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1. Improving Data Collection and Preparing for Cross-Site EvaluationPresented by Olivia Silber Ashley, Dr.P.H.Linda Bailey-Stone, B.S.Presented toOffice of Adolescent Pregnancy Programs Prevention Grantee Conference, September 25-27, 2006, Pittsburgh, Pennsylvania
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3. 3 Overview Core evaluation instruments
Cross-site evaluation
Draft standardized data collection procedures
4. 4 Background on Core Evaluation Instruments Office of Management and Budget (OMB) recently examined the AFL program using its Program Assessment Rating Tool (PART)
Identified program strengths
Program purpose
Design
Management
Identified areas for improvement
Strategic planning
Program results/accountability
In response, OPA
Developed baseline and follow-up core evaluation instruments
Developed performance measures to track demonstration project effectiveness
5. 5 Staff and Client Advisory Committee Anne Badgley
Leisa Bishop
Doreen Brown
Carl Christopher
Cheri Christopher
Audra Cummings
Christina Diaz
Amy Lewin David MacPhee
Janet Mapp
Ruben Martinez
Mary Lou McCloud
Charnese McPherson
Alice Skenandore
Jared Stangenberg
Cherie Wooden
6. 6 Capacity Assessment Methods Review of grant applications, annual reports, and other information from 28 most recently funded programs
Qualitative assessment involving program directors, evaluators, and staff in:
14 Title XX Prevention programs
14 Title XX Care programs
Telephone interviews
Site visit
Observations of data collection activities
Document review
Conducted between January 26, 2006, and March 16, 2006
31 interviews involving 73 interviewees across 28 programs
100% response rate
7. 7 Selected Title XX Prevention and Care Programs Baptist Children’s Home Ministries
Boston Medical Center
Emory University
Freedom Foundation of New Jersey, Inc.
Heritage Community Services
Ingham County Health Department
James Madison University
Kings Community Action
National Organization of Concerned Black Men
Our Lady of Lourdes
Red Cliff Band of Chippewas
St. Vincent Mercy Medical Center
Switchboard of Miami, Inc.
Youth Opportunities Unlimited Children’s Home Society of Washington
Children’s Hospital
Choctaw Nation of Oklahoma
Congreso de Latinos Unidos
Hidalgo Medical Services
Illinois Department of Human Services
Metro Atlanta Youth for Christ
Roca, Inc.
Rosalie Manor Community & Family Services
San Mateo County Health Services Agency
Truman Medical Services
University of Utah
Youth and Family Alliance/Lifeworks
YWCA of Rochester and Monroe
8. 8 Capacity Assessment Research Questions What is the data collection capacity of AFL Prevention and Care demonstration projects?
How and to what extent have AFL projects used the core evaluation instruments? What problems have AFL projects encountered with the instruments?
What data collection systems and evaluation designs are appropriate for the AFL program?
What are the potential barriers to projects’ participating in electronic data collection and/or a cross-site evaluation?
9. 9 Difficulties with Core Evaluation Instruments among Prevention Programs Reading level
Guidelines and instructions
Too long
Formatting
Do not understand theoretical underpinnings
Need information on validity and reliability
Do not match program curriculum Do not capture all data wanted
Parents would be upset
Insensitive to diverse family structures
No behavioral items
Racial groups too large
Adolescents object to ethnicity question
10. 10 Expert Work Group Elaine Borawski
Claire Brindis
Meredith Kelsey
Doug Kirby
Lisa Lieberman Dennis McBride
Jeff Tanner
Lynne Tingle
Amy Tsui
Gina Wingood
11. 11 Draft Revision of Core Evaluation Instruments Confidentiality statement
5th grade reading level
Instructions for adolescent respondents
Re-ordering of questions
Improved formatting
Sensitivity to diverse family structures Consistency in response options
Improved fidelity to original source items
Eliminated three items
Improved race question
Reverse coding
12. 12 Future Activities Pilot test
Create crosswalk from original instrument items to revised items
Add behavioral items
Translate instruments and consent/assent forms into Spanish
Develop database structure
Seek OMB clearance
Behavioral items
Individual-level data collection
Provide technical assistance and training
13. 13 Purpose of Cross-Site Evaluation Improve OPA’s PART rating
Provide evaluation data about the AFL program as a whole
Inform resource allocation decisions
Determine the activities and impacts of AFL demonstration project efforts
Inform policy decisions about program
Support
Expansion
Improvement
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15. 15 Capacity Assessment Findings Paper and pencil surveys
Classroom-based group-administered surveys
Reading questions to adolescents
