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Measuring performance of ICUs Does it help to improve?. Bertrand Guidet Hôpital St Antoine Paris, France Réanimation Médicale & INSERM U707. Performance indicators. Mortality Activity Efficiency/cost Structure/processes. Mortality. Interpretation of mortality data.
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Measuring performance of ICUsDoes it help to improve? • Bertrand Guidet • Hôpital St Antoine Paris, France • Réanimation Médicale & INSERM U707
Performance indicators • Mortality • Activity • Efficiency/cost • Structure/processes
Interpretation of mortality data • Standardized mortality ratio : SMR • = Observed mortality/predicted mortality • In hospital mortality is estimated with severity scores: • SAPS 2 or SAPS 3 • APACHE II or PACHE III • MPM • If SMR < 1 : « good performance » The observed mortality is lower than the expected mortality
Observed/predicted mortality (SMR) according to the origin of the patientsCUB-REA data base : year 2005 (29 ICUs)
Ranking of ICUs with adjusted SMRAegerter P ,… Guidet BSAPS 2 revisited (ICM2005, 31 : 416-423)
Ranking change after adjustment Model B : Age Mode of entry Comorbidities
Standardized hospital mortality for specific diagnosis SMR 3.8 3.3 2.8 2.3 1.8 1.3 0.8 0.3 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 ICUs Diagnosis ARF/COPD ARDS Septic Shock
Main data of theCUB-Rea annual report (37 ICUs, Paris area) • For the whole database • Per ICU with identification of each ICU • Mean (median, sd, range) • Comparison with previous years
Global characteristics of the patients Description Npatients Age LOS Mean Median Mean Median 56.7y 540 per ICU 56.0 y 7.5 days 4.0 days Severity & mortality SAPS 2 ICU mortality Hospital mortality SMR mean median % of patients % of patients 38.4 34.0 18.0% 23.1% 0.79
VOLUME and PERFORMANCE • Halm et al, Ann Int Med, 2002. Is volume related to outcome in health care ? A systematic review and methodological critique of the literature • Review of 135 studies with 27 procedures • There is a significant statistical association between volume and outcomein • 71 % studies on hospital volume • 69 % studies on physician activities
Hospital volume and surgical mortality in the United States Birkmeyer et al, N Engl J Med, 2002. • Mortality decreased as volume increased for all 14 typesof procedures • pancreatic resection :12%(16.3%vs. 3.8%) • carotid endarterectomy : 1.6% (1.7% vs 1.5%).
Surgeon Volume and Operative Mortality in the United StatesJD. Birkmeyer, NEJM 2003 , 349 :2117 • For many procedures, the observed associations betweenhospital volume and operative mortality are largely mediatedby surgeon volume. • Patients can often improve their chancesof survival substantially, even at high-volume hospitals, byselecting surgeons who perform the operations frequently
Hospital Volume and the outcomes of mechanical ventilationKahn , NEJM 2006, 355:41-50 20 241 non surgical patients 37 hospitals From 2002 through 2003
44,436 patients receiving 44,436 patients receiving mechanical ventilation on mechanical ventilation on admission to 38 ICUs admission to 38 ICUs 894 patients(2%) cared for at 5 894 patients (2%) cared for at 5 ICUs ICUs with missing data with missing data 160 patients (0.3 %) with hemato 160 patients (0.3 %) with hemato - - oncologic disease oncologic disease 1635 patients (3,7%) with drug 1635 patients (3,7%) with drug - - induced coma induced coma 41,747 patients receiving 41,747 patients receiving mechanical ventilation on mechanical ventilation on admission to 33 ICUs admission to 33 ICUs CUB-REA data base 8 years
Case-Volume and Mortality in Hematological Patients with Acute Respiratory Failure. Eur Respir J. 2008; 32 (in press) A case volume increase of one admission per year led to a significant mortality reduction with an odd ratio of 0.98 (95% CI : 0.97 – 0.99)
Yearly total Cost per ICU Cost/patient /day Cost/stay Cost/ bed/day Mean 3 665 885 € 985 € 5 990 € 702 € Std deviation 1 109 126 € 257 € 2 740 € 179 € Lowest 1 912 812 € 670 € 3 627 € 481 € Highest 6 425 362 € 1 537 € 12 599 € 1 114 € Crude economic performanceDirect medical costsStudy on 21 French ICUs • There is a need for adjustment to take into account the case-mix
How to detect «a dangerous ICU» ? The case of Dr Shipman • Dr Shipman was a general practioner who murdered some of his patients from 1977 to 1997 : • 180 women and 55 men aged 65 years or over. • He was arrested in 1998 • Could this 20-year delay been reduced with an alarm - alert system ?
