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ISO/IEC 17021:2006. Developed by ISO/CASCO Working Group 21 CASCO is the Conformity Assessment Committee of ISOCo-convenersAlister Dalrymple, France-AFNOR AFAQ, a management system certification bodyRandy Dougherty, US-ANSI ANAB, an accreditation body for management system certification bodies.
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1. ISO/IEC 17021:2006
SASQ Annual General Meeting
D. Iain Muir
9 March 2007
2. ISO/IEC 17021:2006 Developed by ISO/CASCO Working Group 21
CASCO is the Conformity Assessment Committee of ISO
Co-conveners
Alister Dalrymple, France-AFNOR
AFAQ, a management system certification body
Randy Dougherty, US-ANSI
ANAB, an accreditation body for management system certification bodies
Committee started out by Lars from SwedenCommittee started out by Lars from Sweden
3. ISO/IEC 17021:2006 Intent of WG21 for ISO 17021 Can be applied to any management system
Incorporate as much of IAF guidance as possible
Accommodate latest technology
Incorporate common elements – sometimes better work in wg 23 so was incorporated in 21. Sometimes better work in 21 so passed back to wg 23. PAS 17005 will be based on the work and text of 23.
Principles based performance requirements – states what should be achieved but doesn’t dictate how it should be achieved.
Some people want more info on how to do it – and others just want to know what has to be done.Can be applied to any management system
Incorporate as much of IAF guidance as possible
Accommodate latest technology
Incorporate common elements – sometimes better work in wg 23 so was incorporated in 21. Sometimes better work in 21 so passed back to wg 23. PAS 17005 will be based on the work and text of 23.
Principles based performance requirements – states what should be achieved but doesn’t dictate how it should be achieved.
Some people want more info on how to do it – and others just want to know what has to be done.
4. ISO/IEC 17021:2006 ISO/IEC 17021:2006
Conformity assessment—Requirements for bodies providing audit and certification of management systems
5. ISO/IEC 17021:2006 Contents
1 Scope
2 Normative references
3 Terms and definitions
4 Principles
5 General requirements
6 Structural requirements
7 Resource requirements
8 Information requirements
9 Process requirements
10 Management system requirements for CBs First CA standard to have a principles sectionFirst CA standard to have a principles section
6. ISO/IEC 17021:2006 What is new regarding the standard?
7. ISO/IEC 17021:2006 Section 4 Principles
8. ISO/IEC 17021:2006 What is new regarding CB and audit team competence? CB must do competence analysis to know which areas it can offer services in – see 7.1 and 7.2.
Need to formulate the application review to formulate the audit team so that collectively amonmg the team members will have the collective competencies to audit that particular client.
Also have to decide who will have the competencies to make the certification decision. CB must do competence analysis to know which areas it can offer services in – see 7.1 and 7.2.
Need to formulate the application review to formulate the audit team so that collectively amonmg the team members will have the collective competencies to audit that particular client.
Also have to decide who will have the competencies to make the certification decision.
9. ISO/IEC 17021:2006 What is new regarding the certification process?
10. ISO/IEC 17021:2006 Certification and audit program
11. ISO/IEC 17021:2006 Stage 1 audit (9.2.3.1)
12. ISO/IEC 17021:2006 What is new regarding impartiality?
13. ISO/IEC 17021:2006 Publicly available statement by Top Management of the CB (5.2.1)
Understands importance of impartiality
Manages conflict of interest
Ensures objectivity
14. ISO/IEC 17021:2006 A CB shall not provide internal audits to its certified clients.
15. ISO/IEC 17021:2006 Applicants for certification to provide information concerning any management system consultancy received (9.2.1f)
16. ISO/IEC 17021:2006 auditor time for an effective audit (9.1.4)
17. ISO/IEC 17021:2006 What is new regarding the certification documents?
18. ISO/IEC 17021:2006 What is new regarding publicly accessible information?
19. ISO/IEC 17021:2006 What is new regarding management system requirements for a CB?
20. Transition to ISO 17021 Planning and Implementation
21. Transition
22. Joint IAF-ISO Communique
23. Transition plan
24. Promotion
25. Promotion