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Investor's Checklist: Steps and Considerations for Stock Trading

This checklist provides a comprehensive guide for investors, covering account opening, understanding charges and risks, seeking information, stock selection, and placing orders.

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Investor's Checklist: Steps and Considerations for Stock Trading

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  1. What should an Investor do? • An investor can use this as a “Check List” before beginning to trade on Stock • Open a Trading Account with a Stock Broker • Open a Demat Account with a Depository Participant • Fill in and Sign the KYC Document, with utmost Care • Read the Risk Document carefully • Complete any / all other Account Opening formalities Next 1

  2. What should an Investor do? • An investor should ask, seek clarifications and understand the following from the Stock Broker and Depository Participant • What are the Charges applicable to him / her? • How are the Charges calculated? • What are the Risks associated with the Trading? • What are the Margin Amounts payable and when are they payable? • Read and be clear on the terms of the POA, if entered into Previous Next 2

  3. What should an Investor do? • An investor should seek information before investing • Are there any Research Reports originating from the Share Broker? • What is the Success Rate of Research Recommendation? • Is there any privilege, such as, Enhanced Exposure Limit offered by the Share Broker? • Is there any funding facilities for Share Trading offered by the Share Broker? Previous Next 3

  4. What should an Investor do? • Using all the above available tools and information, • Pick the Stocks • Decide the Quantity • To Match his / her Risk and Affordability • For the Period, he / she can sustain • Issue the Cheque to the Stock Broker • Ask the Dealer to punch the Order • Verify the Contract Note and the Statement of Account, if everything is proper Previous Next 4

  5. Thank you Replay 5

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