ALARM - ALERT • Tekkis et al, BMJ, 2003, Mortality control charts for comparing performance of surgical units: validation study using hospital mortality data. • A two level hierarchical logistic regression modelwas used to adjust each unit’s operative mortality 1: case-mix : patient associated factor; 2: hospital associated factor
ALARM - ALERT • Spiegelhalter et al, Int J Qual Health Care, 2003, Risk-adjusted sequential probability ratio tests : applications to Bristol, Shipman, and adult cardiac surgery. • Cumulative excess mortality in Bristol for cardiac surgery HES : hospital episode statistics CSR : cardiac surgery register
Global quality improvement process • Benchmarking is the first step of the quality improvement process. • Adjustment technique : two level hierarchical logistic regression model to take into account patients variables (case-mix) and hospital/unit characteristics. • Once discrepancies between an ICU and the comparator are identified, objectives for improvement should be set.
Reference Identification of the indicator Who is in charge ? Who controls ? • Data collection (who, how, …) • Data analysis and presentation • Goal (level, time) Time scaled graph including an acceptable goal as a reference Goal 2 1 Identify the corrective actions Observations : 1- …………… 2- ……………
Impact of public release of performance dataBaker Med Care 2002 • Analysis of mortality trends during a period (1991–1997) when the Cleveland Health Quality Choice program was operational. • Medicare patients hospitalized with 6 medical situations: • acute myocardial infarction (AMI; n = 10,439), • congestive heart failure (CHF; n = 23,505), • gastrointestinal hemorrhage (GIH; n = 11,088), • chronic obstructive pulmonary disease (COPD; n = 8495), • pneumonia (n = 23,719), • stroke (n = 14,293). • Measures. • Risk-adjusted in-hospital mortality, • early postdischarge mortality (between discharge and 30 days after admission), • 30-day mortality.
Discussion « our findings show that there is still much to learn about what public policies and private initiatives will accelerate improvements in care for medical conditions. »
The effect of publicly reporting hospital performance on market share and risk-adjusted mortality at high-mortality hospitalsBaker et al, 2003, Med Care. • Despite CHQC's strengths, identifying hospitals with higher than expected mortality did not adversely affect their market share or, with one exception, lead to improved outcomes. • This failure may have resulted from • consumer disinterest • difficulty interpreting CHQC reports, • unwillingness of businesses to create incentives targeted to hospitals' performance, • hospitals' inability to develop effective quality improvement programs.
Conclusion • Performance indicators should be collected • Several indicators should be looked at • Measuring performance is a managerial tool
Assessing Performance of ICUA directional distance function approach at the patient levelB Dervaux, V Valdmanis, B Guidet • What is the benchmark ? • What is the productivity of each ICU ? • How to deal with variation in case mix ? • How to integrate outliers ? • Data envelopment Analysis method : measure of economic efficiency
Method • Estimation of an efficient frontier that measure technical inefficiency of each patient by the use of relevant directional distance function. • An ICU is technically inefficient in treating a patient if it does not minimize its inputs given its outputs. • The measure of an ICU’s performance is the sum of its’ patient’s inefficiencies. • Chart presenting Econometric performance together with SMR
Results • Mean inefficiency varies from 19% to 36% • The economic inefficiency is concentrated on few patients : • 80 % of resources are concentrated in 30% of patients • 80 % of inefficiencies are concentrated on less than 20 % of patients. • Diagnosis that account for inefficiency : • ARDS, COPD, AIDS, acute renal insufficiency
Ressources savings versus SMR Economic inefficiency SMR