Module 11

1. Module 11 • Proving more specific problems are not solvable • Input transformation technique • Use subroutine theme to show that if one problem is unsolvable, so is a second problem • Need to clearly differentiate between • use of program as a subroutine and • a program being an input to another program

2. Basic Idea/Technique

3. Proving a problem L is unsolvable • Assume PL is a procedure that solves problem L • We have no idea how PL solves L • Construct a program PH that solves H using PL as a subroutine • We use PL as a black box • (We could use any unsolvable problem in place of H) • Argue PH solves H • Conclude that L is unsolvable • Otherwise PL would exist and then H would be solvable • L will be a problem about program behavior

4. Focusing on H • In this module, we will typically use H, the Halting Problem, as our known unsolvable problem • The technique generalizes to using any unsolvable problem L’ in place of H. • You would need to change the proofs to work with L’ instead of H, but in general it can be done • The technique also can be applied to solvable problems to derive alternative consequences • We focus on H to simplify the explanation

5. Constructing PH using PL Answer-preserving input transformations and Program PT

6. PH has two subroutines • There are many ways to construct PH using program PL that solves L • We focus on one method in which PH consists of two subroutines • Procedure PL that solves L • Procedure PT which computes a function f that I call an answer-preserving (or answer-reversing) input transformation • More about this in a moment

7. PT(x) x PT Y/N Yes/No PL PH Pictoral Representation of PH *

8. Answer-preserving input transformation PT • Input • An input to H • Output • An input to L such that • yes inputs of H map to yes inputs of L • no inputs of H map to no inputs of L • Note, PT must not loop when given any legal input to H

9. Why this works * yes input to H PT yes input to L yes PL no no input to H no input to L PH We have assumed that PL solves L

10. Answer-reversing input transformation PT • Input • An input to H • Output • An input to L such that • yes inputs of H map to no inputs of L • no inputs of H map to yes inputs of L • Note, PT must not loop when given any legal input to H

11. Why this works yes input to H PT no input to L no yes PL no no input to H yes input to L yes PH We have assumed that PL solves L

12. x PT(x) Yes/No PL PT PH Yes->Yes and No->No No inputs for H Yes inputs for H Domain of H Yes inputs for L No inputs for L Domain of L

13. Yes inputs No inputs Domain of H Yes inputs No inputs Domain of L Notation and Terminology • If there is such an answer-preserving (or answer-reversing) input transformation f (and the corresponding program PT), we say that H transforms to (many-one reduces to) L • Notation H ≤ L

14. Examples not involving the Halting Problem

15. Generalization • As noted earlier, while we focus on transforming H to other problems, the concept of transformation generalizes beyond H and beyond unsolvable program behavior problems • We work with some solvable, language recognition problems to illustrate some aspects of the transformation process in the next few slides

16. Yes inputs No inputs Domain of L1 Yes inputs No inputs Domain of L2 Example 1 • L1 is the set of even length strings over {0,1} • What are the set of legal input instances and no inputs for the L1 LRP? • L2 is the set of odd length strings over {0,1} • Same question as above • Tasks • Give an answer-preserving input transformation f that shows that L1 LRP ≤ L2 LRP • Give a corresponding program PT that computes f

17. Program PT string main(string x) { return(x concatenate “0”); }

18. Yes inputs No inputs Domain of L1 Yes inputs No inputs Domain of L2 Example 2 • L1 is the set of all strings over {0,1} • What is the set of all inputs, yes inputs, no inputs for the L1 LRP? • L2 is {0} • Same question as above • Tasks • Give an answer-preserving input transformation f which shows that the L1 LRP ≤ L2 LRP • Give a corresponding program PT which computes f

19. Program PT string main(string x) { return( “0”); }

20. Yes inputs No inputs Domain of L1 Yes inputs No inputs Domain of L2 Example 3 • L1 • Input: Java program P that takes as input an unsigned int • Yes/No Question: Does P halt on all legal inputs • L2 • Input: C++ program P that takes as input an unsigned int • Yes/No Question: Does P halt on all legal inputs • Tasks • Describe what an answer-preserving input transformation f that shows that L1 ≤ L2 would be/do?

