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USPTO Trademark Case Files Dataset

USPTO Trademark Case Files Dataset. USPTO Office of Chief Economist World Intellectual Property Organization 31 January 2013. Agenda. U.S. Trademark System Background Trademark Case Files Dataset Organizational Structure Data Coverage Data Files User Resources Planned Data Releases.

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USPTO Trademark Case Files Dataset

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  1. USPTO Trademark Case Files Dataset USPTO Office of Chief Economist World Intellectual Property Organization 31 January 2013

  2. Agenda • U.S. Trademark System Background • Trademark Case Files Dataset • Organizational Structure • Data Coverage • Data Files • User Resources • Planned Data Releases

  3. U.S. Trademark System Background • Common law trademark system • Federal registration affords additional rights • Eligibility requirements (absolute grounds) • Use in commerce (or bona fide intent to use) • Inherent or acquired distinctiveness • Relative grounds for refusal • Nice classification (since 01Sept1973) • Inter partes opposition and cancellation proceedings • Principal & Supplemental Register

  4. U.S. Trademark System Background • Registration maintenance and renewal • Sixth-year maintenance – establish continued use on good/services listed prior to the end of the sixth-year of registration • Renewal – establish continued use and file renewal application prior to the end of each successive renewal term: • Issued on or after 16Nov1989 – 10-year terms • Issued/Renewed prior to 16Nov1989 – 20-year term until first renewal event after 16Nov1989; 10-year terms thereafter

  5. Trademark Case Files Dataset • Derived from USPTO main database for administering trademark applications and registrations • 6.7 million serial no. observations • Filing or registrations dates between Mar1823-Jan2012

  6. Organizational Structure

  7. Data Coverage: Registrations

  8. Data Coverage: Applications

  9. Data Files

  10. Case_file • Primary data file – bibliographic or “front page” data • Identifiers – serial no., registration no., international registration no. • Dates – filing, publication, abandonment, registration, renewal, cancellation • Status code/date • Pending or abandoned application • Live or dead registration • Mark text & drawing code • Indicators • Legal bases at filing and current • Mark type – trade, service, collective, certification • Design elements – 3D, color • Acquired distinctiveness • Various prosecution events – amendments, pending proceedings

  11. Case_file: Filing & Registration Trends

  12. Case_file: Use vs. Intended Use

  13. Case_file: Live Registrations

  14. Correspondent_domrep_attorney • Extract from case_file source XML • Correspondent • Attorney • Domestic representative

  15. Event • Event(s) recorded during prosecution for each serial no. • Docketing, office actions, abandonment, publication for opposition, TTAB proceedings, maintenance, renewal, cancellation/expiration • Code • Sequence • Category type • Date (recordation) • Event description (Appendix II)

  16. Event:1995 filing year based on use

  17. Owner • Owner record(s) for each serial no. • Owner type • Within type sequence • Name • Address (street, city, state, country, postal code) • Nationality (state or country of origin) • Legal entity code • Alternative names/Composed of • Name_change (owner_id) • Assignment name change description

  18. Owner: Legal Status

  19. Classification • Primary class(es) for each serial no. • Class • Status code/date • Date of first use anywhere • Date of first use in commerce • Nice class count • U.S. class count • Intl_class (class_id) • US_class (class_id)

  20. Classification: Classes per serial no.

  21. Classification: Filing lag

  22. Statement • Text statement(s) appearing on application or registration for each serial no. • Code • Text • Goods and services • Mark descriptions • Disclaimers • Certification mark statement • Concurrent use statement

  23. Design_search • Design search code(s) for each serial no. • Code • Category.Division.Section • Example: • 19.09.06 • Category 19 – Baggage, containers, bottles • Division 9 – Bottles, jars, flasks • Section 6 – Bottles, jars or flasks with ribbing or other surface relief

  24. Prior_mark • Prior registration(s) and/or application(s) for which applicant claims ownership: • Prior no. (serial no. or registration no.) • Type • Potential error indicator (constructed)

  25. Prior_mark: Citation lag

  26. Foreign_app • Foreign application(s) for which applicant claims priority: • Application country of origin • Foreign application no., filing date, and sequence of record entry • Foreign registration no., registration date, and expiration date • Foreign renewal no., renewal date, and expiration date

  27. Madrid_intl_file • Madrid international filing record(s) for each serial no. • International registration no., registration date, and renewal date • Sequence • Status code/date • Response to irregularity date • Date USPTO received international filing request • USPTO reference no. • Madrid_event (mir_id) – Event(s) recorded during Madrid processing • Code, date, and sequence

  28. User Resources • USPTO Trademark Case Files Dataset • http://www.uspto.gov/ip/officechiefecon/tm_casefiles.jsp • Working Paper • http://www.uspto.gov/ip/officechiefecon/USPTO_Trademark_Case_Files_Dataset_Descriptions_Lessons_Insights_January2013.pdf • Trademark Applications Documentation (TAD) • www.uspto.gov/products/tmdailyapp-documentation.pdf • Trademark Manual of Examining Procedure (TMEP) and other manuals and guides • http://www.uspto.gov/trademarks/resources/index.jsp • Trademark Status and Document Retrieval (TSDR) • http://tsdr.uspto.gov/ • Office of the Chief Economist: EconomicsData@uspto.gov • Amanda.Fila@uspto.gov [Amanda.Myers] 28

  29. Planned Data Releases • Trademark Case Files 2012 Update • Trademark Assignments Database • Patent Assignments Database 29

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