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The Role of the Issuer

The Role of the Issuer. David Todd: Director of Sales OmniArch Capital. The information enclosed is for informational purposes only and is not a solicitation as to any investment product. T his information is inherently limited in scope and does not

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The Role of the Issuer

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  1. The Role of the Issuer David Todd: Director of Sales OmniArch Capital

  2. The information enclosed is for informational purposes only and is not a solicitation as to any investment product. This information is inherently limited in scope and does not contain all of the applicable terms, conditions, limitations and exclusions of the investment described herein. The information contained herein may contain public information and is for information purposes only. The views and opinions expressed herein are the opinions and views of the publisher and reporter, not created to promote sale of any investment product. This is not a solicitation for sale or purchase of securities, without the appropriate exemption documents being provided to prospective purchasers. This investment is only for investors by way of subscription agreement.

  3. Discussion Points • The Market • Role of the Issuer • Issuers and Vertical Markets • Bringing Product to Market • Product Examples

  4. The Exempt Market • Sept 28, 2010 / NI 31-103 • Exempt from the Prospectus • Exemptions Provincially Regulated • Includes • OM Exemptions • Hedge Funds • Bonds& PPNs

  5. Role of the Issuer • To create and develop the investment product or opportunity • To create the Offering Memorandum • Register with the Provincial Securities Commission • Present the product to EMDs (Exempt Market Dealers) for sale • Some Issuers are also their own EMDs but this is not the norm

  6. Vertical Market Applications • Issuers operate in different Vertical Markets • Prestige Capital / Building Hotels • Chestermere Lands / Land Development • Solar Income Fund / Green Energy • 982 Media / P&A of Film Industry

  7. Bringing Product to Market • Issuers bring product to market through the Offering Memorandum • The steps in getting to the OM are: • The Product “In / Development / Exit” is planned • The Analytics / Partnerships / Strategy are planned • The initial OM is written and corporate disclosures added • The OM is developed with / through law firms • The OM is registered with the commission • The OM is approved by the EMD • The OM must be presented to the investor

  8. Product Examples

  9. OM Dictates The Terms Of The Investment • 5 Year Investment Term – Early Exit Available • Predictable Cash Flow • RRSP/TFSA/RIF/LIRA/Cash • $5,000 CDN Minimum Investment

  10. OM Declares “How” The Investment Works 15 Year Time Frame MILLION DOLLARS 5% Interest (Coupon Rate) = $50,000 5 Year Hold Protective Spread 10% Interest to Investor = $30,000 $300K Face Value (Current Worth)

  11. Liquidity Within The Exempt Market • 1 Year Committed Funds • 90 Days Written Notice • Declining Redemption Fee

  12. Media As An Asset Class Non Correlation Portfolio Diversification Senior Debt Inversely Related

  13. EM Can Provide Non-Correlation Print & Advertising of Motion Pictures • Investment in Senior Secured Loans • Last In First Out (LIFO) • Secured against the gross cash flow of the film

  14. Investments Can Be Inversely Related

  15. Investment Overview Summary of Fund • $5,000 CDN Minimum Investment (Registered Available) • 6% Preferred return (paid quarterly) and 50% profit participation • RRSP / TFSAS / RIF / LIRA / Cash • Potential 10 Year Dividend Stream • ROC starts approximately 5 yrs after investment date

  16. Product Examples • Examples have provided: • Diversification • Non-Correlation • Inverse Relationship • Predictable Returns

  17. Canadian Exempt Market “The Exempt Market is going main stream”…

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