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The Context: FDA Critical Path Initiative1. The
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1. Advanced Clinical Design and Statistical Analysis Core
NIDA P50 Center for Medication Development for Cocaine Dependence
2. The Context: FDA Critical Path Initiative1
The “Pipeline Problem”
How do we optimize the rapid progress in basic sciences for developing clinical applications?
Two FDA suggestions for improving the efficiency of clinical trials:
Bayesian Statistical Analysis
Adaptive Trial Design
3. Use of Bayesians Statistical Approaches.2,3 100 current trials at M.D. Anderson have been designed or are being followed using Bayesian approaches.
Recently ~10% of FDA medical device approvals are based on Bayesian models.
FDA approval of Pravigard Pac (Bristol Myers Squib) based on Bayesian Analyses.
FDA was one of the sponsors of the 2004 conference “Can Bayesian Approaches to Studying New Treatments Improve Regulatory Decision Making?”
FDA “Document Guidance for the Use of Bayesian Statistics in Medical Device Clinical Trials - Draft Guidance for Industry and FDA Staff”4
http://www.statmodel.com/ugexcerpts.shtml
SAS has recently released versions of Bayesian procedures for generalized linear models and generalized linear mixed models, including survival analysis.
4. Adaptive Trials
Adaption based on a priori specifications.3
Permits specification of a target for the design to optimize.
Recent, industry estimate of improved efficiency: ~30% decrease in direct costs for adaptive versus conventional trial designs.5
FDA “Guidance for Industry: Adaptive Design Clinical Trials for Drugs and Biologics - Draft Guidance”6
http://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/UCM201790.pdf
5. P50 Advanced Clinical Design and Statistical Analysis Core (ACDSAC) Mission:
ACDSAC will focus on increasing the information yield from clinical trials: improving the precision of trial-based estimates to inform decision-making, while optimizing resource use.
Methods:
Following recommendations by the FDA [1,7,8,9,10,11,12], the ACDSAC will:
Implement of Bayesian statistical methods
Develop and implement adaptive/flexible trial designs
Screen and evaluate bio-behavioral markers
Use Bayesian and Frequentist Structural Equation Modeling for evaluating mechanistic hypotheses and bio-behavioral markers.
6. Evaluating Heterogeneity in Pharmacotherapy Trials for Drug Dependence: A Bayesian Approach
C. Green, F. G. Moeller, J. Schmitz, J. Lucke, S. Lane, A. Swann, R. Lasky, & J. Carbonari
7. Types of Statistical Reasoning
8. What’s the difference? Bayesians assess which hypotheses are most probable, frequentists evaluate which hypotheses should be rejected, and likelihoodists say which hypotheses are best supported.13
9. Bayesian and Frequentist Statistical Reasoning Similarities
Data arises from a random data-generating process.
Governed by an unobservable parameter ?.
Sample observations to characterize ?.
Differences
Frequentist Reasoning
Probability:
For a repeatable event.
The limit of the event’s relative frequency occurring in an infinite sequence of similar events.
Assumes ? is fixed and unknown
Uncertainty in estimates of ? arises from sampling error.
Bayesian Reasoning
Probability:
An event, not necessarily repeatable.
Reflects a judgment or degree of belief that the event will occur.14
Acknowledges uncertainty due to sampling error.
Defines ? as random and unknown
Characterized using a probability distribution.
10. Priors ? Data ? Posteriors
Process of “learning”.15
Priors are normative representations of an investigator’s degree of belief.16
Tempering priors permits representation degrees of belief in the scientific community.17
Diffuse/vague, Informative
Skeptical, Indifferent, Enthusiastic
All the information from the likelihood and the prior are combined in the posterior distribution
Summaries of the posterior distribution:
Point estimates (e.g. the posterior expectation and variance)
Interval estimates (e.g. credible intervals)
The posterior distribution of one study can form the prior distribution for the next participant/study.
