1 / 38

ENHANCED SUPERVISION

ENHANCED SUPERVISION. All active clients will be comming in the files with even if zero balance Inactive Clients having zero balance will be removed by system Client code same as branch code will not be considered by system (if Trades appear in that code only than it will be considered)

francesturner
Download Presentation

ENHANCED SUPERVISION

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. ENHANCED SUPERVISION • All active clients will be comming in the files with even if zero balance • Inactive Clients having zero balance will be removed by system • Client code same as branch code will not be considered by system (if Trades appear in that code only than it will be considered) • Client code same as Remishere code will not be considered by system (if Trades appear in that code than it will be considered) • NRI code if seperate eg I.e abc_b and abc_s will be merged and considered in single code abc • NCDEX- multiple batches will be generated for ncdex monthly fund sec balance file if records more than 495 with assending batch nos (refer screen 38) • In settings menu option of yes or no is given to Count Exposure Margin for Derivative Companies you can select yes if you want to consider by default it will be no

  2. Enhanced Supervision - After Processing generate GRP1 files through the above screen

  3. Enhanced Supervision - Save zip file on dash board

  4. Enhanced Supervision - extract the zip file in folder

  5. Enhanced Supervision - Select bse client asset file from the above folder as shown below

  6. Enhanced Supervision - Select bse client asset file from the above folder and zip the file as shown i.e create zip file of the same

  7. Enhanced Supervision - zip file as shown i.e create zip file of the same

  8. Enhanced Supervision - Date in zipfile should be changed to the date when you are uploading i.e if the generated file is uploaded on next day then the date of zip file should be changed accordingly otherwise it will give error on uploading

  9. Enhanced Supervision - Select CFS file from the above folder and zip the file as shown i.e create zip file of the same

  10. Enhanced Supervision - zip file as shown i.e create zip file of the same

  11. Enhanced Supervision - Date in zipfile should be changed to the date when you are uploading i.e if the generated file is uploaded on next day then the date of zip file should be changed accordingly otherwise it will give error on uploading

  12. Enhanced Supervision - Select Nse file as shown above open file and save the file in excel as shown below

  13. Enhanced Supervision - Select Nse file as shown above open file and save the file in excel as shown

  14. Enhanced Supervision - Select Nse file as shown above open file and save the file in excel as shown

  15. Enhanced Supervision - Select Nse file as shown above open file and save the file in excel as shown and upload the saved file i.e xls in exchange

  16. Enhanced Supervision - Select Nse enhanced supervision file as shown above open file and save the file in excel as shown below

  17. Enhanced Supervision - SelectNse enhanced supervision file as shown above open file and save the file in excel as shown and upload the saved file i.e xls in exchange

  18. Enhanced Supervision - After processing generate GRP2 files through the above screen

  19. Enhanced Supervision - Save zip file on dash board

  20. Enhanced Supervision - extract the zip file in folder

  21. Enhanced Supervision - Select MCX csv file as shown above from the folder open it in excel as shown below

  22. Enhanced Supervision - Save MCX csv file as shown below in excel

  23. Enhanced Supervision - mcx csv file save as excel file

  24. Enhanced Supervision - mcx csv file save as excel file

  25. Enhanced Supervision - mcx csv file save as excel file

  26. Enhanced Supervision - copy all data excluding header from the file as shown in the above screem

  27. Enhanced Supervision - Download the above excel file from client funds securities anc commodities balances option, open the file delete the sample data from the file as shown in the above screen

  28. Enhanced Supervision - Paste the selected data from the file (shown in screen 19) in this file

  29. Enhanced Supervision - Paste the selected data copied from the file (shown in screen 19) here and rename the file with membercode_mcx_ddmmyyyy

  30. Enhanced Supervision - Rename the sheet name as upload as shown in the above screen , and rename the file name with your clgmemcode_mcx_ddmmyyyy save and upload it in exchange

  31. Enhanced Supervision - Upload the above saved file as shown in the above screen , in exchange

  32. Enhanced Supervision - Select MCX client asset csv file from the stored folder and open in excel as shown below

  33. Enhanced Supervision - Rename the sheet name as upload as shown in the above screen , save the same and ipload in exchange

  34. Enhanced Supervision - Rename the sheet name as upload as shown in the above screen , save the same and upload in exchange

  35. Enhanced Supervision - mcx client asset csv file save as excel file

  36. Enhanced Supervision - mcx client asset csv file save as excel file

  37. Enhanced Supervision - Upload the saved file in exchange

  38. Enhanced Supervision - you have to uploaded one by one file after renaming the batch file as per original file name i.e without batch number eg. file ncdex_ 00749 monthly fund sec bal_ 25072017_1.csv has to be renamed as ncdex_ 00749 monthly fund sec bal_ 25072017.csv only then you will be able to uploaded , so you have to upload the files in one by one sequence

More Related