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FMCSA SAFETY REGULATIONS: SafeStat – CSA 2010 FMCSA Rulemaking updates. Delta Nu Alpha – July 25, 2008 Henry E. Seaton, Esq., www.transportationlaw.net -and- Richard “Rick” Gobbell www.transafety.net. CORPORATE SPONSORS Air & Expedited Motor Carrier Association Apex Capital LP
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FMCSA SAFETY REGULATIONS:SafeStat – CSA 2010FMCSA Rulemaking updates Delta Nu Alpha – July 25, 2008 Henry E. Seaton, Esq., www.transportationlaw.net -and- Richard “Rick” Gobbell www.transafety.net
CORPORATE SPONSORS Air & Expedited Motor Carrier Association Apex Capital LP Champagne Logistics Greatwide Truckload Management Kings Express Landstar RMCS USA Transportation Services, International
About DNA • Fraternity of transportation professionals • Open to all with interest in education • Interdisciplinary – shippers, carriers, third party logisticians and students • Traditional chapter format – Milwaukee, Chicago, Rockford, Nashville, Bowling Green, Grand Rapids, Louisville, Le High Valley • Student chapters at Western IL University • Scholarship program www.deltanualpha.org
Syllabus of Future Webinars Contains Chronic and Acute Industry Problems • Format is issue presentation followed by open question and answer. • Diverse opinions are encouraged. • Goal is to assess issues, impart information and better prepare listeners as knowledgeable professionals in any industry which too frequently ignores day-to-day problems of contracts, claims and operations in favor of “supply chain management.” • CCPAC accreditation of 3 courses for cargo claims specialists.
Upcoming Webinar Topics 08/19/08 The Scourge of Double Brokering 09/16/08 Cargo Claim Mitigation, Adjustment and Salvage Issues 10/21/08 INCOTERMS – The Language of the Global Economy 11/18/08 Supply Chain Security Issues – Alphabet Soup and New Regulations All of the Webinars have been approved for Certified Claims Professional Accreditation Council (CCPAC) Credit (1.5 CEUs) For more information and to register, go to www.deltanualpha.org
DOT or FMCSA? Who is subject to the Federal Motor Carrier Safety Regulations? Any motor carrier that operates: • Any vehicle or combination of vehicles greater than 10,000 lbs • Gross Vehicle Weight Rating (Driver Qualification, Medicals, Logs etc) • Any vehicle or combination vehicles with a gross vehicle weight • rating greater than 26,000 lbs is also subject to Drug & Alcohol • Testing & Commercial Driver’s License regulations, in addition • to Driver Qualification, Medicals, Logs etc. • 3.Any vehicle transporting a hazardous materials requiring • the vehicle to be placarded(DQ, Medicals, Logs, CDL, D & A) • FMCSA Registration, evidence of insurance and agents for process • is required for any for-hire motor vehicle conducting interstate • commerce regardless of size(SafetyLu Correction Act 2008).
DOT-FMCSA ComplianceReview-Audits A compliance review is currently FMCSA only tool to assess a motor carrier’s compliance with the Federal Motor Carrier Safety Regulations • There are currently more than 600,000 motor carriers in the US • There 40,000 to 50,000 new carriers that startup a trucking business every year 3.FMCSA & State Agencies conduct about 14,000 CR every year
DOT ComplianceReview-Audits So the chances of a motor carrier ever being audited by DOT is very slim. It would take DOT about 27 years to audit all the motor carriers in its system with its current staff if no new carriers begin operations
DOT ComplianceReview FMCSA currently prioritize motor carriers for compliance reviews for the following reasons. • A driver files a complaint 2. The carrier is involved in a major crash 3. Or a carrier’s SafeStat Scores
SAFESTATis DOT’s current data collection analysis system used to prioritize what is referred to as “Possible At Risk Motor Carriers” DOT Collects this Data from: State Agencies Local Agencies Its own Federal Staff
FMCSA Collects Data From: Motor Carriers MCS-150s Roadside Driver/Vehicle Inspections Federal, State and Local Crash Reports State and Local Moving Violations Traffic stops State and Local FMCSA Staff New Entrant Audits,Compliance Reviews & Enforcement Actions
FMCSA’sSafeStat • Involves analytically assessing a motor carrier in four Safety Evaluation Areas(SEAs): • Accident SEA • Driver SEA • VehicleSEA • Safety Management SEA • Each SEA is based on two or more indicators supported by different data sources
The SafeStat Score • The SafeStat score only applies to carriers with safety deficiencies. • Only carriers that have deficient SEA values of 75 and higher (the worst 25th percentile)in two or more of the four SEAs receive a SafeStat Score. • For calculations and website details, see Appendix A.
