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EU-SILC from a Research Perspective. Heike Wirth & Christof Wolf. Topics covered. Strengths of EU-SILC Flexible implementation of EU-SILC Selected issues regarding data comparability Opportunities for longitudinal analysis with EU-SILC. Strengths of EU-SILC. Coverage of countries
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EU-SILC from a Research Perspective Heike Wirth & Christof Wolf
Topics covered • Strengths of EU-SILC • Flexible implementation of EU-SILC • Selected issuesregardingdatacomparability • Opportunities for longitudinal analysis with EU-SILC
Strengths of EU-SILC • Coverage of countries • Coverage of topics • (Private) Household survey • Cross-sectional and longitudinal data • Good and improving data documentation • Access for researchpurposesfree of charge(but moredemandingundernewregulation)
Flexible implementation of EU-SILC • EU-SILC is based on a common framework • guidelines: concepts, definitions, classifications, procedures • Target variables, i.e. ex ante harmonization • Within this framework high flexibility regarding data generation • Accommodates the national conditions and needs (+) • Potential to limit cross-national comparability (–) • While the input side might be diverse, the output side is harmonized (standardized microdata set) • i.e. problems of data comparability are not directly visible
Flexible implementation of EU-SILC Some potential sources of non-comparability • Different sampling strategies • Different survey designs • Different modes of data collection • Different field work periods and procedures • Different national questionnaires • Different reference periods • Different nonresponse rates • Different attrition rates …
Whyiscomparability so important? EU-SILC is the central data source for social reporting in Europe • Social indicators based on EU-SILC are used • to assess countries’ places in relation to each other • to learn from others’ best practices • to evaluate policy measures
Selected issuesregardingdatacomparability 1. Different survey designs and response rates 2. Different modes of data collection 3. Ex-ante output harmonization: Wording of questions
Comparability 1: Survey design and response rates • Survey design • Rotational panel: variations across countries in the number of rotations. Most countries 4, but 8 in NO, 9 in FR and full panel in LU(in the future possibly 6 or more waves) • Response rates and attritionvary throughout Europe
SILC responserates 2007 (onlynewrotationalgroup) Source: Eurostat: Proposal for revising the design of EU-SILC longitudinal component. Item 4; 5thMeeting of the Task-Force on the revision of the EU-SILC legal basis.
EU-SILC retention rates (a) households, (b) individuals re-interviewed the following year, in % Source: Iacovou et al (2012) from EU-SILC longitudinal files, release 2008-4, unweighted
Comparability 2: Different modes of data collection Sources of EU-SILC data could be: • survey(s) • register(s) • combination of survey(s) & register(s) • Data could come from one source or two sources • Issue of concern: Substantial findings of EU-SILC such as indicators used in social reporting may differ due to the diversity in the data collection across countries
Different modes of data collection • Measures in surveys and registers may be based on different concepts, e.g. • Earnings information in registers • tax-based (non taxed earnings?) • different points in time when income and tax are collected (self-employed, temporary workers) • Employment, Unemployment • evidence that information on unemployment in survey and registers differ in a significant way at the individual level • survey: e.g. memory errors regarding employment situation in the past • Consistency problems if combining information from different sources?
Different modes of data collection • Mixed modes of data collection in surveys • Personal interview (respondent) • CATI (Computer Assisted Telefon Interview) • CAPI (Computer Assisted Personal Interview) • PAPI (Paper andPencil Personal Interview) • self-administered (respondent completes the questionnaire him/herself) • Proxy-interview (respondent has someone else answer the questions for him/her) • Type of interview mightaffect the responseandthusreduce the comparabilitybetween countries andfor countries withsequentialmixedmodebetweenwaves
Proxy interview by country – ‘register countries’ As a ruleonly 1 person in hhisinterviewed, whoanswersalso for all otherhhmembers
Flexibility in modes of data collection • Quality ofproxyinterviewsmightdepend on thereasonoftheproxy interview • a respondent is not accessible or willing to give an interview • proxy interview are cofounded with other characteristics like age or sex • producers take proxy interviews as a mean to lower costs • data producers might make efforts for a random selection of proxy respondents
Comparability 3 – Different questionnaires • SILC is ex ante harmonized, i.e.variables which are delivered by the NSIs to Eurostat are defined in regulations & guidelines (=> standard EU-SILC definition) • But there is no common SILC questionnaire • questionnaire design varies (e.g. order of questions) • wording of questionsvaries (e.g. ‘How often do you usually ..’ or 'How often during a usual year do you …?)