21. Proving a program behavior problem L is unsolvable

22. Halting Problem H Input Program QH that has one input of type unsigned int non-negative integer y that is input to program QH Yes/No Question Does QH halt on y? Target Problem L Input Program QL that has one input of type string Yes/No question Does Y(QL) = the set of even length strings? Assume program PL solves L Problem Definitions *

23. PT(x) x PT Y/N Yes/No PL PH • We are building a program PH to solve the halting problem H • PH will use PL as a subroutine, and we have no idea • how PL accomplishes its task • PH will use PT as a subroutine, and we must explicitly • construct PT using specific properties of H and L Construction review

24. P’s and Q’s • Programs which are PART of program PH and thus “executed” when PH executes • Program PT, an actual program we construct • Program PL, an assumed program which solves problem L • Programs which are INPUTS/OUTPUTS of programs PH, PL, and PT and which are not “executed” when PH executes • Programs QH, QL, and QYL • code for QYL is available to PT

25. Target Problem L Input Program Q that has one input of type string Yes/No question Does Y(Q) = the set of even length strings? Program PL Solves L We don’t know how Consider the following program Q1 bool main(string z) {while (1>0) ;} What does PL output when given Q1 as input? Consider the following program Q2 bool main(string z) { if ((z.length %2) = = 0) return (yes) else return (no); } What does PL output when given Q2 as input? Two inputs for L *

26. Target Problem L Input Program Q that has one input of type string Yes/No question Does Y(Q) = the set of even length strings? Program PL Solves L We don’t know how Consider the following program QL with 2 procedures Q1 and QYL bool main(string z) { Q1(5); /* ignore return value */ return(QYL(z)); } bool Q1(unsigned x) { if (x > 3) return (no); else loop; } bool QYL(string y) { if ((y.length( ) % 2) = = 0) return (yes); else return(no); } What does PL output when given QL as input? Another input for L *

27. Input of PT (Also Input of H) Program QH one input of type unsigned int Non-negative integer y Program QL that is the output of PT (Also input of L) bool main(string z) { QH(y); /* QH and y come left-hand side */ /* ignore return value */ return(QYL(z)); } bool QH(unsigned x) { /* comes from left-hand side } bool QYL(string y) { if ((y.length( ) % 2) = = 0) return (yes); else return(no); } PT QH,y QL Input and Output of PT *

28. PT QH,y QL Example 1 * Input to PT Program QH bool main(unsigned y) { if (y ==5) return yes; else if (y ==4) return no; else while (1>0) {}; } Input y 5 Output of PT Program QL bool QH(unsigned y) { if (y ==5) return yes; else if (y ==4) return no; else while (1>0) {}; } bool QYL(string z) { if ((z.length % 2) == 0) return (yes) else return (no); } bool main(string z) { unsigned y = 5; QH(y); return (QYL(z)); }

29. PT QH,y QL Example 2 Input to PT Program QH bool main(unsigned y) { if (y ==5) return yes; else if (y ==4) return no; else while (1>0) {}; } Input y 3 Output of PT Program QL bool QH(unsigned y) { if (y ==5) return yes; else if (y ==4) return no; else while (1>0) {}; } bool QYL(string z) { if ((z.length % 2) == 0) return (yes) else return (no); } bool main(string z) { unsigned y = 3; QH(y); return (QYL(z)); }

30. PT in more detail

31. QH,y QL Declaration of PT Yes/No PL PT PH • What is the return type of PT? • Type program1 (with one input of type string) • What are the input parameters of PT? • The same as the input parameters to H; in this case, • type program2 (with one input of type unsigned int) • unsigned int (input type to program2) program1 main(program2 QH, unsigned y)

