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2009 년 제 25 차 대한흉부외과학회 춘계학술대회. Induction Therapy for Locally Advanced Esophageal Cancer. May 28, 2009 Yong Hee Kim , MD, PhD Dept. of Thoracic & Cardiovascular Surgery ASAN Medical Center, University of Ulsan College of Medicine. Overall Survival after Esophagectomy.
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2009년 제 25 차 대한흉부외과학회 춘계학술대회 Induction Therapy for Locally Advanced Esophageal Cancer May 28, 2009 Yong Hee Kim,MD, PhD Dept. of Thoracic & Cardiovascular Surgery ASAN Medical Center, University of Ulsan College of Medicine
Overall Survival after Esophagectomy Locally advanced esophageal cancer by surgery alone : 5-YSR : < 20 ~ 30% Survival (%) Years Rice, Dis Eso 2009;22
Treatment of Esophageal Cancer • Surgery Alone • Radiation Alone • Chemotherapy Alone • Nonsurgical: Definitive Chemoradiation • Preoperative Radiation • Postoperative Radiation • Preoperative Chemotherapy • Preoperative Cheomoradiotherapy • Postoperative Chemotherapy • Palliation
Rationale of Multimodality Therapy • Poor survival with surgery alone • Distant dissemination of disease occurs early • Downsize tumors - improve resection rate, and local control - improve control of micrometastatic disease
Preoperative ChemoRadiation Therapy (CRT) in Locally Advanced Esophageal Cancer • RTOG* trial 8501 (1992) - RT 6,400 cGy vs 5,000 cGy + FU / Cisplatin - 5-YSR : 32% vs 12% • GI Intergroup 0113 (1997) - Preop / postop CTx with FU / Cisplatin vs Surgery - no survival benefit • Medical Research Council Study (2002) - induction CTx - median survival benefit : 3.5 months *, Radiation Therapy Oncology Group
Survival Benefit, Yes ? :CALBG 9781 p = 0.002 Tepper, J Clin Oncol 2008;26
Survival Benefit, No ? : USA Intergroup 113 p = NS Kelsen, J Clin Oncol 2007;25 (Update RTOG trial 8911)
Methodological Concerns in CRT • Optimal radiation dose • Adequate radiation field • Chemotherapeutic agents • Administration schedule • Control side effect
Patients Selection for CRT ASAN Medical Center • Indications for CRT - pathologically confirmed esophageal cancer - surgically resectable clinical stage of II/III by CT - age : 18 ~ 75, ECOG performance 0 ~ 2 - adequate bone marrow function, LFT, renal function • Exclusion Criteria for CRT - stage I by EUS - invasion to recurrent laryngeal n., trachea, aorta - evidence of esophageal fistula, malignant pleural effusion - metastatic LN at celiac or paraaortic LN - inadequate cardiac/pulmonary function
Prospective Clinical Trials in Asan Medical Center 1993 - 1997 1999 - 2002 2003 - 2005
Phase II study in AMC Treatment Scheme of Induction Chemotherapy (Capecitibine, CDDP) followed by Concurrent Chemoradiation Diagnostic work up (GFS,CT, EUS, PET) Stage II,III resectable esophageal SCC CAP 1000mg/m2 bid (D1-14) CDDP 60mg/m2 (D1) 3 wks later CAP 800mg/m2 bid 5 days/wk) CDDP 30mg/m2 (D1, 8,15, 22) RT 46Gy, 2Gy/Fx, 23 Fx 4-6 wks later Surgery
Randomized phase II study of preoperative concurrent chemoradiotherapy with or without induction chemotherapy with S-1/oxaliplatin in patients with resectable esophageal cancer 2008 - 2010
Phase III trials of Impact of CRT MRCOCWP, Medical Research Council Oesophageal Cancer Working Party
Prognostic Factors forCRT + S Good performance status Major response to chemoradiation Presence of micrometastases Number of pathologic metastases Early metabolic response with FDG PET - Siewert, Ann Surg 2007;246 - Port, Ann Thorac Surg 2007;84 => > 50% reduction in maxSUV median survival 35.5 vs 17.9 mo
Predictor of Prognosis for CRT + S • Favorable prognosis - female with clinical response to CRT - esophagectomy - good performance - initial stage II • Poor prognosis - poor performance status - severe dysphagia - poor clinical response to CRT
Effect of Esophagectomy on Survival All patients (n=180, p < 0.001) cCR or PR (p = 0.001) AMC, I J Radiat Oncol 2008;71
Overall Survival by Type of Resection USA Intergroup 113 (Update RTOG trial 8911) Kelsen, J Clin Oncol 2007;25
Spread of Esophageal Cancer Intraesophageal spread - "skip" or "satellite" lesion ; submucosal spread Direct extension to adjacent structure Lymphatic spread - extensive submucosal longitudinal lymphatics
