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SET /MAI Listing Requirements

SET /MAI Listing Requirements. * Note : (1) Minority shareholders mean persons who are not strategic shareholders. (2) By definition, strategic shareholders include: - Government, SOE, Government Agencies - Directors, managing directors and its first top 4 managers

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SET /MAI Listing Requirements

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  1. SET/MAI Listing Requirements *Note: (1) Minority shareholders mean persons who are not strategic shareholders. (2) By definition, strategic shareholders include: - Government, SOE, Government Agencies- Directors, managing directors and its first top 4 managers - Persons who hold more than 5% of paid-up capital after IPO, and - Shareholders who are subject to silent period

  2. SET/MAI Listing Requirements (Con’t)

  3. SET/MAI Listing Requirements (Con’t) Notes:Requirements with regard to the Silent Period

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