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Reliability Levels for Various Well-known Disasters. Dr. Chandrasekhar Putcha Professor of Civil and Environmental Engineering California State University, Fullerton Fullerton, CA 92834 USA. Abstract.
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Reliability Levels for Various Well-known Disasters Dr. Chandrasekhar Putcha Professor of Civil and Environmental Engineering California State University, Fullerton Fullerton, CA 92834 USA
Abstract • A method has been developed in this paper for calculation of probability of occurrence of a disaster associated with calculation of reliability levels for various well known disasters. These are based on the limit state chosen, functional relationship between various dependent and independent parameters and the uncertainty in the associated parameters. This approach is based on probabilistic methods. In addition, an idea abut the intensity of disaster can also be had from traditional deterministic methods. Both these methods are discussed and the disaster levels are calculated for various well-known disasters are calculated in this paper.
Introduction • The most important thing to be noted in the case of any disaster (natural or otherwise), is to find its intensity so that precautions can be taken to mitigate the effect of the disaster. This paper deals with well known natural disasters. Two methods are discussed. One is a deterministic method and the other is a probabilistic method. In the following section, both methods are discussed. First, the basic concepts of both methods are discussed followed by a specific example in each. These examples deal for each state in United States of America. The point to be noted here is that, the methods discussed here are general in nature and hence can be applied to any data from any part of the world.
Deterministic Methods: • In a deterministic method, all quantities are considered as fixed, in the sense that the exact values are supposed to be known.
Disaster Center Method • The method is as follows, as applicable to different state in USA • http://www.disastercenter.com/tornado/rank.htm
Disaster Center Method • 1. Get square mileage of each state that might be affected by the disaster – tornado, for example. This can be obtained from the literature • (http://www.erh.noaa.gov/cae/svrwx/tornadobystate.htm) • 2. Obtain the frequency of death, injury, number of disasters and cost of damages for that region. • 3. Divide the square mileage by any of the four factors mentioned in step 2. • 4. Get the ranking of each state by these individual categories. • 5. Add the total of each state’s individual rankings and divide by the number of factors. In this, the number of factors are four. • 6. The number obtained is cumulative risk factor for that state.
Based on the above methodology, the equation for calculating the intensity factor can be written as, • IF = (AREA / (CD x FNDS x FNF) (1) • Where, • AREA = area of region under consideration in square miles • CD = cost of damage for the region under consideration • FNDS = Frequency of number of disasters • FNF = frequency of number of fatalities • Using the above method the following intensity factors have been calculated for each state (Disaster center report,1975) for tornadoes.
Rank State Intensity Factor • 1 Indiana 4.25 • 2 Massachusetts 4.25 • 3 Mississippi 6.75 • 4 Oklahoma 8.25 • 5 Ohio 8.25 • 6 Illinois 8.75 • 7 Alabama 8.75 • 8 Louisiana 9.5 • 9 Arkansas 11 • 10 Kansas 11.75
Rank State Intensity Factor • 11 Florida 12.75 • 12 Georgia 13.25 • 13 Connecticut 13.25 • 14 Iowa 15.25 • 15 Missouri 15.25 • 16 Tennessee 16 • 17 Texas 17 • 18 Michigan 17.25 • 19 Delaware 18.5 • 20 South Carolina 18.75
Rank State Intensity Factor • 21 Kentucky 19.25 • 22 Nebraska 20.25 • 23 North Carolina 20.25 • 24 Pennsylvania 20.25 • 25 Wisconsin 20.75 • 26 Minnesota 22 • 27 Maryland 25 • 28 South Dakota 29.75 • 29 Virginia 29.75 • 30 North Dakota 30.25
Rank State Intensity Factor • 31 New Jersey 30.75 • 32 New York 31.25 • 33 Rhode Island 32.5 • 34 Colorado 35 • 35 West Virginia 35 • 36 New Hampshire 38 • 37 Wyoming 39 • 38 Arizona 39.25 • 39 Washington 39.25 • 40 New Mexico 40
Rank State Intensity Factor • 41 Maine 40.25 • 42 Hawaii 41.25 • 43 Vermont 42 • 44 Montana 42.75 • 45 California 44.5 • 46 Idaho 46.25 • 47 Oregon 46.5 • 48 Utah 48 • 49 Nevada 48.75 • 50 Alaska 49.75
These values of intensity factors for each state give an idea of the intensity of damage that a tornado could do to that state if it were to occur. This is based on the past data. Once this information is available, the authorities can take steps to mitigate the situation. • This approach can also be used for any state even if the data is available for only few factors for any disaster. • For example, the following data is available for flood for the State of Texas.
AREA = 268,601 square miles • Total payments for the flood damage (CD) = $2,249,450,933.34 • FNDS (number of disasters – tornadoes) = 137/365 = 0..3753 • FNF (frequency of number of fatalities) = 8/365 = 0.0219 • Hence, intensity factor for flooding for Texas = [268601/(2,249,450,933.34 x 0.3753 x 0.0219)] x 10,000 • = 145 per 10,000 miles
Similarly, for the tornado disaster, this factor for USA = [3537441/[2249450933.34 x 50 x 2.739 x 0.219 ] x 100000 • = 5.2 per 100,000 miles • In the above equation, FNDS = 1000/365 = 2.739 and FNF = 80/365 = 0.219 • However, this does not give an idea about the probability of occurrence of a tornado. To do this, one has to use probabilistic methods discussed in the next section.
