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Directorate Compliance

Commission. Revised functional structure. Executive Director. Directorate Compliance. Directorate Licensing & Strategy. Corporate Services. Functions Suitability investigations Licensing Complaints Special investigations Policy Office admin Strategic planning. Functions

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Directorate Compliance

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  1. Commission Revised functional structure Executive Director Directorate Compliance Directorate Licensing & Strategy Corporate Services • Functions • Suitability investigations • Licensing • Complaints • Special investigations • Policy • Office admin • Strategic planning • Functions • ICS Approval • EGE Approval • Inspections • Change control • Monitoring • Relationship management • Policy • Functions • Legal services • AML Officer • Regulatory sanctions • Financial services • HR services

  2. Commission Revised staff structure Executive Director André Wilsenach Director Compliance Jorn Starck Director Licensing & Strategy Michael Ellen Corporate Services • In-house Counsel • Philip Taylor • Assistant Director • Nicky Burland • Officers • Paula Moore • Deputy Directors • Neil Howard • Mark Archbold • Ray Dipple • K. Despotakis • Assistant Director • Paresh Rughani • Frank Casado • Ian Haywood • Officers • Antony Rebanks • Officers • Rowie Gaydon • Kelly Spencer • Christie Crawford

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