1 / 27

Using the 404(a)(5) Notice Creator

Retirement Plans Corporate Plans. Using the 404(a)(5) Notice Creator. NOT FOR USE WITH PARTICIPANTS.

ward
Download Presentation

Using the 404(a)(5) Notice Creator

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. Retirement Plans Corporate Plans Using the 404(a)(5) Notice Creator NOT FOR USE WITH PARTICIPANTS Before investing, you should carefully consider the investment objectives, risks, charges and expenses of the mutual funds or The Hartford’s group variable annuity products and funding agreements, and their underlying funds. For fund and product prospectuses and/or a disclosure document containing this and other information, contact your financial professional or visit our website. Read them carefully. This material is provided for informational purposes only, and does not, and is not intended to, serve as legal advice. As with all matters of a legal nature, you should consult with your own legal counsel for advice. A guide to The Hartford’s online solution RPS 111002

  2. Create • The “Notice Creator” is an online tool to help Plan Sponsors generate 404(a)(5) Notices for their plans. TPAs also have access to this tool. • Plan Sponsors/TPAs will need to provide information related to eight disclosure items, with an optional ninth item. • Using the Notice Creator, you can: • Review default responses provided for a Plan • Select suggested wording for alternate responses • Create custom disclosure responses • Input any additional fees to be included on the Notice • Approve disclosures and generate Notices (Plan Sponsors)

  3. Accessing the Notice Creator

  4. Important Information

  5. Notice Creator Landing Page

  6. Pending Disclosures

  7. Using the editing screens

  8. Using the editing screens

  9. Saving a response

  10. Participant Investment Instruction

  11. Limits on Investment Instruction

  12. Voting Rights

  13. Investment Options

  14. Investment Manager

  15. Self-Directed Brokerage Options

  16. The Plan’s Administrative Fees and Expenses

  17. The Plan’s Administrative Fees and Expenses

  18. The Plan’s Individual Fees and Expenses

  19. The Plan’s Individual Fees and Expenses

  20. The Plan’s Individual Fees and Expenses

  21. The Plan’s Individual Fees and Expenses

  22. Additional Information

  23. Review Your Disclosures

  24. Review Your Disclosures

  25. Approve All Pending Disclosures

  26. Viewing Your Notice

  27. Thank you.800-637-6444thehartford.com/retirementplans/regs-tpa

More Related