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Choosing Supervisory Tools

Agenda. Goals of interventions and sanctionsDecision making processSupervisory stance by areaSupervisory stance by entityEnsuring consistency and proportionalityPowers of the SupervisorSanctionsInterventionInformation disclosure. Goals of Intervention and Sanctions. There is a well defined

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Choosing Supervisory Tools

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    1. Choosing Supervisory Tools Solange Berstein Chair IOPS Technical Committee Superintendent Pension Supervisor Chile

    2. Agenda Goals of interventions and sanctions Decision making process Supervisory stance by area Supervisory stance by entity Ensuring consistency and proportionality Powers of the Supervisor Sanctions Intervention Information disclosure

    3. Goals of Intervention and Sanctions There is a well defined strategic supervisory goals for the use of intervention, enforcement and sanction powers Look after the fiduciary responsibility of managers which leads to protect members.

    4. Decision Making Process

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