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Supplementary Training Modules on Good Manufacturing Practice. Heating, Ventilation and Air- Conditioning (HVAC) Part 1 (b): Introduction and overview. WHO Technical Report Series, No. 937, 2006. Annex 2. HVAC. Objectives To continue from Part 1(a), now focus on: Air filtration
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Supplementary Training Modules on Good Manufacturing Practice Heating, Ventilation and Air- Conditioning (HVAC) Part 1 (b): Introduction and overview WHO Technical Report Series, No. 937, 2006. Annex 2
HVAC Objectives To continue from Part 1(a), now focus on: • Air filtration • The role of HVAC in dust control • HVAC system design and its components (part 2) • Commissioning, qualification and maintenance (part 3)
HVAC Air Filtration • Degree of filtration is important to prevent contamination • Type of filters to be used dependent on the quality of ambient air, return air and air change rates • Manufacturer to determine, select and prove appropriate filters for use considering level of ambient air contamination, national requirements, product specific requirements 4.2.1, 4.2.3
HVAC Levels of protection and recommended filtration *Filter class should be referenced to the standard test method 4.2.1
HVAC Contamination should be prevented through appropriate: • Materials for components and construction • Design and appropriate access to dampers, filters and other components • Personnel operations • Airflow direction • Air distribution component design and installation and location • Type of diffusers (non-induction type recommended) • Air exhaust (normally from a low level) 4.2.4 – 4.2.10
HVAC Airflow patterns • Filtered air entering a production room or covering a process can be • turbulent, or • unidirectional (laminar) • GMP aspect • economical aspect • Other technologies: barrier technology/isolatortechnology.
Unidirectional/laminar displacement of dirty air Turbulent dilution of dirty air HVAC Airflow patterns
Airflow patterns Prefilter AHU Main filter 2 3 1 Unidirectional Turbulent Turbulent HVAC
HVAC Airflow patterns (4) Workbench (vertical) Cabin/booth Ceiling
HVAC Unidirectional airflow (UDAF): Provided where needed over product or material to prevent contamination, or to protect operator UDAF in weighing areas • The aim is to provide dust containment • Airflow velocity should not affect balance • Position of material, balance, operator determined and validated – no obstruction of airflow or risk 4.3.1 – 4.3.10
HVAC Annex 5, 7.
HVAC Annex 5, 7.
HVAC Infiltration • Facilities normally under positive pressure to the outside • Prevent infiltration of unfiltered, contaminated air from outside • Some cases - negative pressure (e.g. penicillin manufacture). Special precautions to be taken 4.4.1 – 4.4.4
HVAC Cross-contamination • General aspects and concepts • Displacement concept • low pressure differential, high airflow • Pressure differential concept • high pressure differential, low airflow • Physical barrier concept 4.5
HVAC General aspects • Multiproduct OSD manufacturing, prevent movement of dust between areas where different products are processed • Directional air movement and pressure cascade can be helpful – dust containment • Normally, corridor at higher pressure than cubicles, cubicles at higher pressure than atmosphere 4.5.1 – 4.5.3
HVAC Containment concepts • Pressure cascade regime influenced by: • Product and product group, e.g. highly potent products (in some cases, pressure cascade regime negative to atmosphere) • Processing methods • Building structure should be considered including airtight ceilings and walls, close fitting doors, sealed light fittings 4.5.4 – 4.5.9
HVAC Displacement concept • Air supplied to the corridor, through the doors (grilles) to the cubicles • Air extracted at the back of the cubicle • Velocity high enough to prevent turbulence in doorway • Requires large air quantities (Not preferred method) 4.5.10 – 4.5.12
HVAC Pressure differential concept • Concept can include high pressure differential, low airflow, and airlocks in the design • Airlock types include: Cascade, sink and bubble type • Sufficient pressure differential required to ensure containment and prevent flow reversal – but not so high as to create turbulence • Consider effect of other items such as equipment and extraction systems in cubicles • Operating limits and tolerances 4.5.13 – 4.5.18, 4.5.22
