Jorun Rugk åsa Akershus University Hospital and University of Oxford jorun.rugkasa@ahus.no

1. Uformell tvang utenfor sykehus: Internasjonal forskning og en mulig norsk multisenterstudieTVANGSFORSKNINGNETTVERKET11. mai 2016 Jorun Rugkåsa Akershus University Hospital and University of Oxford jorun.rugkasa@ahus.no

2. Bakgrunn • Deinstitusjonalisering: pasienter med alvorlige psykiatriske lidelser blir behandlet hjemme • ’Svingdør syndromet’ gjør pasienter og pårørendes liv vanskelige, og er utfordrene (og dyre) for tjenestene • Nye lovformer som tillater tvang utenfor sykehus vokser frem; TUD • Nye måter å organisere tjenester på (for eksempel ACT, FACT)

3. ‘Formal’ and ‘informal’ community coercion Formal coercion Informal coercion More assertivemodels for community teams Wide range of pressuresplaced on patients to adhere to treatment Service usersalso report this from family and others • Compulsion permitted by mental health legislation • ‘Community treatment orders’ Co·er·cionnoun \-ˈər-zhən, -shən\: the act, process, or power of coercing Synonyms: arm-twisting, force, compulsion, constraint, duress, pressure

4. Objective vs subjective coercion • Coercion can be perceived both as what is done to someone and what is experienced by someone: “it is thus both an objective set of actions and a subjectively experienced result of particular actions” (Hoge et al., 1993, p. 282) • ‘Perceived coercion’ • To fully understand the effect of coercion we must take perceived coercion into account (especially regarding forml coercion)

5. Men hva er ‘uformell tvang’? Kjært barn… Szmukler and Applebaum’s conceptualisation Persuasion ‘Do it for me’ Offers Threats (Legal coercion) • ‘Informal coercion’ • ‘Treatment pressures’ • ‘Therapuetic limit setting’ • ‘Influencing behaviour’ • ‘Leverage’ • Klarere definisjoner trengs • Pasienter er opptatt av uformell tvang • Akutt mangel på effektstudier av uformell tvang

6. Influencing behaviours described in the literature • Forging trusting, supportive relationship • Creating partnerships through listening • Showing ‘human’ responses, ‘therapeutic friendliness’ • Developing skills to overcome hostility and conflict • Reminding or persuading, including appealing to obligations to reciprocate • Educating, motivational interviewing, psychosocial, CBT or behavioural interventions • Verbal reminders/confrontation about potential consequences of non-adherence, • Negotiating deals, including presenting choices • Using reinforcement strategies such as praise or taking patients out for coffee • Using incentives such as food, shelter or money • Structuring adherence through routines (eg give medication when disbursing money) • Intensive monitoring of medication or observed consumption • Involving family, friends or family doctors in the monitoring of medication • Holding back support or refraining from activities (such as not caring for pets or homes) • Making unwanted contacts or increasing attention from care coordinator • Making access to housing, children or social security benefits depend on adherence • Making access to money conditional • Initiating actions to bring about consequences such as threaten with hospital/the law • Holding back, delaying or playing down information or telling untruths • Making treatment a condition for parole or in lieu of incarceration • Enforcing legal mandates

7. Forskning om effekt og omfang av tvang utenfor sykehus Formell tvang Uformell tvang Leverage Qualitative studies Similar findings to Norwegian studies • Effektstudier • Rate of readmission • Duration of readmission • Time to readmission • Use of community services • Descriptive studies • Qualitative studies • Perceived coercion • Focus on patient characteristics • Relationship with procedural justice

8. Coercion in mental health: Patterns and prevalence of coercion in mental health care and a trial of the effectiveness and costs of Community Treatment OrdersFunded by the National Institute of Health Research* * This presentation discusses independent research funded by the National Institute for Health Research (NIHR) under its Programme Grants for Applied Research scheme (RP-PG-0606-1006). The views expressed in this presentation are those of the authors and not necessarily those of the NHS, the NIHR or the Department of Health.

