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Peter T. Davis Principal Peter Davis+Associates

Is IT Compliance A Profession? A Workshop on Refining Our Common Body of Knowledge, Skills and Ethics. Peter T. Davis Principal Peter Davis+Associates. The Need. Is compliance a profession or a job? Is there a need for a certification? Should the ITCi offer the certification?

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Peter T. Davis Principal Peter Davis+Associates

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  1. Is IT Compliance A Profession? A Workshop on Refining Our Common Body of Knowledge, Skills and Ethics Peter T. Davis PrincipalPeter Davis+Associates

  2. The Need • Is compliance a profession or a job? • Is there a need for a certification? • Should the ITCi offer the certification? • Or should they partner with someone else? IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  3. Professional Requirements • Professions require • Code of Ethics • Body of Knowledge • Testing on the body of knowledge • Regulation IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  4. Qualifications • Experience • Years • Disciplines • Exam • Code of Ethics • Sponsor • Grandfathering? IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  5. COMPBOK • What is included in the Body of Knowledge? • What will we call it? • Do you think people would respond to a survey on job specifications? • Should ITCi go for ANSI certification? IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  6. Suggested Table of Contents • Management principles • IT Governance • Laws and regulations • Records management • Ethics • Security • Privacy • Risk management • Control self-assessment • Investigations • Performance management IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  7. Management Principles • Processes and Business process mapping • Controls and testing • PlanOrganizeStaffDirectControl and PDCA/PDSA and DMAIC/DMADV • Organizational and committee structure • Marketing; influence without authority • Budgeting • Awareness and training • Policy framework IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  8. IT Governance • COBIT • ITIL • ISO 27000 • M_o_R • CRAMM • MSP • PMBOK • PRINCE2 • CMMI • Six Sigma IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  9. Laws and Regulations • Legal concepts, e.g., evidence, eDiscovery • Which ones? • SOX/Bill 198 • HIPAA • GLBA • PCI DSS • Privacy • Electronic evidence; e.g., FRCP IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  10. Records Management • Legal requirements • Guidelines • Record retention policy • Retention schedules • Enabling technologies IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  11. Ethics • “Tone at the Top” • Legal and regulatory requirements • Ethics topics • Ethical fallacies and dilemmas • Code of Conduct • Ethics plan IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  12. Security • CIA • Compliance tools IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  13. Privacy • Concepts • Privacy enhancing technologies, i.e., PET IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  14. Risk Management • Concepts • Definitions • Process • Quantitative vs. qualitative IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  15. Control Self-Assessment • Concepts • Techniques • Surveys IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  16. Investigations • Organization • Incident handling • Forensics • Reporting IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  17. Performance Management • Process • Definitions • Metrics • Reporting • Maturity model? IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  18. Solicitation • Would you like to help? IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  19. Questions and Answers IT COMPLIANCE CONFERENCE 2007 | Your Presentation Title Goes Here—To edit, go to View>Header and Footer

  20. Contact Information Peter T. Davis, Principal Peter Davis+Associates ptdavis@pdaconsulting.com 416-907-4041 Please Complete Your Session Evaluation

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