Providing individual help
Data collection staff training
Program staff collecting data
Data collection on the first and last day of the intervention
Corresponds to school year Respondent ID numbers, names, dates of birth, and/or initials
Sealed envelopes
Follow-up for non-responders
No scanning equipment
Open to training and documentation about standardized data collection procedures
No major barriers to meta-analysis
16. 16 Draft Evaluation Design Two analytic strategies used for the meta-analysis
Treating each project as a unit of analysis, with the effect sizes of the projects as the focus
Including all adolescents within projects in the project-level study together as a unit of analysis, with program exposure as a predictor variable on performance measures
Inclusion/exclusion criteria
Provide assistance with tracking non-responders
Address missing data
Multiple imputation
Maximum likelihood modeling
Consider program characteristics
Mediation and moderation analysis
17. 17 Draft Timeline
18. 18 Draft Standardized Data Collection Procedures Need for standardization
Recruiting adolescents
Informed consent/assent forms
Confidentiality guidelines
Classroom survey administration
Adverse event/distress protocol
Data storage and shipping
19. 19 Why Standardize? Grantees voiced a need
Collect quality data uniformly
Allow for generalization of findings across sites
Comply with Federal regulations
20. 20 Principles Guiding Human Subjects Research
21. 21 Shared Responsibility between RTI and AFL All RTI research involving human subjects is governed by the Code of Federal Regulations 45 CFR 46
RTI bears full responsibility for ensuring that human subjects research is conducted in accordance with the Federal regulations
RTI’s Institutional Review Board (IRB) must review and approve all research involving human subjects
Both RTI project staff and AFL project staff are responsible for
Protecting the rights and welfare of human subjects
Complying with Federal regulations
22. 22 Recruiting Adolescents From AFL projects funded in October 2004 or later
Emancipated minors
Recruitment script
Lead letter
23. 23 Informed Consent/Assent Draft revised consent/assent forms
Adolescent assent form
Include ID number
Verbal explanation for adolescents aged 17 or younger
Exception for child neglect
Expected number of study participants
Toll-free RTI project director and IRB numbers
24. 24 Draft Confidentiality Guidelines Improve perceptions of confidentiality among adolescents
Increase disclosure
Avoid social desirability bias
ID numbers with no identifying information
Sealed envelope
Staff confidentiality agreement
25. 25 Survey Administration Read questions aloud if necessary
Avoid interpreting questions or providing help beyond reading questions aloud
A staff person knowledgeable about the instrument and study should be available to answer questions about the study if needed
Use sealed envelope
After completion, check with adolescents to see whether they have questions or want to discuss feelings or issues
Ensure time
Provide privacy
26. 26 Adverse Event/Distress Protocol Adverse events
Confidentiality breach
Possible formal action against
Client
Grantee
OPA
RTI
Distress
Incident reporting
Referrals
27. 27 Discomfort Versus Distress Discomfort
Skips questions
Says they do not want to answer a question
Says that the information is too personal to disclose Distress
Becomes tearful
Reports feeling badly or very sad
Shows signs of being nervous or anxious
For example, very nervous speech
28. 28 Identifying Distress Emotional reaction
Crying
Anger
Statements about extreme worry or anxiousness
Concern about unwanted sexual activity
Upset about family situation
Statements indicating
Hopelessness
Sadness
Depression
29. 29 Serious Adverse Events Extreme distress
Extreme emotional reaction
Statements indicating concern to the point that the respondent is consumed with worry or anxiety
Statements indicating extreme
Hopelessness
Sadness
Depression Suspected child abuse or neglect
Of respondent
Of another child
30. 30 Data Storage and Shipping Store signed consent/assent forms separately from completed instruments
Ship signed consent/assent forms separately from completed instruments
Separate packages
Different days
Federal Express versus mail
Notify RTI
When shipment sent
Tracking number
If shipments do not arrive at RTI as scheduled, RTI will immediately initiate tracing through Federal Express
RTI will monitor, provide feedback, and provide re-training if needed
31. 31 Next Steps RTI IRB approval
OPA review
Staff and client committee review
Pilot test standardized data collection procedures
Debrief with pilot sites to receive feedback
Incorporate comments, revise, improve
Provide training and technical assistance
RTI and AFL staff possibly conduct initial data collection for cross-site evaluation together