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MAY 2007 FACTS AND FIGURES ON NATIONAL INSTITUTES OF HEALTH (NIH) EXTRAMURAL PROGRAMS CONTENTS NIH Budget 2007 and 2008 4-5 Research Project Grants (RPG’s) 6-24 Centers 25-27 R01-Equivalent Grants 28-35 Percent Share 36-38 Targeted Research 39-50 First-Time Investigators 51-63
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MAY 2007 FACTS AND FIGURES ON NATIONAL INSTITUTES OF HEALTH (NIH) EXTRAMURAL PROGRAMS
CONTENTS NIH Budget 2007 and 2008 4-5 Research Project Grants (RPG’s) 6-24 Centers 25-27 R01-Equivalent Grants 28-35 Percent Share 36-38 Targeted Research 39-50 First-Time Investigators 51-63 Research Training and Career Development 64-96 Modular Grants 97-123 Women in Research 124-159 SBIR 160-178 Listing of Individual Slides 179-189
NIH BUDGET FY 2007 AND 2008: INFORMATION BY FUNDING MECHANISM
FY 2007 OPERATING PLAN NIH DISCRETIONARY BUDGET AUTHORITY $29.228 BILLION Training 2.7% $764 Million Research Project Grants 52.7% $15.417 Billion
FY 2008 PRESIDENT’S BUDGET REQUEST TOTAL NIH BUDGET AUTHORITY $28.850 BILLION Training 3.0% $761 Million Research Project Grants 52.0% $15.165 Billion
RESEARCH PROJECT GRANTS: INFORMATION ON NUMBERS AND FUNDING Research Project Grants (RPG’s) include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
NIH COMPETING RPG* APPLICATIONS: TRENDS IN NUMBER, AWARDS AND SUCCESS RATES * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
NIH COMPETING RPG* APPLICANTS: NUMBERS REVIEWED, AWARDED AND FUNDING RATE * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
RESEARCH PROJECT GRANTS: INFORMATION ON SIZE OF AWARDS Research Project Grants (RPG’s) include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
AVERAGE SIZE OF COMPETING RPG* AWARDS * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
SIZE DISTRIBUTION OF NIH COMPETING RPG* AWARDS ALL MECHANISMS COMBINED * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
RESEARCH PROJECT GRANTS: INFORMATION ON PERCENT SHARE Research Project Grants (RPG’s) include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
NUMBER OF RPG’s* AND SHARE OF ALL RESEARCH GRANTS * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
FUNDING OF RPG’s* AND SHARE OF ALL RESEARCH GRANTS * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
TOTAL NUMBER OF RPG’s* AWARDED AND PERCENT FUNDED THROUGH SOLICITED RESEARCH Solicited awards are responses to Requests for Applications (RFA’s) * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
TOTAL FUNDING FOR RPG’s* AND PERCENT OF FUNDING THROUGH SOLICITED RESEARCH Solicited awards are responses to Requests for Applications (RFA’s) * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
CENTERS: INFORMATION ONNUMBER AND SIZE OF AWARDS Centers include: G12, M01, P20, P30, P40, P41, P50, P51, P60, R07, U30, U40, U41, U42, U50 and U54
NIH CENTER* AWARDS BY ACTIVITYFY 2006 * Center grants are awarded to institutions on behalf of program directors and groups of collaborating investigators. They provide support for long-term, multi-disciplinary programs of research and development. Activities are as follows: G12, M01, P20, P30, P40, P41, P50, P51, P60, R07, U30, U40, U41, U42, U50 and U54
NUMBER OF NIH CENTER* AWARDS AND AVERAGE SIZE * Center grants are awarded to institutions on behalf of program directors and groups of collaborating investigators. They provide support for long-term, multi-disciplinary programs of research and development. Activities are as follows: G12, M01, P20, P30, P40, P41, P50, P51, P60, R07, U30, U40, U41, U42, U50 and U54
R01-EQUIVALENT GRANTS: INFORMATION ONNUMBER AND FUNDING R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms R01 Equivalent* Includes R01, R23, R29 and R37
NIH COMPETING R01-EQUIVALENT* APPLICATIONS: TRENDS IN NUMBER, AWARDS AND SUCCESS RATES * R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms
NIH COMPETING R01-EQUIVALENT* APPLICANTS: NUMBERS REVIEWED, AWARDED AND FUNDING RATE * R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms
AVERAGE SIZE OF COMPETING R01-EQUIVALENT* AWARDS * R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms
NUMBER OF R01-EQUIVALENT GRANTS* AND PERCENT OF ALL RESEARCH GRANTS * R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms
FUNDING OF R01-EQUIVALENT GRANTS* AND PERCENT OF TOTAL RESEARCH GRANT FUNDING * R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms
TOTAL NUMBER OF R01-EQUIVALENT GRANTS* AWARDED AND PERCENT FUNDED THROUGH SOLICITED RESEARCH * R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms R01 Equivalent* Includes R01, R23, R29 and R37
TOTAL FUNDING FOR R01-EQUIVALENT GRANTS* AND PERCENT OF FUNDING FOR SOLICITED RESEARCH * R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms
PERCENT SHARE: INFORMATION ONRESEARCH GRANTS BY MECHANISM
NUMBER OF COMPETING RESEARCH GRANT APPLICATIONS REVIEWED BY MECHANISM OR ACTIVITY Research Grants (RPGs): Extramural awards made for Other Research Grants, Research Centers, Research Projects, and SBIR/STTRs. Includes activities in the R, P, M, S, K, U series and D42, G12. Activity codes for research projects are as follows: R01, R03, R15, R21, R22, R23, R29, R33, R34, R35, R36, R37, R55, R56, RC1, P01, P42, PN1, U01, U19, UC1 and NIGMS P41. Centers: Center grants are awarded to institutions on behalf of program directors and groups of collaborating investigators. They provide support for long-term, multi-disciplinary programs of research and development. Activities are as follows: G12, M01, P20, P30, P40, P41, P51, P60, U41, U42 and U54. SBIR-STTR: Includes R41, R42, R43 and R44 activities.Research Career: All K activities.Other Research: Research grants not classified as research projects or research centers.
