1 / 7

Blue Sky Compliance Services

https://www.colonialstock.com/blue-sky-compliance-services.htm - Our full service Blue Sky filings are made for the companies, themselves, and attorneys or other entities looking to assist companies with their state securities compliance needs.

Colonialstock
Download Presentation

Blue Sky Compliance Services

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. States each have their own respective securities laws, which are typically referred to as "Blue Sky Laws".

  2. These laws are designed to reduce any fraudulent sales practices or activities, for the protection of both investors and issuers.

  3. Our full service Blue Sky filings to the States are made for the companies,themselves, and attorneys or other entities looking to assist companies with their State securities compliance and reporting needs: - Private Offerings: Regulation D - Public Offerings: IPOs’s, Reg A - Secondary Trading: Exemption research and States filing services - Fund Annual Maintenance: Annual Blue Sky filings and updates

  4. Colonial can submit your Form D filing to the SEC, along with the Blue Sky State filings, helping you maintain compliance on both the federal and state levels.

  5. To file, please contact our offices to setup an account at (877) 285-8605 or sales@colonialstock.com

  6. Contact Us: Colonial Stock Transfer Company, Inc. 66 Exchange Place, 1st floor Salt Lake City, UT 84111 Phone: 801-355-5740 Fax: 801-355-6505 www.colonialstock.com

More Related