Probabilistic Method • In this method, all the functional variables connected to the physical phenomenon are treated as Random variables (RV) whose outcome is not certain. The details are given below. • This concept can be explained through two parameters – Resistance and Strength associated with a system. Any uncertainty in materials and loads can be incorporated into these two variables of Resistance and strength. Probability of failure of a system is defined as the probability of resistance being less than the corresponding strength. Recently, reliability index (β) is being used by reliability engineers, instead of probability of failure, to express the margin of safety in a structure.
For resistance and strength being normal, the reliability index is given as Ang and Tang,1980), • β = [(µR - µS)/(σR * σR + σS * σS)]. (2) • where, µR and µS represent the expected value (mean values) in resistance and strength respectively. • For resistance and strength being lognormal-lognormal, the reliability index is given as, • β =[log µR – log µS /(VR *VR+ VS*VS)]. (3) • Where, VR and VS represent the coefficient of variation in resistance and strength respectively.
These equations for reliability index β are based on the well known FOSM (First Order Second Moment) approach. When the two basic parameters of Resistance and strength follow some other statistical distribution, the reliability index β can be calculated from numerical integration. • A variation of the above procedure can also be used using the following equation (Ang and Tang,1980),
P (C ) = P (A U B) (4) • Where , P(A) = probability of occurrence of event A • (fatality due to the disaster) • P(B) = probability of occurrence of event B • (occurrence of disaster – tornado in this case) • The above EQ. 4, can be rewritten as, • P (C ) = P(A) + P(B) – P (A) P(B) (5) • This method can be applied to the data shown in Table 2 below.
Table 2 number of tornadoes and associated fatalities (http://www.erh.noaa.gov/cae/svrwx/tornadobystate.htm) • Avg. # of Avg. # of Avg. # of • State tornadoes/year deaths/year tornadoes/10,000 miles • (A) (B) • Alabama 23 6 4.53 • Alaska 0 0 0 • Arizona 4 0 0.35 • Arkansas 21 5 3.95 • California 4 0 0.26 • Colorado 24 0 2.32 • Connecticut 1 0 2.05 • Delaware 1 0 5.18 • Florida 52 2 9.59
Avg. # of Avg. # of Avg. # of • State tornadoes/year deaths/year tornadoes/10,000 miles • (A) (B) • Georgia 21 1 3.61 • Hawaii 1 0 1.56 • Idaho 2 0 0.24 • Illinois 27 5 4.86 • Indiana 23 7 6.41 • Iowa 35 0 6.25 • Kansas 36 2 4.65 • Kentucky 10 3 2.52 • Louisiana 27 2 6.07 • Maine 2 0 2.22
Avg. # of Avg. # of Avg. # of • State tornadoes/year deaths/year tornadoes/10,000 miles • (A) (B) • Maryland 3 0.07 3.05 • Massachusetts 3 0 3.83 • Michigan 18 3 3.16 • Minnesota 19 2 2.39 • Mississippi 26 10 5.51 • Missouri 27 2 3.92 • Montana 5 0 0.34 • Nebraska 36 0.7 4.70 • Nevada 1 0 0.09 • New Hampshire 2 0 2.22
Avg. # of Avg. # of Avg. # of • State tornadoes/year deaths/year tornadoes/10,000 miles • (A) (B) • New Jersey 3 0 4.02 • New Mexico 9 0 0.74 • New York 5 0 1.06 • North Carolina 14 2 2.87 • North Dakota 20 0 2.39 • Ohio 16 5 3.90 • Oregon 1 0 0.10 • Pennsylvania 10 2 2.23 • Rhode Island 0.23 0 2.22 • South Carolina 10 1 3.31
Avg. # of Avg. # of Avg. # of • State tornadoes/year deaths/year tornadoes/10,000 miles • (A) (B) • South Dakota 28 0 3.69 • Tennessee 12 3 2.91 • Texas 137 8 5.23 • Utah 2 0 0.24 • Vermont 1 0 1.08 • Virginia 6 0 1.51 • Washington 1 0 0.15 • West Virginia 10 1 3.31 • Wisconsin 21 1 3.86 • Wyoming 11 0 1.13
Assuming normal distribution, the probabilities P (A) and P (B) can be expressed as (Ang, 2007), • P (A) = Ф [ (Aactual– A-)/ σA) (4) • P (B) = Ф [ (Bactual – B-)/ σB) (5) • For the data in Table 2, this data is given as, • A- = 73.77, σA = 7,377, Aactual = 82 • B- = 141.67,σB = 21.25, Bactual = 180 • Using the above information, P (A) = P (Aactual>= 82) • = 1.0 - Ф [ (82.0 – 73.77/7.377)] = 1.0 -0.8643 • = 0.134
Similarly, for the event B, • P (B) = P (Bactual>= 180) = 1.0 - Ф [ (180.0 – 141.67/21.25] • = 1.0 - Ф (1.80) = 1.0 – 0.9640 • = 0.036 • Hence, the probability of the combined event, C can be easily calculated from Eq.4 as, • P (C ) = 0.134 + 0.036 – (0.134 x 0.036) = 0.165
The corresponding reliability index (β) can be obtained from the following equation (Ellingwood et al., 1980), • Pf = Ф (- β) (6) • Hence, β = - Ф (1-0.165) • Hence, β = - Ф (0.835) • From the standard normal distribution tables • Hence, β = - (-0.95) = 0.95
Another popular method, as mentioned earlier is the use of FOSM (First Order Second Moment Method). Before this method is applied to the present data of tornado in Table 2, a brief example is discussed below. This example is taken from (Ellingwood et al.,1980).