Lymphatics of Esophageal Wall “skip or satellite nodule formation”
Extent of Esophageal Resection Microscopic spread by length of margin - resection margin : 3 cm 64% - resection margin : 6 cm 22% - resection margin : 9 cm 11% - resection margin : 10.5 cm 3% Miller (Br J Surg 1962:49) : > 10 cm DiMusto (Ann Thorac Surg 2007;83): > 5 ~ 6 cm
Survival based on No. of Positive LNs Kesler, Ann Thorac Surg 2005;79
Survival based on Response to CRT Kesler, Ann Thorac Surg 2005;79
Response to CRT 3-YSR 70.4% 3-YSR 41.8% Rizk, J Clin Oncol 2007;25
Survival by Response to CRT in AMC p = 0.006 pCR Non-pCR Median FU = 77.4 mo
Survival Curves by Response to CRT USA Intergroup 113 (Update RTOG trial 8911) Kelsen, J Clin Oncol 2007;25
Definition of Response :CALBG 9781 • Complete response - no gross or microscopic tumor in surgical specimen using light microscope • Partial response - shrinkage in tumor size c/w the original GFS - macroscopic or microscopic residual tumor • Progession - increase in ≥ 25% of perpendicular diameters • Stable Tepper, J Clin Oncol 2008;26
Tumor-Regression Grade to CRT TRG 5 TRG 4 TRG 3 TRG 2 TRG 1 Fareed, Gut 2009;58
Response Evaluation after CRT The diagnostic accuracy is inadequate for objective response evaluation after induction CRT Schneider, Ann Surg 2008;248
MUNICON trial Metabolic response evalUation for Individualisation of neoadjuvant Chemotherapy in oesOphageal and oesophagogastric adeNocarcinoma • Metabolic response by FDG-PET : - decrease of 35% or more in tumor SUV at induction CRT 2weeks - continue induction CRT followed by surgery - longer survival in response group • Predictive role of response - major histological response : 58% - metabolic response may correlate with tumor response Lordick, Lancet Oncol 2007;87
Heterogenicity in Response to CRT • Age, sex, ethnicity, drug-drug interaction, genetic variation in pharmacokinetics, pharmacodynamic, drug action pathways • Genetic variation in AKT1, AKT2, FRAP1 - FRAP1SNPs; increase risk of death - AKT2, FRAP1; poor response to treatment - AKT1:rs3803304; better response to treatment
Pathways Involved in Repair of CRT Injury AP, apurinic / apyrimidinic; ERCC, excision repair cross-complementing group; FEN-1, flap structure specific endonuclease 1; PCNA, proliferating cell nuclear antigen; RPA, replication protein A; RFC, replication factor C; XPA and XPC, xeroderma pigmentosum complementation groups A and C; XRCC1, x ray cross-complementation group 1 Fareed, Gut 2009;58
OS according to Tx (CRT-S versus S) for patients with ERCC1-negative and ERCC1-positive tumors Median OS in ERCC1 ( - ) = 51.2 mo p = ns Median OS in ERCC1 ( + ) = 43.2 mo AMC, Clin Cancer Research 2008;14
Surgical Considerations of CRT - I Poorer nutritional status Depressed respiratory activity Depressed mental condition Diminished immunologic reserves Lower WBC or Hb level
Surgical Considerations of CRT-II • Increase postoperative morbidity • Increase operative mortality - 2~5% vs > 10% - Jones (1997), Hennequin (2001), Nakadi (2002) • Fail to receive surgery d/t progression • Late complication - Murthy (J Clin Oncol 2009;4) - pleural effusion : 2 times - pericardial effusion : 5 times
Comparison of Postoperative Result Nabeya, Dis Eso 2005;18
Review of Recent Meta-analysis *ns, not significant
Summaries • If surgery is performed in patients with locally advanced esophageal cancer, there may be small survival advantage if combined with induction chemoradiation therapy. • Preoperative chemo/chemoradiotherapy is probably useful for subgroup of patients, but not clear for whom. • Further efforts should be made in optimization of multimodality therapy in locally advanced esophageal cancer.
Future Improvements • Incorporation of targeted agents that add minimally to existing toxicity • Use of molecular predictors of response to individualize selection of the chemotherapeutic regimen • Early identification of responders such that therapy might be altered dynamically • How to restage patients after completion of their treatment - accurate restaging provides prognostic information - accurate restaging can help direct subsequent treatment decisions