Single-SEA SafeStat Categories Categories of carriers deficient in one SEA (SEA Value of 75 or higher) SafeStat Categories for Carriers with One SEA Value
Example of SafeStat Results Name: Rollemover Express DOT # 12345 Physical Address Mailing Address Power units: 35 Launch Pad Road P.O... BOX 1234 Hazmat Carrier: yes Yourtown, Ourstate 12345 Yourtown, Ourstate 12345 Passenger Carrier: No SafeStat Score: 383.02 Overall Rank: 19 State Rank: 3 Previous Status: Warning letter Current Status: Category A ( At Risk) CR Recommended
DOT ComplianceReview Category A & B SafeStat Carriers are priority motor carriers that will be selected for an on site Compliance Review - Audit DOT Policy
DOT ComplianceReview - Audit Is where DOT determines: • What a motor carrier’s Safety Rating will be: • - Satisfactory • - Conditional • - Un-Satisfactory • If a carrier will have to pay a fine as a result of the • violations discovered. 3. If a carrier will be able to continue to do business
Comprehensive Safety AnalysisCSA 2010 FMCSA’s development and deployment of a new operational model to use FMCSA resources to identify drivers and motor carriers that pose safety problems and to intervene to address those problems as soon as they become apparent to the Agency.
CSA 2010 • It is a current FMCSA high priority safety initiative – • It is much a much more in-depth analysis of the data currently captured by DOT on motor carrier performance
CSA 2010 vs. Safestat • SafeStat’s only intervention is based on: • Safety fitness determination tied to compliance review. • It is very labor intensive. • Result: It only assess a small fraction of industry. • Focus is on carriers.
CSA 2010 vs. Safestat • CSA 2010 Operational Model --- • Target unsafe behavior. • Safety fitness tied to data; not CR or acute/critical violations. • Broad array of progressive interventions. • Focus is on carriers and drivers. • Leverage new technology, training, and information.
CSA 2010 Description • Four major elements --- • Measurement • Interventions • Safety Fitness Determination • COMPASS
Today’s Model - SafeStat Four Safety Evaluation Areas (SEAs) Only roadside out-of-service & moving violations SafeStat – results support prioritization of compliance reviews No risk-based violation weightings Carriers CSA 2010 Seven Safety Behavioral Areas (BASICs) All roadside safety violations Results determine --- When to intervene When proposed notice of Unfit Risk-based violation weightings Carriers and Drivers CSA 2010 Measurement
Behavioral Analysis & SafetyImprovement Categories BASICs for Carriers and Drivers Behaviors That Lead To Crashes • Unsafe Driving • Fatigued Driving • Driver Fitness • Drugs and Alcohol • Vehicle Maintenance • Cargo Securement • Crash Experience
Today’s Model Limited to compliance review (CR); one size fits all CR is resource intense CR assesses compliance through rigid set of acute/critical regulations Generally, audit approach CR used to determine whether enforcement is needed CSA 2010 Broad array of progressive interventions More interventions; many less resource intense Interventions target unsafe behavior through weighted BASICs Investigative approach; root cause and educational element Goal: Change unsafe behavior early, and initiate earlier enforcement CSA 2010 Interventions
CSA 2010 Interventions - Carrier Tier 1 – Informative • Warning Letter • Focused Roadside Inspection Tier 2 – Interactive • Off-Site Investigation • Cooperative Safety Plan • Notice of Violation • Focused On-Site Investigation • Comprehensive On-Site Investigation Tier 3 – Prescriptive • Notice of Claim • Consent Agreement • Unfit Suspension (Safety Fitness Determination) Increasing Severity
CSA 2010 Interventions - Carrier • Intervention process triggered by: • One or more deficient BASICs, • High crash indicator, or • Complaints or fatal crash. • Intervention selection influenced by: • Safety performance, • HM or passenger carrier, and • Intervention history.