32. Code for PT QH,y QL Yes/No PL PT PH program1 main(program2 P, unsigned y) { /* Will be viewing types program1 and program2 as STRINGS over the program alphabet SP */ program1 QL = replace-main-with-QH(P); /* Insert line break */ QL += “\n”; /* Insert QYL */ QL += “bool QYL(string z) {\n \t if ((z.length % 2) == 0) return (yes) else return (no);\n }”; /* Add main routine of QL */ QL += “bool main(string z) {\n\t”; /* determined by L */ QL += “unsigned y =” QL += convert-to-string(y); QL += “;\n\t QH(y)\n\t return(QYL(z));\n}”; return(QL); } program1 replace-main-with-QH(program2 P) /* Details hidden */ string convert-to-string(unsigned y) /* Details hidden */

33. QH,y QL Yes/No PL PT PH PT code for QYL Y/N QYL y start halt QH QL QH z QYL PT Y/N unsigned y PT in action Program QH bool main(unsigned y) { if (y ==5) return yes; else if (y ==4) return no; else while (1>0) {}; } Input y 5 Program QL bool QH(unsigned y) { if (y ==5) return yes; else if (y ==4) return no; else while (1>0) {}; } bool QYL(string z) { if ((z.length % 2) == 0) return (yes) else return (no); } bool main(string z) { unsigned y = 5; QH(y); return (QYL(z)); }

34. Constructing QL (and thus PT) How to choose QYL or QNL

35. If QH, y is a no input to the Halting problem Program QL bool main(string z) { QH(y); /* ignore return value */ return(Q?L(z)); /* yes or no? */ } bool QH(unsigned x) { /* comes from left-hand side } bool Q?L(string y) { } Start with no input for H • QHloops on y • Thus Y(QL) = {} • Determine if this makes QL a no or yes input instance to L

36. If QH, y is a no input to the Halting problem • Now choose a QYL (or QNL) that is a yes (or no) input instance to L Answer-preserving input transformation • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • return(QYL(z)); /* yes */ • } • bool QH(unsigned x) { • /* comes from left-hand side • } • bool QYL(string y) { • } • QHloops on y • Thus Y(QL) = {} • Determine if this makes QL a no or yes input instance to L

37. If QH, y is a no input to the Halting problem • Now choose a QYL (or QNL) that is a yes (or no) input instance to L Make yes for H map to yes for L • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • return(QYL(z)); /* yes */ • } • bool QH(unsigned x) { • /* comes from left-hand side • } • bool QYL(string y) { • if ((y.length( ) % 2) = = 0) return (yes); • else return (no); • } • QHloops on y • Thus Y(QL) = {} • Determine if this makes QL a no or yes input instance to L

38. Possible shortcut • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • return(QYL(z)); /* yes */ • } • bool QH(unsigned x) { • /* comes from left-hand side • } • bool QYL(string y) { • if ((y.length( ) % 2) = = 0) return (yes); • else return (no); • } • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • if ((z.length( ) % 2) = = 0) return (yes); • else return (no); • } • bool QH(unsigned x) { • /* comes from left-hand side • }

39. Another Example

40. Halting Problem H Input Program QH that has one input of type unsigned int non-negative integer y that is input to program QH Yes/No Question Does QH halt on y? Target Problem L Input Program QL that has one input of type string Yes/No question Is Y(QL) finite? Assume program PL solves L Problem Definitions

41. If QH, y is a no input to the Halting problem Program QL bool main(string z) { QH(y); /* ignore return value */ return(Q?L(z)); /* yes or no? */ } bool QH(unsigned x) { /* comes from left-hand side } bool Q?L(string y) { } Start with no input for H • QHloops on y • Thus Y(QL) = {} • Determine if this makes QL a no or yes input instance to L

42. If QH, y is a no input to the Halting problem Program QL bool main(string z) { QH(y); /* ignore return value */ return(QNL(z));/* no */ } bool QH(unsigned x) { /* comes from left-hand side } bool QNL(string y) { } • Now choose a QYL (or QNL) that is a yes (or no) input instance to L Answer-reversing input transformation • QHloops on y • Thus Y(QL) = {} • Determine if this makes QL a no or yes input instance to L

