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SBIR STTR. University of Central Florida School of EECS. Small Business Innovation Research (SBIR) Program. Established by Congress in 1982 to provide increased opportunities for small businesses to participate in R&D, to increase employment and to improve U.S. competitiveness
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SBIR STTR University of Central Florida School of EECS
Small Business Innovation Research (SBIR) Program • Established by Congress in 1982 to provide increased opportunities for small businesses to participate in R&D, to increase employment and to improve U.S. competitiveness • The program's specific objectives are • stimulate U.S. technological innovation • use small businesses to meet federal R&D needs • increase private-sector commercialization of innovations derived from federal R&D • foster and encourage participation by socially disadvantaged businesses • Legislation enacted in 2000 increased its emphasis on pursuing commercial applications of SBIR project results • Florida was #13 in SBIR dollars in 2004.
Funding Criteria • Must be High-payback Innovations involving High Risk • Must have High Commercial Potential • Demonstrate Strategic Partnerships with Research Collaborators, Customers and Equity Investors • The NSF SBIR/STTR program does NOT fund: • Evolutionary optimization of existing products and processes, modifications to broaden the scope of an existing product, process or application • Analytical or “market” studies of technologies • Broad-scale “beta” testing of products or processes with no innovative scientific component
Three Phases • Phase I (up to $100K for 6 months) • Technical merit – Concept design • Minimum of 66% to business • Phase II (up to $750K for 2 years) • Proof of Concept / Product Prototype • Minimum of 50% to business • Phase III (Investors) • Commercialization
Company Characteristics • American-owned (at least 51%) • Independently operated • For-profit • Principal researcher employed by business • Company size limited to 500 employees
Participants • Department of Agriculture • Department of Commerce • Department of Defense • Department of Education • Department of Energy • Department of Health and Human Services • Department of Homeland Security • Department of Transportation • Environmental Protection Agency • National Aeronautics and Space Administration • National Science Foundation
Small Business Technology Transfer (STTR) • Smaller pot of money than SBIRs • Contracts to small business for cooperative research and development with a non-profit research institution (RI), such as a university • Facilitates the transfer of technology developed by an RI through the entrepreneurship of a small business. • Small business and RI sign an agreement on how intellectual property will be shared • Florida was #8 in STTR dollars in 2004
Three Phases • Phase I (up to $150K for 12 months) • Technical merit – Concept design • Minimum of 40% to business; 30% to RI • Phase II (up to $750K for 2 years) • Proof of Concept / Product Prototype • Minimum of 50% to business • Phase III (Investors) • Commercialization
Company Characteristics • American-owned (at least 51%) • Independently operated • For-profit • Principal researcher need not be employed by business • Company size limited to 500 employees
Participants • Department of Defense • Department of Energy • Department of Health and Human Services • National Aeronautics and Space Administration • National Science Foundation
More Incentives from NSF • REU • GRS • Bridge funding (1:2)
Who Submits and Who is PI? • Grant always comes from small business • On SBIR, PI is from business • On STTR, PI can be from RI • Except NSF where PI is always from business
Examples in EECS • Issa Batarseh: • Seven Phase I, and Four Phase II • NASA, NSF, Air Force, Navy, Army • UCF Spin-Off: APECOR (Research Park) • Charlie Hughes: • Three Phase I in last year • Education (SBIR), NSF (STTR), Air Force (STTR) • Two Phase II proposals we are waiting on • UCF Spin-off: Simiosys (research Park) • Company moved to area: VRMC (downtown and Lake Nona) • John Shen: • Three Phase I, one Phase II • NASA, Navy, Air Force • UCF Spin-Off: APECOR and Electrodynamics (Research Park) • Annie Wu (NSF STTR Phase I); Mike Moshell (ARI Phase I) • Joe LaViola (NSF Phase I: Brown Spinoff in Somerville MA) • Don Malocha, Ron DeMara, etc.
APECOR SBIR (1-6) / STTR (7) • NASA-KSC – Power Factor Correction –Phase I and II • NSF – High Frequency DC-DC – Phase I • US Air Force: Parallel Connected Converters with Innovative Control Phases I and II • US Army: Variable-Voltage, bi-directional dc-dc Converter Phases I and II • US Navy: Compact High-Power DC-DC Converter for Navy Non-Explosive Acoustic Sources Phase I • NASA: Integrated Three-Port Converters for Compact and Efficient Power Management Phases I and II • US Navy: Power Generating Backpack Phase I STTR
MCL SBIR/STTR 2006-2007 • Department of Education, SBIR Phase I: Simiosys LLC • National Science Foundation, STTR Phase I : VRMC • Air Force Office of Scientific Research,STTR Phase I : VRMC
Contact information Issa Batarseh Professor & DirectorSchool of Electrical Engineering & Computer Science Director, Florida Power Electronics Center E-Mail: batarseh@mail.ucf.edu Home Page:http://www.eecs.ucf.edu/people/faculty.php?faculty=batarseh Florida Power Electronics Center : http://floridapec.engr.ucf.edu
Contact information Charles E. Hughes Professor & Associate DirectorSchool of Electrical Engineering & Computer Science Director, Media Convergence Lab E-Mail: ceh@cs.ucf.edu Home Page: http://www.cs.ucf.edu/~ceh/ Media Convergence Lab: http://mcl.ucf.edu