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U.S. Entry from PCT Application

U.S. Entry from PCT Application. 111(a) Continuation vs. 371 National Stage. Summary. The PCT CON route is recommended for U.S. entry from a pending PCT application Formalities group now available for filing PCT CON’s. Benefits of Continuation Route. Can add new matter to CON (CIP) at filing

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U.S. Entry from PCT Application

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  1. U.S. Entry from PCT Application 111(a) Continuation vs. 371 National Stage

  2. Summary • The PCT CON route is recommended for U.S. entry from a pending PCT application • Formalities group now available for filing PCT CON’s

  3. Benefits of Continuation Route • Can add new matter to CON (CIP) at filing • CON’s receive filing receipt more quickly (1 month vs. 19 months) • Examination Rules of CON More Familiar • E.g., Restriction Practice vs. Unity of Invention • Less filing paperwork required to file CON • PTO filing default = CON

  4. Benefits of Continuation Route Cont’d • Even though NS application has earlier filing date, examination won’t be ordered until 371(c) requirements are satisfied • For PCT Applications filed on or after 11/29/00 and that designate US and that publish in English file date is PCT file date • NS applications dispatched for examination based on 371(c) date (if don’t submit declaration, then may delay examination by 18 months) • CON applications dispatched for examination based on filing date (date specification, claim, and any necessary drawing is received)

  5. Benefits of Continuation Route Cont’d • With CON, fees not required at filing; but can file preliminary amendment with NS to cancel claims

  6. Benefits of National Stage Route • Certified copies of priority documents not required at filing (already submitted); however, the filing of certified copies of priority documents is recommended (may not be sent by WIPO) • NS potentially has lower fee structure • CON – basic ($300), search ($500), and exam ($200) fees • NS – If have positive WO or IPER from US ISA/IPEA • No Search Fee • No Exam Fee • Note: Still have basic fee of $300 • NS – IF US searched • Search fee reduced ($100), otherwise $400 or $500 171-1:MAB:398407

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