Today’s Model SFD tied to compliance review Satisfactory, Conditional, or Unsatisfactory SFD effective until next CR SFD based on acute/critical violations CSA 2010 SFD tied to performance data; not necessarily CR Continue Operation, Marginal, or Unfit SFD assigned to all carriers with sufficient data; updated regularly SFD based on performance data CSA 2010 Safety Fitness Determination (SFD)
CSA 2010 Safety Fitness Determination - Carrier • Status --- CSA 2010 will require: • A major rulemaking • Revise Part 385, Safety Fitness Procedures • NPRM publication - Targeting spring/summer 2008 • Look for rulemaking later this fall
CSA 2010 Operational Model Test • Where --- • Approximately 40 investigators state and federal • Four states – one in each FMCSA Service Center • Colorado • Georgia • Missouri • New Jersey • Outreach --- September/October
CSA 2010Outreach to Partners and Stakeholders • Six Listening Sessions --- Sept/Oct-04 • Listening Session – Nov-06 • Washington, DC • Ninety-two persons • Next Listening Session Targeting --- • Four breakout sessions – 611 responses • Early Nov-07 • St. Louis, MO • Federal Register notice • Three topics • Demonstrate Measurement Systems • Further describe Operational Model Test • Safety Fitness Determination Methodology
Industry Concerns with CSA 2010 Small carrier can become “marginal” based on limited and inaccurate data reported by states. All drivers will be tagged for every citation and their driving histories will effect carrier rating. Vicarious liability concerns plus publication of new system will throw carriers, shippers and brokers into purgatory.
New Entrant RulemakingDocket No. FMCSA-2001-11061December 21, 2006 Will be much more in-depth than current procedures Will have 11 violations that will automatically result in a failing grade Based on current analysis up to 40% of new entrants will fail the audit
Minimum Training Requirements for Entry Level Commercial Motor Vehicle DriversDocket No. FMCSA-2007-27748 - December 17, 2007 • Requirements • Accreditation Requirements for Entry-Level Trainees – • Institutional and motor carrier training programs must be accredited • Hours-Based Training Requirements – • 120 hours of training (at least 76 classroom and 44 BTW) • Driver Skill Instructors Must have at Least Two Years of CMV Driving Experience • New-Entrant CDL Licensing Process • driver training certificates must be provided to the State Licensing • Agency before a CDL License will be issued. • 3 year implementation period from date of final rule
Hours of Service RuleJuly 24, 2007 Court RulingFMCSA Published an Interim Final Rule Expect the final rule before the end of the year. 11 hour rule 34 hour reset Split Sleeper Berth U. S.Department of Energy Agricultural Organizations and other have requested exemptions to existing rules
On-Board Hours of Service Recording DevicesFMCSA-2004-18940Revised January 7, 2007 Requiring CMV to have install tamper proof electronic on Board Hours Of Service recording devices Two year effective date from date of final rule Expect rule by the end of the year, possibly corresponding to the Hours of Service Rule
Hazardous Materials Awareness, Familiarization, Function Specific, Security and In-Depth Security Training 49 CFR 174.704(a)(1-5) Applies to Brokers, Forwarding Agents, Freight Forwarders and Warehouses PHSMA Guide November 2005 Applies to Motor Carriers drivers that only transport Consumer Commodity - ORM-D (hair spray, small cans of spray paint, cigarette lighters and Baskin Robins whip cream) Verbal Interpretation April 2008 Waiting for written confirmation