Steve Goodman refers to this as providing a “calculus of the evidence” (p.284)18
11. How Bayesian Analyses Work
12. How Bayesian Analyses Work
13. How Bayesian Analyses Work
14. How Bayesian Analyses Work
15. So What?
16. Benefits of Bayesian Methods3,15 “Learning Theory” Approach Dovetails with the use of Adaptive Trial Designs
Incorporation of Prior Information
Predictive Distributions
Probability Statements serve as a Decision-Making Tool
Subgroup Analyses
17. Heterogeneity in Response to Pharmacotherapy for Cocaine Dependence The search for pharmacotherapies for cocaine dependence has not yet produced any medications approved by the FDA.18
Possibly attributable to heterogeneity among cocaine dependent patients.19,20,21,22,23
Gender
Ethnicity
Employment Status/SES
Severity of Dependence
Route of Administration
Primary Drug Dependence Diagnosis
Drug and Alcohol Comorbidities
Psychiatric Comorbities
Readiness to Change
Differences in Dopaminergic Tone
Recommendations for characterizing this heterogeneity include the exploratory evaluation of possible subgroups.21,23
May inform the design and analysis of clinical trials.18,20,22,23
18. Subgroup Analysis Controversial in clinical trials .24,25,26,27,28,29,30,31,32,33,34,35.
Multiplicity
Number of statistical tests ? in conducting sub-group analyses.
? Study-wise Type I Error as number of statistical tests ?
Power/Type II Error
Type II Errors arise from small sample sizes and small effects
? n in subgroups ? p (Type II Error).
Guidelines/recommendations for conduct of subgroup analyses exist.28,30,32,33,34
Problems of elevated Type I and II Error rates persists.
Simulation of classical tests of interaction/subgroup effects:28,32
Sample size determination characteristically focuses on main effect of treatment.
Optimistic scenario: interaction effect same magnitude as treatment effect
N for Power = 80% to detect the main effect
Power = 29% to detect the interaction.
Interaction effects are typically a fraction of the magnitude of the treatment effect.
Bayesian statistical reasoning proposed as a solution.36,37,38,39
Permits statements such as p(subgroup effect of a specified magnitude exists).
Avoids the forced dichotomy of statistical hypothesis testing.
More effectively evaluate the weight of the existing evidence, than conventional Fisher/Neyman-Pearson (Frequentist) statistical testing.40,41
19. Bayesian Subgroup Analysis Explanation of Bayesian subgroup analysis is provided by Simon.39
Two predictors and their interaction
Key parameter is the b-weight associated with the interaction term.
Posterior distribution of this parameter relies on the specification of the prior distribution.
Simon suggests using skeptical, informative, prior distributions:
Centered on the null hypothesis of no effect
Low probability of a clinically meaningful effect occurring.
Calculations follow from the equation below (p.2911, Equation (1)) 39:
Specification: d = meaningful effect size, p = p (d), F = Normal (cdf).
Calculation: di = variance of the skeptical prior distribution
Current analyses are:
Hypothesis generating, not being used to set policy, and not being used to argue for changes in clinical practice.
Posit indifferent, diffuse priors for all parameters estimated in the statistical models
Sensitivity Analysis
Using skeptical priors derived via Simon’s39 approach permits evaluation of the credibility of results based on diffuse priors.
20. Substantive Example A secondary data analysis of a trial of citalopram for treating cocaine dependence.42
How does decision-making, as measured by performance on the Iowa Gambling Task (IGT), moderate the effect of citalopram in reducing longest sustained abstinence measured by consecutive, cocaine-negative urines?
21. Background Impaired decision-making correlates with substance abuse/cocaine dependence.43,44
Decision-making as measured by the Iowa Gambling Task (IGT) 45
Involves disregard for long-term consequences
Related to the non-planning aspects of the broader construct of impulsivity.
Impulsivity is a predicts treatment 46,47:
Retention
Effectiveness
Impulsivity is associated with serotonergic (5HT) function.
