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Historically Underutilized Business ( HUB) Subcontracting Plan (HSP) Completion

Understand the HUB subcontracting process for completing TxDOT projects. Follow clear instructions on self-performing and using HUB vendors effectively.

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Historically Underutilized Business ( HUB) Subcontracting Plan (HSP) Completion

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  1. Historically Underutilized Business (HUB) Subcontracting Plan (HSP) Completion TxDOT HUB Program Revision: January 2017

  2. HSP Completion by Self-Performing If you are not subcontracting any portion of the contract and will be fulfilling the entire contract with your own resources (i.e., equipment, supplies, materials, and/or employees), complete the following in the HSP: • Section 1 – Respondent and Requisition Information (Page 1); • Section 2 a. – No, I will not be subcontracting any portion of the contract, and I will be fulfilling the entire contract with my own resources (Page 2); • Section 3 – Self Performing Justification that explains how your company will fulfill the entire contract with its own resources (Page 3); and, • Section 4 – Affirmation that all information and supporting documentation submitted is true and correct (Page 3);

  3. HSP Information Page Respondent and Requisition Information

  4. Company Name and Requisition # Subcontracting Intentions: Complete Section 2-a; No, I will not be subcontracting any portion of the contract.

  5. Section 3 - Self Performing Justification List the specific page(s)/section(s) of your proposal response, OR in the space provided, which explains how your company will perform the entire contract with its own equipment, supplies, materials and/or employees.

  6. Section 4; Affirmation Signature Affirms that Information Provided is True and Correct.

  7. HSP Method A (Using Only HUBs) If all (100%) of your subcontracting opportunities will be performed using only HUB vendors, complete the following in the HSP: • Section 1 – Respondent and Requisition Information (Page 1); • Section 2 a. – Yes, I will be subcontracting portions of the contract (Page 2); • Section 2 b. – List all the portions of work you will subcontract, and indicate the percentage of the contract you expect to award to HUB vendors (Page 2 and the continuation sheet as needed); • Section 2 c. – Yes, I will be using only Texas certified HUBs to perform all of the subcontracting opportunities listed (Page 2); • Section 4 – Affirmation that all information and supporting documentation submitted is true and correct (Page 3); and, • HSP GFE Method A (Attachment A) – Complete this attachment for each subcontracting opportunity listed in Section 2.b. (Page 1 of 1).

  8. HSP Information Page Respondent and Requisition Information

  9. Company Name and Requisition # Subcontracting Intentions: Complete Section 2-a; Yes, I will be subcontracting portions of the contract. NOTE: section b should not equal 100% HSP Method I

  10. Complete Section 2-b; List all the portions of work you will subcontract, and indicate the % of the contract you expect to award to all HUBs. Complete Section 2-c; Yes if you will be using only HUBs to perform all Subcontracting Opportunities in 2-b.

  11. Section 4; Required Affirmation Signature Affirms that Information Provided is True and Correct.

  12. Method A - Attachment A Enter company details and complete sections A-1 and A-2 Enter each selected subcontractor for the item and include: • Enter the VID# • HUB Yes or No. • Estimated amount. • Estimated percentage of the total contract.

  13. Method A - HSP Completion by Meeting TxDOT’s HUB Goal If you are subcontracting with HUBs and Non-HUBs, and you meet or exceed the aggregate percentage (HUB Goal) of subcontracting with HUBs, in which you have a continuous contract with the HUBs for 5 years or less, complete the following in the HSP : • Section 1 – Respondent and Requisition Information (Page 1); • Section 2 a. – Yes, I will be subcontracting portions of the contract (Page 2); • Section 2 b. – List all the portions of work you will subcontract, and indicate the percentage of the contract you expect to award to HUB vendors (Page 2 and the continuation sheet as needed); • Section 2 c. – No, I will not be using only Texas certified HUBs to perform all of the subcontracting opportunities listed (Page 2); • Section 2 d. – Yes, the aggregate expected percentageof the contract you will subcontract with Texas certified HUBs, which you have a continuous contract in place for five (5) years or less, meets or exceedsthe HUB goal in the solicitation (Page 2) • Section 4 – Affirmation that all information and supporting documentation submitted is true and correct (Page 3); and, • HSP GFE Method A (Attachment A) – Complete this attachment for each subcontracting opportunity (Page 1 of 1).

  14. HSP Information Page Respondent and Requisition Information

  15. Company Name and Requisition # Subcontracting Intentions: Complete Section 2-a; Yes, I will be subcontracting any portion of the contract.

  16. Complete Section 2-b; List all the portions of work you will subcontract, and indicate the % of the contract you expect to award to HUBs and Non-HUBs. Complete Section 2-c; No to using only HUBs to perform all Subcontracting Opportunities in 2-b.

  17. Section 4; Affirmation Signature Affirms that Information Provided is True and Correct.

  18. Method A - Attachment A Complete this attachment (Sections A-1 and A-2) for each subcontracting opportunity. Enter each selected subcontractor for the item and include: • Enter the VID# • HUB Yes or No. • Estimated amount. • Estimated percentage of the total contract.

  19. Method B - HSP Completion by Solicitation/Notification If you are subcontracting with HUBs and Non-HUBs, and you do not meet or exceed the aggregate percentage (HUB Goal) of subcontracting with HUBs, in which you have a continuous contract with HUBs for 5 years or less, complete the following in the HSP: • Section 1 – Respondent and Requisition Information (Page 1); • Section 2 a. – Yes, I will be subcontracting portions of the contract (Page 2); • Section 2 b. – List all the portions of work you will subcontract, and indicate the percentage of the contract you expect to award to HUB vendors (Page 2 and the continuation sheet as needed); • Section 2 c. – No, I will not be using only Texas certified HUBs to perform all of the subcontracting opportunities listed (Page 2); • Section 2 d. – No, the aggregate expected percentageof the contract you will subcontract with Texas certified HUBs, which you have a continuous contract in place for five (5) years or less, does not meet or exceedthe HUB goal in the solicitation (Page 2) • Section 4 – Affirmation that all information and supporting documentation submitted is true and correct (Page 3); and, • HSP GFE Method B (Attachment B) – Complete this attachment for each subcontracting opportunity (Page 1 of 1).

  20. HSP Information Page Respondent and Requisition Information

  21. Company Name and Requisition # Subcontracting Intentions: Complete Section 2-a; Yes, I will be subcontracting any portion of the contract.

  22. Complete Section 2-b; List all the portions of work you will subcontract, and indicated the % of the contract you expect to award to HUBs and Non-HUBs. Complete Section 2-c; No, to using only HUBs to perform all Subcontracting Opportunities in 2-b.

  23. Section 4; Affirmation Signature Affirms that Information Provided is True and Correct.

  24. Method B - Attachment B Complete Section B-1; and Section B-2 only for each subcontracting opportunity. Section B-3 Good Faith Efforts to find Texas Certified HUB Vendors

  25. HSP Method B -Attachment B Written Notification Requirements List 3 HUBs Contacted for this subcontracting Opportunity Written Notification Requirements List 2 Trade Organizations Contacted for this subcontracting Opportunity

  26. HSP Method B Attachment B Cont. Enter each selected subcontractor for the item and include: • Enter the VID# • HUB Yes or No. • Estimated amount. • Estimated percentage of the total contract. Provide written justification why HUB was not selected for this Subcontracting Opportunity

  27. HUB SUBCONTRACTING PLAN For the most current HSP go to: https://www.comptroller.texas.gov/purchasing/docs/hub-forms/hub-sbcont-plan-allfms.pdf

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