Research example • Research exampleGash (2011): Methodological issues in comparative research. European Workshop to Introduce the EU-SILC and EU-LFS Manchester Research interest • Howdoesunemploymentaffectsocialengagement? • EU-SILC Module (2006) on SocialParticipation • Frequencyofcontacts/gettingtogetherwithfriends &relatives • Abilitytoask relatives, friends, neighboursforhelp • Participation in formal and informal activities • Participation in cultural/sportevents
Research example Main findings: • Broad agreement in the questionnaire wording across countries, but • Some countries provide examples of social participation others not • Some countries mention reference periods others not • Some countries prompt that respondents should exclude people they live with others not • Might have an effect on the reported frequencies of contacts
Source: Gash, Vanessa (2011): METHODOLOGICAL ISSUES in COMPARATIVE RESEARCH
Comparability 3 - Output harmonization • WhenEurostatknowsaboutproblemsarisingfrom different wordingorotherdeviations in the questoinnaireitreportsthis • Most national questionnairesareavailable • Check documentation!!!
Opportunities for Longitudinal Analysis Main topicsstudiedwith SILC (Eiffe & Till 2013) • Income studies • Povertystudies • Labour marketstudies • Limitationsarisebecause SILC isa short-term panel, i.e. a maximum of 3 transitions
Income studies Income distribution • What are the consequences of income gains and losses on income inequality and poverty levels? • How do regional economic and labour market structures as well as national institutions contribute to changes of income level and income distribution? Income dynamics • How much does income mobility vary across European countries? See: Franz F. EiffeandMatthias Till. 2013. The Longitudinal Component of EU‐SILC Still Underused? NetSILC2: Working Paper 1/2013.
Income studies Impact of socio-economic events on income • Impact of having a disabled person in a household • Changes in women’s contribution in Italian families • Effect of partnership breakdown on individual income See: Franz F. EiffeandMatthias Till. 2013. The Longitudinal Component of EU‐SILC Still Underused? NetSILC2: Working Paper 1/2013.
Povertystudies • How long do individuals or households remain in poor living conditions? • How often do Europeans experience poverty over their life span (or at least over four years)? • What are the profiles of households who remain in poverty for longer periods? • What are the events/determinants that trigger poverty transitions? See: Franz F. EiffeandMatthias Till. 2013. The Longitudinal Component of EU‐SILC Still Underused? NetSILC2: Working Paper 1/2013.
Labour marketstudies • What patterns of occupational mobility can be observed in Europe? • How difficult is it to leave unemployment? • How do labour market dynamics differ across countries? • Can difference between countries be explained by different institutions, e.g. welfare state arrangements? See: Franz F. EiffeandMatthias Till. 2013. The Longitudinal Component of EU‐SILC Still Underused? NetSILC2: Working Paper 1/2013.
Possibleproblems of SILC longitudinal • Different attritionratescouldbe a problem • Ifthereis a correlationbetweenattritionandincomeorothers variables thiswouldbe a problemHowever, incomebiasrelatedtoattritionseemstobelow
Householdparticipation in SILC byIncome Quintiles in previousyear Source: Eurostat: Proposal for revising the design of EU-SILC longitudinal component. Item 4; 5thMeeting of the Task-Force on the revision of the EU-SILC legal basis.