5HT polymorphisms are associated with differential vulnerability to cocaine contingent reward.48,49,50,51,52,53,54,55
Serotonergic 5-HT2A antagonists and/or 5-HT2C agonists are promising agents for addressing impulsivity with possible resulting effects on cocaine use among cocaine dependent participants.56
Given its role in impulsivity which is implicated in substance use, and its potential responsiveness to serotonergic medications, baseline level of decision-making may moderate the effect of citalopram on cocaine use.
22. Trial Design and Statistical Analysis N = 76; Trial details available elsewhere.42
Powered to detect a main effect of treatment.
Not powered to detect an interaction between impulsivity/decision-making and citalopram.
Post hoc analysis of the interaction between impulsivity/decision-making and citalopram.
Measures
Outcome: Longest consecutive number of cocaine-free urines
Benzoylcgonine < 300 ng/ml
Measured twice weekly
Decision-Making
Iowa Gambling Task56
Computerized version of the original gambling task
Net score of cards selected in each of the five blocks used as an index of decision-making.
Statistical Analyses
PROC GENMOD (SAS v. 9.2) for analysis of generalized linear models.57
Longest consecutive number of cocaine-free urines was modeled as a Poisson outcome.
Evidence for an interaction is examined from two perspectives:
A diffuse prior assuming very little regarding the likelihood of the interaction
A skeptical prior assuming that an interaction has a low probability of occurring.
23. Specification of Priors Diffuse Indifferent Priors
Log-scale, diffuse prior distributions were specified as ~N(0, 1 x 106).
Indicates an initial assumption of no-effect
Indicates there is 95% chance that the true log(parameter) falls within a broad range (i.e. ±1.96 x or -1960 to 1960).
Skeptical, Informative Priors
Following Simon22
Parameters except for the interaction term are specified as ~N(0, 1 x 106).
Calculation of the prior variance for the skeptical prior assumes:
Clinically meaningful effect: Risk-ratio = 1.01.
Working in the log-scale: d = log(1.01) = 0.00995.
Assuming that this effect is unlikely to occur we set p = 0.025.
Skeptical prior centered on no effect: log(risk ratio) = 0)
Utilizing the Normal (cdf) yields a variance di = 2.577 x 10-5.
Prior for the interaction has the form ~N(0, 2.577 x 10-5)
Equipoise regarding the presence of an interaction
A clinically meaningful effect is unlikely.
24. Results
25. Posterior Distributions for the Interaction, and Simple Effects using Diffuse Priors
26. Conclusions Methodological concerns complicate sub-group analysis.
Requisite quantitative strategies must effectively weigh the evidence regarding heterogeneity.
Heterogeneity detected in Bayesian subgroup analysis may be incorporated into future trial designs via stratified or urn randomization methods.
Bayesian methods better serve this function than Frequentist approaches:
Permits statements regarding the probability that an interaction exists.
Consideration of the empirical evidence from various perspectives to evaluate sensitivity to prior assumptions.
Systematic revision of prior distributions into posterior distributions based on the observed data:
Provides a bridge across studies
Informative, empirically defensible, priors resulting from current trials may lead to smaller more efficient trials.
Provides a mechanism for data analysis required in adaptive designs.
27. New Direction Potential combination of studies as informative priors for analysis of subgroup effects.
Power Priors58:
Permits evaluation of degree to which combination is beneficial.
Increased precision around point estimates.
28. Declaration of Interest and Acknowledgements Declaration of interest: The authors report no conflicts of interest. The authors alone are responsible for the content and writing of the paper.
AcknowledgementsThis study was funded by grants from the National Institute on Drug Abuse (5R01DA008425 and P50-DA-9262) and the University of Texas Medical School at Houston (Clinical Investigator Award).
Preliminary results were presented at the annual meeting of the College on Problems of Drug Dependence in 2008.
Results are currently in press:
Green, C., Moeller, F., Schmitz, J., Lucke, J., Lane, S., Swann, A., Lasky, R. & Carbonari, J. (2009). Evaluation of Heterogeneity in Pharmacotherapy Trials for Drug Dependence: A Bayesian Approach. The American Journal of Drug and Alcohol Abuse.
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