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Attaining customer satisfaction by setting highest standards of financial services

Attaining customer satisfaction by setting highest standards of financial services through research & logistic oriented customer centric approach. Company Profile. Promoted by Mr. Kamal Somani and Mr. Sandeep Parwal, Chartered Accountants in 1994.

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Attaining customer satisfaction by setting highest standards of financial services

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  1. Attaining customer satisfaction by setting highest standards of financial services through research & logistic oriented customer centric approach

  2. Company Profile • Promoted by Mr. Kamal Somani and Mr. Sandeep Parwal, Chartered Accountants in 1994. • Customer-centric approach to provide fee-based value added financial services. • Composite financial services provider & one stop destination for financial solutions. • Senior & Middle level team of over 200 dedicated professionals comprising of Bankers, CA’s, CS’s, MBAs, B.E. and other Technocrats among total employee strength of over 1000. • Wide presence through 4 Regional offices at all Metro cities in India & more than 45 branches across the Country. • Group Net Worth over Rs. 31 Crores as on 31-03-2009.

  3. SPA Group SPA Capital Services Ltd. • Investment, Corporate Finance & Mutual Funds advisory Services SPA Securities Ltd. • Equities & Debt Securities Broking, Currency Derivatives & DP Operations • Member – NSE (CM, F&O,WDM & CD), BSE (CM,WDM & CD), MCX-SX (CD) • Depository Participant – CDSL , NSDL • SEBI Regd. Portfolio Management Service (PMS) Provider SPA Merchant BankersLtd. • SEBI Registered Category – I Merchant Banker • Pre-Post Equity & Debt Issue Management Services SPA Insurance Broking Services Ltd. • IRDA Registered Life & General Insurance Advisory Services SPA Com-Trade Pvt. Ltd. • Exchange Listed Commodities Broking House • Member – NCDEX & MCX

  4. Services Offered Mutual Funds • Mobilized more than Rs. 1,50,000 crores for various Mutual Funds during the last 5 years • As of now, Assets under Management (AUM) over Rs. 20000 crores with apprx. 90000 folios and more than 15000 HNIs & Corporate investors. • Won the Chairman’s Award for best performance from Prudential ICICI Mutual Fund continuously for 5 years. • Won the Best Performance award from Standard Chartered Grindlays Mutual Fund, Birla Mutual Fund and various other Mutual Funds.

  5. Services Offered Securities Broking – Debt • Member of NSE & BSE for wholesale debt market segment. • Primary Placement & Secondary market broking in SLR & Non-SLR Securities viz.; • Bonds, CDs, CPs, Corporate & PSUs Debentures and other structured products. • Ranked No.2 in the short term debt placement segment consecutively for the last three financial years, source PRIME. • Empanelled with more than 125 Institutions/Banks/Mutual Funds/ Insurance Cos Securities Broking - PF Desk • Retirement Fund Advisors for more than Rs.1500 Crores. • Empanelled with Major PSUs/Insurance Companies/ Nationalised Bank and their Retirement Funds

  6. Services Offered Securities Broking – Equity • Member of NSE (Cash & F&O) and BSE (Cash). Net-worth more than Rs. 18 Cr (As on March’2009) • Separate secondary market Equities, Futures & Options and SLB broking operations for Institutions and Retail. • Syndicate & Sub-syndication services in IPOs, Broking Services for Open Market Buy-Backs • Empanelled with more than 80 domestic institutions Currency Derivatives • Members of NSE, MCS – SX and BSE for its Currency Derivatives segment since commencement. • Directional, Arbitrage & Hedging option for all corporation having exposure to Foreign Exchange.

  7. Services Offered Merchant Banking • SEBI Registered Category I Merchant Banker • Takeovers, Mergers, Listing & Delisting, FCCBs, ESOPs, private placement and public issue of equity, Total handling of Buy back of shares of Corporate, QIP, Private placement of debt, corporate finance, Enterprise Valuation and investment advisory. • Placement of corporate short-term papers, mobilization in various PSU/SU bond issues. • Syndicated more than Rs.60,000 cr. in private placement of debt since 2004. • Successfully syndicated more than Rs. 1,00,000 Crores during last five financial years (source PRIME) • Successful execution of long term bonds, amounting to more than Rs.26,000 Crores during 2008-2009 (source PRIME). • Ranked number 1 during (2005-2006) : Largest mobiliser in capital gains bonds (54 EC of Income Tax Act) Rs. 2133.55 Crs being 54% of the market share. • Placed among top 10 Merchant Bankers in Ranking by PRIME database for Financial Year 2004-05/ 2005-06/2006-07/2007-08/2008-09

  8. Services Offered Insurance Broking • IRDA licensed Composite Insurance Broker since 2005 • Risk Management Services • Life Insurance Advisory Services • General Insurance Advisory Services On-site FMS Services • On-site Financial Management Services involve setting up of a specialized desk to offer variety of services to employees at their work-site such as: • Taxation – Tax planning, filing of returns, PAN Card Application • Investment Advisory – Mutual Funds, IPO, Government Bonds, ELSS etc. • Insurance – Life and General Insurance

  9. Key Deals • Have done notable key debt placements for government institutions like Allahabad Bank, Union Bank, Bank Of India, SIDBI, UCO Bank, HDFC etc. • Key Debt placements of Private institution and clients such as CITI Corp, Blue Dart, GE Capital, Onida, Ranbaxy, Kinetic, etc.

  10. Securities Broking – Equity Empanelment Nationalized Banks • 1. Allahabad Bank • 2. Andhra Bank • 3. Bank of Baroda • 4. Bank of India • 5. Bank of Maharashtra • 6. Canara Bank • 7. Central Bank of India • 8. Dena Bank etc…

  11. Mutual Fund • 1. Birla Sunlife Mutual Fund • 2. Benchmark Mutual Fund • 3. Can Robeco Mutual Fund • 4. DBS Chola Mutual Fund • 5. DSP Blackrock Mutual Fund • 6. DWS Mutual Fund • 7. HSBC Mutual Fund • 8. HDFC Mutual Fund etc…

  12. Private Sector • 1. The Bank of Rajasthan • 2. Catholic Syrian Bank • 3. HDFC Bank Ltd • 4. Jammu & Kashmir Bank • 5. Karnataka Bank Ltd. • 6. Tamil Nadu Mercantile Bank • 7. Axis Bank Ltd • 8. The Federal Bank Ltd etc…

  13. Thank You For further Details visit: www.spasecurities.com

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