PERCENT SHARE OF RESEARCH GRANT DOLLARS BY MECHANISM OR ACTIVITY Research Grants (RPGs): Extramural awards made for Other Research Grants, Research Centers, Research Projects, and SBIR/STTRs. Includes activities in the R, P, M, S, K, U series and D42, G12. Activity codes for research projects are as follows: R01, R03, R15, R21, R22, R23, R29, R33, R34, R35, R36, R37, R55, R56, RC1, P01, P42, PN1, U01, U19, UC1 and NIGMS P41. Centers: Center grants are awarded to institutions on behalf of program directors and groups of collaborating investigators. They provide support for long-term, multi-disciplinary programs of research and development. Activities are as follows: G12, M01, P20, P30, P40, P41, P51, P60, U41, U42 and U54. SBIR-STTR: Includes R41, R42, R43 and R44 activities.Research Career: All K activities.Other Research: Research grants not classified as research projects or research centers.
TARGETED RESEARCH: INFORMATION ON UNSOLICITED VS. SOLICITED (RFA’s) SUCCESS RATES, NUMBERS, AND FUNDING Solicited awards are responses to Requests for Applications (RFA’s) Changes (2006) required by new electronic submission processes increased the number of applications in response to solicitations
RPG* FUNDING, UNSOLICITED AND SOLICITED Solicited awards are responses to Requests for Applications (RFA’s) * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
SUCCESS RATES OF UNSOLICITED AND SOLICITED COMPETING RPG* APPLICATIONS Solicited awards are responses to Requests for Applications (RFA’s) * Research Projects are part of research grants, limited to activity codes R01, R03, R15, R21, R22, R23, R29, R33, R34, R35, R36, R37, R55, R56, P01, P42, PN1, UC1, U01, U19 and DP1. No NLM awards are considered to be research projects.
SUCCESS RATES OF UNSOLICITED AND SOLICITEDNEW (TYPE 1) COMPETING RPG* APPLICATIONS Solicited awards are responses to Requests for Applications (RFA’s) * Research Projects are part of research grants, limited to activity codes R01, R03, R15, R21, R22, R23, R29, R33, R34, R35, R36, R37, R55, R56, P01, P42, PN1, UC1, U01, U19 and DP1. No NLM awards are considered to be research projects.
TOTAL NUMBER OF RPG’s* AWARDED AND PERCENT FUNDED THROUGH SOLICITED RESEARCH Solicited awards are responses to Requests for Applications (RFA’s) * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
TOTAL FUNDING FOR RPG’s* AND PERCENT FUNDING FOR SOLICITED RESEARCH Solicited awards are responses to Requests for Applications (RFA’s) * RPG’s include R01, R23, R29, R37, DP1, P01, P42, PN1, R03, R15, R21, R22, R23, R33, R34, R35, R36, R37, R55, R56, UC1, UC7, U01, and U19 mechanisms
TOTAL NUMBER OF R01-EQUIVALENT GRANTS* AWARDED AND PERCENT FUNDED THROUGH SOLICITED RESEARCH Solicited awards are responses to Requests for Applications (RFA’s) * R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms when in use
TOTAL FUNDING FOR R01-EQUIVALENT GRANTS* AND PERCENT OF FUNDING THROUGH SOLICITED RESEARCH Solicited awards are responses to Requests for Applications (RFA’s) * R01-Equivalent Grants include R01, R23, R29, and R37 mechanisms when in use R01 Equivalent* Includes R01, R23, R29 and R37
RESPONSES TO REQUESTS FOR APPLICATIONS AND PROGRAM ANNOUNCEMENTS NIH NEW (TYPE 1) RESEARCH PROJECT GRANT AWARDS BY INSTITUTE/CENTER Percent of Total Institute/Center
RESPONSES TO PROGRAM ANNOUNCEMENTS NIH NEW (TYPE 1) RESEARCH PROJECT GRANT AWARDS BY INSTITUTE/CENTER Percent of Total Institute/Center
RESPONSES TO REQUESTS FOR APPLICATIONS NIH NEW (TYPE 1) RESEARCH PROJECT GRANT AWARDS BY INSTITUTE/CENTER Percent of Total Institute/Center