1 / 6

SOC 2 Audit Checklist

A SOC 2 <a href="https://gartsolutions.com/services/it-audit-services/compliance-audit/">compliance</a> checklist guides organizations in meeting the Trust Service Criteria for security, availability, processing integrity, confidentiality, and privacy. It includes essential steps such as risk assessments, access controls, data encryption, incident response, and employee training. This checklist helps organizations implement the necessary safeguards to protect sensitive data, maintain compliance, and build customer trust.<br> <br>

Nastya2
Download Presentation

SOC 2 Audit Checklist

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. SOC 2 Audit Checklist *This checklist is provided for informational purposes only and does not constitute legal advice or a comprehensive SOC 2 compliance solution. gartsolutions.com info@gartsolutions.com

  2. ?? Security Implement and maintain firewalls Use intrusion detection systems Conduct regular vulnerability scans and penetration testing Implement strong access controls (e.g., multi-factor authentication) Establish and follow a formal change management process Implement security incident response procedures Conduct regular security awareness training for employees gartsolutions.com info@gartsolutions.com

  3. ?? Availability Implement and test disaster recovery and business continuity plans Monitor system performance and capacity Implement redundancy for critical systems and data Establish and maintain backup procedures Conduct regular failover testing ?? Processing Integrity Implement data input and processing controls Establish quality assurance procedures Monitor system processing Implement error handling procedures Maintain system documentation and operating procedures gartsolutions.com info@gartsolutions.com

  4. ?? Confidentiality Implement data classification policies Use encryption for data in transit and at rest Establish and maintain access control lists Implement secure data disposal procedures Use non-disclosure agreements with employees and third parties ?? Privacy (if applicable) Develop and maintain a privacy policy Implement procedures for collection, use, retention, and disposal of personal information Establish procedures for addressing privacy-related inquiries and complaints Implement controls for third-party data sharing Conduct privacy impact assessments for new systems or processes gartsolutions.com info@gartsolutions.com

  5. ?? General Controls Establish and maintain information security policies and procedures Implement HR security controls (background checks, termination procedures) Conduct regular risk assessments Manage vendor and third-party risks Maintain an asset inventory Implement physical and environmental security controls ?? Documentation Prepare system descriptions Document control objectives and related controls Maintain evidence of control execution Keep records of security incidents and resolutions Document risk assessment results and mitigation plans gartsolutions.com info@gartsolutions.com

  6. Make SOC 2 Compliance Simple with Gart Solutions SOC 2 compliance doesn’t have to be complicated. At Gart Solutions, we specialize in DevOps and cloud services to help you protect your customers’ sensitive data and stay fully compliant with SOC 2 standards. Here’s how we can help? ? Perform a full risk assessment based on the five key areas of SOC ? ? Set up strong security measures to protect your dat? ? Manage vendor risks and processe? ? Provide ongoing training and support for your team Let’s work together to boost your data security and keep your business safe. Contact Gart Solutions today! gartsolutions.com info@gartsolutions.com

More Related