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On the use of auxiliary variables in agricultural surveys design. Federica Piersimoni ISTAT - Italian National Institute of Statistics Roberto Benedetti University “G.d’Annunzio” of Chieti-Pescara, Italy Giuseppe Espa Universy of Trento, Italy. Actual situation Proposal Estimators
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On the use of auxiliary variables in agricultural surveys design Federica Piersimoni ISTAT - Italian National Institute of Statistics Roberto Benedetti University “G.d’Annunzio” of Chieti-Pescara, Italy Giuseppe Espa Universy of Trento, Italy
Actual situation Proposal • Estimators • Sampling designs Data description Simulation Analysis of the results Conclusions Contents
Actual situation Sample units Population units
2001 scatter plot matrix tc1= cattle slaughterings 2001 tc2= sheep and goats slaughterings 2001 tc3= pigs slaughterings 2001 tc4= equines slaughterings 2001
2000 scatter plot matrix tc10= cattle slaughterings 2000 tc20= sheep and goats slaughterings 2000 tc30= pigs slaughterings 2000 tc40= equines slaughterings 2000
1999 scatter plot matrix tc19= cattle slaughterings 1999 tc29= sheep and goats slaughterings 1999 tc39= pigs slaughterings 1999 tc49= equines slaughterings 1999
SCATTER PLOTS tc1: cattle slaughterings 2001 tc2: sheep and goats slaughterings 2001 tc3: pigs slaughterings 2001 tc4: equines slaughterings 2001 tc10: cattle slaughterings 2000 tc20: sheep and goats slaughterings 2000 tc30: pigs slaughterings 2000 tc40: equines slaughterings 2000 tc19: cattle slaughterings 1999 tc29: sheep and goats slaughterings 1999 tc39: pigs slaughterings 1999 tc49: equines slaughterings 1999
Year 2001 Year 2000 Year 1999
Sampling frame: N = 2.211 units (enterprises) and 12 variables: number of: • cattle, • pigs, • sheep and goats, • equines slaughtered at the census surveys of 1999, 2000 e 2001.
2000 samples of size n = 200… …using as auxiliary information the complete frame at 1999 and at 2000 to obtain estimates at 2001! Estimates obtained through the HorvitzThompson expansion estimator and the calibration estimator (PV) by Deville and Särndal (1992): Vector of the totals of the auxiliary variables Distance function
Samples selection • simple random sampling (SRS) • stratified sampling (ST) • ranked set sampling (RSS) • probability proportional to size (PS) • balanced sampling • PS + balanced sampling
SRS:direct estimate doesn’t use auxiliary information ST: auxiliary information is used ex ante the strata setting up; five planned strata; multivariate allocation model by Bethel (1989).
RSS: original formulation: • Selection SRS without reinsertion of a first sample of n units; • Ranking in increasing order of the n units of the sample with respect to an auxiliary variable x known for every population unit; • The interest variable y is measured on the first unit only; • A second SRS is drawn and ranked; • The interest variable y is measured on the second unit only; • ….and so on till n replications.
Ranking variable: with k =1,…,N, i =1,4 and t=1999, 2000. For the units k:
PS: If y positive auxiliary variable x selection with probability x. Such ex ante probability is
BALANCED SAMPLING and PS + BALANCED SAMPLING: The balance constraint has been imposed for the four variables to be estimated. The difference between the two criteria: in the second case the constraint is imposed ex post to PS samples
Conclusions It is better to impose the balance constraints in design phase, than in ex post (cf. RMSE SRS - RMSE BAL) Best performances: balanced PS selections and PS with calibration a joint use of complex estimators together with efficient sampling designs may reduce considerably the variability of the estimates but…...
but…... PS and PS with calibration selection criteria less robust of the others when outliers are present more efficient bad performance of RSS method forced univariate use of the auxiliary information for the ranking setting up when linear independence is present
Simulated sampling distribution of the tc2 estimates in the case of pps, with calibration estimator based on auxiliary variables of 2000 TRUE VALUE
Simulated sampling distribution of the tc3 estimates in the case of pps, with calibration estimator based on auxiliary variables of 1999 TRUE VALUE
Simulated sampling distribution of the tc4 direct estimates in the case of balanced pps, based on auxiliary variables of 1999 TRUE VALUE
Simulated sampling distribution of the tc2 direct estimates in the case of balanced pps, based on auxiliary variables of 2000 TRUE VALUE
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