HVAC Pressure differential concept (2) • Calibrated monitoring devices, set to alarm system • Monitoring and recording of results • Doors open to higher pressure • Dust extraction system design • Interlocked with air-handling system • No airflow between rooms linked to same system • Room pressure imbalance 4.5.19 – 4.5.26
HVAC Pressure cascade solids Protection from cross-contamination
HVAC Physical barrier concept • In some cases, impervious barriers are used to prevent cross-contamination • Spot ventilation • Capture hoods 4.5.27 – 4.5.28
HVAC Temperature and relative humidity (RH) • Controlled, monitored and recorded where relevant • Materials and product requirements, operator comfort • Minimum and maximum limits • Premises design appropriate, e.g. low humidity areas, well sealed and airlocks where necessary • HVAC design – also prevent moisture migration 4.6.1. – 4.6.6
HVAC Temperature and relative humidity (RH) (2) • Remove moisture, or add moisture as necessary • Dehumidification • Refrigerated dehumidifiers with cooling media • Chemical dehumidifiers • Humidifiers should not be sources of contamination • Use of pure steam or clean steam • No chemicals added to boiler system if these can have a detrimental effect on product (e.g. some corrosion inhibitors/chelating agents) 4.6.7. – 4.6.11
HVAC Temperature and relative humidity (RH) (3) Humidification systems: Design should be such that the system does not become the source of contamination: • No accumulation of condensate • Avoid evaporative systems, atomizers, water-mist sprays • Suitable duct material, insulation of cold surfaces • Air filters not immediately downstream of humidifiers • Chemical driers – used if not sources of contamination 4.6.12. – 4.6.18
HVAC Dust Control • Dust and vapour removed at source • Point of use extraction – fixed points or movable hood – plus general directional airflow in room • Ensure sufficient transfer velocity to prevent dust settling in ducting • Risk analysis – airflow direction, hazards, operator 5.1. – 5.7
HVAC Dust Control (2) • Normally air supplied through ceiling diffusers, and air extracted from low level – aids flushing effect • Extraction of vapours – consider density of vapour • Handling harmful products – additional steps needed • e.g. barrier technology, glove boxes • totally enclosed garments with air-breathing systems • Fresh air rate supply • comfort, odour and fume removal, leakage, pressure control, etc. 5.8. – 5.14
HVAC Protection of the environment (Exhaust air dust) • Exhaust air from equipment and some areas of production carry heavy loads of dust (e.g. FBD, coating, weighing) • Filtration needed to prevent ambient contamination • Not highly potent material • EN779 F9 filter recommended • Harmful substances (e.g. hormones) • EN1822 H12 (HEPA) filter recommended • In some cases two banks of HEPA filters • Safe change filter housings ("bag-in bag-out" filters) 6.1.1 – 6.1.5
HVAC Protection of the environment (Exhaust air dust) (2) • Filter banks provided with pressure differential indication gauges • Limits indicated, results monitored at regular intervals • Manual, Building Management Systems, Building Automated Systems, System Control and Data Acquisition systems • Automated systems provided with alarm or similar system to indicate OOS 6.1.6 – 6.1.10
HVAC Protection of the environment (Exhaust air dust) (3) • Reverse pulse dust collectors • Should be equipped with cartridge filters with compressed air lance, • Continuous operation – no interruption of airflow • Dust collectors with mechanical shakers • Used in a manner not to become source of contamination • Switched off at times resulting in loss of airflow, and disruption of pressure cascade • Wet scrubbers • Use suitable drainage system for dust slurry • Determine exhaust air quality to verify filtration efficiency 6.1.11 – 6.1.15
HVAC Protection of the environment (Fume removal) • Appropriate design, installation, and operation of fume, dust, effluent control • Wet scrubbers • Added chemicals for increased adsorption efficiency • Deep bed scrubbers • Activated carbon or chemical adsorption granular media • Specific to type of effluent • Type and volume prepared 6.2.1 – 6.2.5