9. Uformell tvang: ’leverage’

10. Hva er ’leverage’ • Norsk oversettelse…? • ’vektstangprinsippet’ (hvor ekstra kraft gir ekstra uttelling), ’forhandlingsgrunnlag’, ’gode kort på hånda’, ’utnytte’, ’innflytelse’, • Leverage ble introdusert i studiet av tvang som ‘bruk av sosialpolitiske virkemidler for å oppnå tilslutning til behandling’ (Monahan et al. 2005)

11. «Leverage tools» • Housing • Tenancy agreements & supported housing • Housing arrangements with family • Money • State benefits • Financial managers • Criminal Justice • Treatment in lieu of charges • Child Custody • Loss of custody • Reduced access

12. Organisering av engelske tjenester • Primærtjenesten: Fastlegen som førstelinje, kan henvise til • Spesialisttjenesten: Regionale helseforetak med ansvar for • Generelle områdebaserte Community Mental Health Teams, ofte med komplemetære • Fokuserte team • Assertive Community Treatment • Early Intervention Teams • Addiction Services

13. ULTIMA study 400 patients in 4 clinical samples interviewed about experiences of ‘leverage’ CMHT psychotic CMHT non-psychotic ACT Substance misuse Before CTO

14. Examples of leverage questions Housing: • Have you ever lived somewhere where you felt you were required to stay in mental health or substance use treatment (or required to continue taking your medication) in order to keep living there? (including family home) • Have you ever been told that obtaining new accommodation is dependent on you taking any treatment?

16. Experience of leverage in total sample N=417 %

17. Experienced leverage in four clinical samples in England %

18. Multivariate associations of baseline characteristics with… Experiencing any leverage - associated with: • Substance misuse diagnosis • More than two hospitalisations • Lower score on the insight and treatment attitude measure (ITAQ) Experiencing more than one leverage – associated with: • Substance misuse diagnosis • Independent accommodation • Imprisonment

19. International comparison

20. Patients’ views on leverage

21. Qualitative interviews Experience of leverage across all areas discussed Family members, as well as clinicians were a common source of leverage/pressure Significant pressure to ‘stay well’ as well as to take treatment was reported Many reported self-imposed pressure as a result of socio-cultural obligations (normalisation pressure)

22. Leveraged pressures Treatment pressures Pressures experienced by patients as related to their mental health problems Non-leveraged pressures Leveraged pressures ‘Stay well’ pressures Non-leveraged pressures Patient perception of pressure Leveraged pressure has: • An element of conditionality and consequences • Some form of ‘lever’ augmenting the pressure • Direct communication by an agent with the perceived power to follow through

24. Pressure doesn’t always work A number of participants reported that They did not feel coerced/pressured There were few or no real consequences of non-adherence They had the power to negotiate/were in control I had a psychiatrist come to my house to do an assessment. I lit up a cigarette. He said ‘if you light that cigarette then I’m going to go’, so I said ‘piss off then’.(CMHT non-psychosis)

25. Survey: Significant leverage occurs in UK services Leverage is associated with severity of illness Substance misuse population report much higher levels Patients in the UK report the same types of leverage as in the US, but less frequently. Similar to Swiss sample This could be related to differences in welfare regimes Qualitative: Leverage and treatment pressures is part of a wider range of pressure experienced by patients Many sources of pressure There is not one patient view of leverage/pressure Conclusions, ULTIMA

26. Interactions between formal and informal coercion 1 • Hoge et al: No straightforward relationship between legal status and perceived coercion • signigicant numbers of informal patients report high ‘perceived coercion’ • signigicant numbers of formal patients report low ‘perceived coercion’ • Jaeger & Røssler: Perceived coercion is correlated to procedural justice

27. Interactions between formal and informal coercion 1 • Ultima, Professionals: • Relationship building, negotiation, asserting authority • But uneven playing field: “Anne would perhaps prefer not to take any medication at all but in terms of the deals we might strike with her they’re a bit stacked on our side ‘cause we’ve got the Mental Health Act” • Laughrane and Priebe: Patients report the same • Sjöström: Coercioncontext • OCTET: No differencebetween CTO patients and controls in perceivedcoercion • DoeslongexperiencesofcoercionmeanCTOs do not addmuch? • Are instruments tooblunt?

28. Perceived coercion OCTET RCT

29. Hjelper tvang/press brukerne? • Formell tvang: Nei, TUD har ingen støtte i evidensen • Uformell tvang/press: Vet ikke. For å finne ut trenger vi • mer kunnskap om dagens praksis • måling av uformell og ‘perceived’ tvang • prospektive studier, prediktor- og utfallsanalyser • kunnskap om behandlerenes perspektiv og erfaringer • bedre forståelse av kontekst (sosial og personlig)