Problem: • A 16WF31 steel section with yield stress Fy = 36 ksi is used for construction of a bridge. The section modulus of the section of the bridge is S = 54 in. Assuming an applied moment of 1140 in-kip, calculate the reliability index (β). • Solution: • The limit state function g for this structure is given as, g = Fy Z – 1140 = 0. Both F and Z are probabilistic random variables in this problem.
The statistics is given as follows: • Fy = 38 ksi, VFy = 0.10 • Z- = 54 ksi, VZ = 0.05. • V represents the coefficient of the random variable. • Eq.2 is used to calculate the reliability index β. This works out to be 5.14. • Eq.2 can be used for the data in Table 2 to calculate the reliability index β. The necessary data is given as: • µR = 73.77, σS = 7.377, µs= 141.67, σS = 21.25.
The value of reliability index ( β) works out to be 3.01 ,which is much higher than the previous value obtained. • This is because, an inherent assumption of normality has been made in using Eq. 2. • For getting more accurate results, one can use AFOSM (Advanced First Order method) also. This is well documented in literature (Ellingwood et al., 1980). The procedure is as follows (Ellingwood et al.,1980).
1. Define the appropriate limit state function: • g (x1,x2---,xn) =0 (7) • 2. Make an initial guess at the reliability index (β). • 3. Set the initial checking point values Xi* = X- for all i. • 4. Compute the mean and standard deviation of the equivalent normal distribution for those variables that are non-normal as per equation given below. • αiN = φ (φ-1 [ Fi (xi*)]) / Fi(x*)]) (8) • Xi-N = Xi* - φ-1 [ Fi (xi*)] σiN(9)
5. Compute partial derivatives ðg/ðxi evaluated at the point Xi* . • 6. Compute the direction cosines αi as, • αi = (ðg/ðxiσiN) /[ ∑ (ðg/ðxiσiN)2 ]0.5 (10) • 7. Compute new values of Xi* from • Xi* = Xi-N - αiβσiN (11) • And repeat steps 4 through 7 until the estimates of αistabilize. • 8. Compute the value of β necessary for • g (x1* , x2*, ……, xn* ) = 0 (12)
A variation of this procedure has been suggested by Grimaldi et al. (2010). In this method, Risk, R, is expressed as, • R = H V D (13) • Where, H = probability of occurrence of • potentially damaging phenomenon • V = degree of loss resulting from the • occurrence of the phenomenon • D = total amount of both the direct and • indirect losses due to the occurrence of the phenomenon
The phenomenon that is being referred in the above equations can be any of the disasters – tornado, flood or landslide. The above equation is based on the following definition of Risk (Ayyub,1990): • Risk = P(occurrence of the event) x Consequences of occurrence (14) • In the above Eq. 2, H is the only random variable. The other two variables - H and D are considered are deterministic.
Figure 1. Illustration of the Reliability Index Concept. (Ellingwood et al, 1980)
Figure 2. Formulation of Safety Analysis in Original and Reduced Variable Coordinates. (Ellingwood et al, 1980)
Discussion of Resultsand Conclusions • The probability of failure of death due to tornado, the probability of occurrence of tornado and the combined probability of the two events has been calculated in this paper. The safety index, β, is also calculated. The results obtained using the FOSM method and the traditional probability of failure approach checked well. • This shows the versatility of the probabilistic methods as compared to the traditional deterministic methods.
References • Ayyub, B.A. and McCuen,R. (1997). Probability, Statistics, & Reliability for Engineers. CRC Press. • Ang, A. H-S. and Tang, W.H. (2007). Probability Concepts in Engineering. John Wiley &Sons,Inc. • Ellingwood, B, Galambos, T.V.,MacGregor, J.G. and Cornell, C.A. (1980). Development f a Probability Based Load Criterion for American National Standard A 58, NBS Special Publication 577,Washington, D.C. • Grimaldi, S., Vesco, R.D. , Patrocco,D. and Poggi, D. (2010). A Synthetic Method for Assessing The Risk of Small Dam Flooding, 30th Annual USSD conference on Collaborative Management of Integrated Watersheds, Sacramento, April 12-16.