43. If QH, y is a no input to the Halting problem Program QL bool main(string z) { QH(y); /* ignore return value */ return(QNL(z));/* no */ } bool QH(unsigned x) { /* comes from left-hand side } bool QNL(string y) { if ((y.length( ) % 2) = = 0) return(yes); else return(no); } • Now choose a QYL (or QNL) that is a yes (or no) input instance to L Make yes for H map to no for L • QHloops on y • Thus Y(QL) = {} • Determine if this makes QL a no or yes input instance to L

44. Analyzing proposed transformations 4 possibilities

45. Problem Setup • Input of Transformation • Program QH, unsigned x • Output of Transformation • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • return(QYL(z)); /* yes or no */ • } • bool QH(unsigned x) {} • bool QYL(string y) { • if ((y.length( ) % 2) = = 0) return (yes); • else return (no); • } • Problem L • Input: Program P • Yes/No Question: Is Y(P) = {aa}? • Question: Is the transformation on the left an answer-preserving or answer-reversing input transformation from H to problem L?

46. Key Step • Input of Transformation • Program QH, unsigned x • Output of Transformation • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • return(QYL(z)); /* yes or no */ • } • bool QH(unsigned x) {} • bool QYL(string y) { • if ((y.length( ) % 2) = = 0) return (yes); • else return (no); • } • Problem L • Input: Program P • Yes/No Question: Is Y(P) = {aa}? • The output of the transformation is the input to the problem. • Plug QL in for program P above • Is Y(QL) = {aa}?

47. Is Y(QL) = {aa}? • Input of Transformation • Program QH, unsigned x • Output of Transformation • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • return(QYL(z)); /* yes or no */ • } • bool QH(unsigned x) {} • bool QYL(string y) { • if ((y.length( ) % 2) = = 0) return (yes); • else return (no); • } • Problem L • Input: Program P • Yes/No Question: Is Y(P) = {aa}? • Analysis • If QH loops on x, Y(QL)={} • No input to H creates a QL that is a no input for L • If QH halts on x, Y(QL) = {even length strings} • Yes input to H creates a QL that is a no input for L • Transformation does not work • All inputs map to no inputs

48. Three other problems • Input of Transformation • Program QH, unsigned x • Output of Transformation • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • return(QYL(z)); /* yes or no */ • } • bool QH(unsigned x) {} • bool QYL(string y) { • if ((y.length( ) % 2) = = 0) return (yes); • else return (no); • } • Problem L1 • Input: Program P • Yes/No Question: Is Y(P) infinite? • Problem L2 • Input: Program P • Yes/No Question: Is Y(P) finite? • Problem L3 • Input: Program P • Yes/No Question: Is Y(P) = {} or is Y(P) infinite?

49. Is Y(QL) infinite? • Input of Transformation • Program QH, unsigned x • Output of Transformation • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • return(QYL(z)); /* yes or no */ • } • bool QH(unsigned x) {} • bool QYL(string y) { • if ((y.length( ) % 2) = = 0) return (yes); • else return (no); • } • Problem L1 • Input: Program P • Yes/No Question: Is Y(P) infinite? • Analysis • If QH loops on x, Y(QL)={} • No input to H creates a QL that is a no input for L • If QH halts on x, Y(QL) = {even length strings} • Yes input to H creates a QL that is a yes input for L • Transformation works • Answer-preserving

50. Is Y(QL) finite? • Input of Transformation • Program QH, unsigned x • Output of Transformation • Program QL • bool main(string z) { • QH(y); /* ignore return value */ • return(QYL(z)); /* yes or no */ • } • bool QH(unsigned x) {} • bool QYL(string y) { • if ((y.length( ) % 2) = = 0) return (yes); • else return (no); • } • Problem L2 • Input: Program P • Yes/No Question: Is Y(P) finite? • Analysis • If QH loops on x, Y(QL)={} • No input to H creates a QL that is a yes input for L • If QH halts on x, Y(QL) = {even length strings} • Yes input to H creates a QL that is a no input for L • Transformation works • Answer-reversing