1 / 3

Insider Law Service at Corporate Professionals

Insider Law service is a service provided by a team of reputed lawyers and company secretaries which aid in curbing, identifying and reporting insider trading events in a firm.

corporateprofessionals
Download Presentation

Insider Law Service at Corporate Professionals

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. Insider Law Service at Corporate Professionals Insider Trading Insider trading, irrespective of how formal it sounds, is a white collar crime. Such crimes result from securities trading of a Listed Company by of one of its Insiders. Such Insiders might have possession of price sensitive information of the listed company. Insider Trading, A Crime In India, Insider Trading is considered a serious crime. It breaches the underlying trust among company’s stakeholders. To curb such acts, Securities Regulators in India have become more vigilant. They are now devising new ways to monitor Insider Trading. SEBI’s efforts to curb Insider Trading Insider Trading has gained significant buzz for itself in the securities market. Such prominence can be attributed to the recent amendments issued by the SEBI Insider Trading Laws. These SEBI Laws are enforced to establish an effective mechanism for regulating market infractions such as I-Trading. What is an Insider Law Service? Insider Law service is a service provided by a team of reputed lawyers and company secretaries which aid in curbing, identifying and reporting insider trading events in a firm. Such experienced professionals use their expertise in dealing with listed companies who require an end-to-end solution to meet their legal compliance as well as regulatory reporting. Why choose Corporate Professionals for Insider Law Services?

  2. Corporate Professionals is a client-centric group of dedicated and research-oriented professionals oriented towards delivering innovative corporate business solutions. We employ an integrated model of techno-legal, and financial consulting services to our clientele. The focal point of our organization is clients. We provide recommendations in client’s best interest. Big or small, every client gets the same high level of personal attention. Same is the level of attention and solution we provide to clients who are at risk of Insider Trading in their firm. Our procedure is methodical. We provide a ton of dedicated Insider Law services to the needful clients, such as the following: 1.Policy Review and Code of Conduct Formulation SEBI instructs every Listed Company as well as the market intermediaries to formulate a code of conduct. This code will be referred for regulation, monitoring and trading reporting purposes by the Designated Persons. We help companies in formulating such Code of Conduct. To formulate a code of procedures for fair UPSI disclosure, we can assist you in such code formulation in accordance with the Industry best practices as well as the organization’s needs. We also conduct review of the following documents of the Company pertaining to insider trading: Codes Policies

  3. Procedures We also identify gaps and recommend the requisite solution. 2.Designing Internal Control System Our professionals assist companies in identifying Insider threats as well as setting up adequate controls to prevent them by interviewing HoDs, i.e., the Heads of Departments. Such interview makes us identify safeguards from insider trading. Consequently, we recommend solaces for the identified risks. 3.Insider Law Audit SEBI instructed Companies to extend responsibilities on its Boards and Audit Committees. This extension is to ensure legal compliance of the Company. Also, Companies must verify its systems & implemented controls. For a periodical review of these Audit Committees, our Insider Law Audit services can come in handy for you in compliances monitoring from time to time. Insider’s Training & Workshop Corporate Professionals believes that an active involvement in providing workshops to the following Designated Persons can aid in countering Insider Threats: Promoters Board of Directors Company’s KMPs Our objective here is to sensitize employees or insiders about implications of Insider Trading violation penalties. We also tend to extend understanding of the key concepts of the PIT- related laws as well as the need for compliance along with the registered roles and responsibilities. To know more about our Insider Law services, visit https://www.corporateprofessionals.com/

More Related