Treasury Risk Management • Fundamentals of Credit and Operational Risk Management • Supervision and Regulation

7. Basel II • Credit Risk • The development of risk based supervision in banks • Approaches for measurement and management • Standardized approach of measurement and management • Internal Ratings based approaches • Mechanics & Parameters • FIRB & AIRB • Calibration & validation • Usage tests

8. Basel II • Market Risk • Measurement and regulation • Standardized approach of measurement and management • Internal Models approach of measurement and management • Nature of Treasury Risk • Interest rate re-pricing in the banking book • Methods of measuring and managing liquidity • Capital Management and Treasury risk

9. Basel II • Operational Risk • Basic Indication approach to measuring Operational Risk Capital • Standardized approach to measuring Operational Risk Capital • Advanced measurement approach • Managing Operational Risk • Different frameworks and approaches • Techniques used to mitigate operational risk • Monitoring and reporting

10. Basel II • Supervisory Review and its importance • Internal Capital assessment process • The four key principles and Specific issues • Supervisory review of securitization, accountability and actions • Role of National Supervisors • Implementation issues • Relationship between external/ internal auditors and supervisors

11. Basel II • Supervision of Operational Risks and other risks • Supervision of operational risks and electronic banking • UK and US Supervision of operational risk • Pillar 2 and other risks • Bank Disclosure requirements • Nature of disclosure, Basel II and disclosure • Pillar 3 requirements, Scope of disclosure • Risk exposure and assessment

12. Basel II • Banking Technology • Core Banking – is it the end? • Payment systems across the globe • Convergence of Banking and technology • Risk Management and Regulatory Compliance

13. Basel II • Target Audience • CxO level – high level or overview and importance • Senior Management – Credit, Market, Operations and Top Management • Compliance Officers, Auditors, functional department officials • Banking Technology Team Back

14. Quality Management System • To create the awareness amongst the associates/ employees • To train identified associates/ employees on Quality Standard requirements • To train on the Internal Audit – planning, conducting and follow-up Objective

15. Quality Management System • Introduction to • Quality Management • Different Quality Standards like ISO 9001:2000, CMMi different levels • Process/ Product Quality concepts • Different important Quality processes Coverage

16. Quality Management System • Detailed training on QMS – Standard requirements separately for each standard • Standard requirements • Mapping the existing practices to standard • Gap Analysis • Processes – definition, revision, implementation strategies • Monitoring • Metrics Coverage

17. Quality Management System • Internal Audit • Objectives • Code of ethics • Audit Program/ Audit calendar • Checklist development • Audit techniques & Report preparation • Follow-up methodology Coverage

18. Training – Quality Management System • All associates – for awareness session • Quality team & Identified associates when organization is going in for fresh certification – for the detailed programs • Internal Auditors/ associates identified for conducting audit internally – for Internal audit training program Target Audience Back

19. Information Security Management System • To create the awareness amongst the associates/ employees • To train identified associates/ employees on ISO 27001 requirements • To train on the Internal Audit – planning, conducting and follow-up Coverage

20. Information Security Management System • Introduction to • Information Security • Information classification • Risk Management • Mitigation Controls • Vulnerabilities and threats • Information Security Management System (ISO 27001) • Information Security policies like Password, Access Control etc Coverage

21. Information Security Management System • Detailed training on ISMS – ISO 27001 Standard requirements • Standard requirements • Mapping the existing practices to standard • Gap Analysis • Processes – definition, revision, implementation strategies • Monitoring • Metrics Coverage

22. Information Security Management System • Internal Audit • Objectives • Code of ethics • Audit Program/ Audit calendar • Checklist development • Audit techniques & Report preparation • Follow-up methodology Coverage

23. Information Security Management System • All associates – for awareness session • Information Security team & Identified associates when organization is going in for fresh certification – for the detailed programs • Internal Auditors/ associates identified for conducting audit internally – for Internal audit training program Target Audience