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EDS 4 DAM/RUC/SASM. EDS 4.9 Market Call. April 11, 2008. ERCOT Anti-Trust Admonition.
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EDS 4 DAM/RUC/SASM EDS 4.9 Market Call April 11, 2008 http://nodal.ercot.com 1
ERCOT Anti-Trust Admonition ERCOT strictly prohibits Market Participants and their employees who are participating in ERCOT activities from using their participation in ERCOT activities as a forum for engaging in practices or communications that violate the antitrust laws. The ERCOT Board has approved guidelines for members of ERCOT Committees, Subcommittees and Working Groups to be reviewed and followed by each Market Participant attending ERCOT meetings. If you have not received a copy of these Guidelines, copies are available at the Client Relations desk. Please remember your ongoing obligation to comply with all applicable laws, including the antitrust laws. http://nodal.ercot.com 2
Agenda • DAM/RUC EDS 4 • Current issues • Release 9.3 update • Release 8 Update • Q&A and Roll Call • Appendix http://nodal.ercot.com 3
Current issues – EDS environment • Credit Issues on submissions have been improved, but some impacts this week • ERCOT is manually pre-populating the Credit data (historical prices, credit limits, and other supporting data) • Some issues experienced with individual QSEs • Issue related to submission of Combined Cycles 3-PSO should be resolved next week • Where submissions between Day-Ahead 7am and start of Adjustment Period at 6pm have experienced errors with credit issues due to Settlement Point mapping issues • Database Connectivity Issue • Yesterday DAM submissions experienced sporadic connectivity issues http://nodal.ercot.com 4
Updates – Documentation • Changes to GetAwardSet (Final XSDs being posted) • XSDs being posted (and emailed to the distribution list) and will be reflected in EIP Spec v1.12 • Target is next Thursay’s DAM (Apr 17) for using this final format of GetAwardSet • Original getAwardSet design had extra fields and very large (Orig API spec) • New getAwardSet is modified to remove extra fields (API 1.12) • New development of separate “GetAwardSet by Award type” in coming weeks (new queries that market will have option of using if getAwardSet is too large or inefficient)- to be reflected in API 1.12 • Since DAM not successfully executed, interim format for getAwardSet was not used, and will probably not be used (native MMS/non-API compliant version to be used from April 2-15) http://nodal.ercot.com 5
Status of DAM EDS4 Initial DAM/RUC 4.9.3 Testing • DAM capabilities to solve on full Network Model and with DAM Submission have progressed substantially • Data submitted for last 3 DAMs has been instrumental in internal work • Work on DAM nearing completion and focus is on Monday migration • Plan to migrate environment to EDS4 DAM and SCED Monday, April 14 • COPs will need to be updated after migration • Submissions for last 3 DAMs have been in Taylor MMS2 and copied to Austin MMS3 • Tuesday migration brings together connectivity of MMS SCED, MMS DAM, MIS, Current Day Reports, Market Manager, API-submission • Plan to move to Week 3 of testing script (allow AS Offers and Credit Limits) • Anticipate first DAM execution with Awards for April 17 (Oper. Day April 18 ) • Thursday Awards compliant API v1.12- XSDs emailed this morning • Market Manager will have screen to view QSE awards • Current Day Reports should be available for system-wide results http://nodal.ercot.com 6
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing Next week we will continue DAM submissions for Initial DAM Execution in compliance with Week 3 Plan • No changes to the supporting data • Use the same Load Forecast and AS obligations as this week • Use same data as last week, with date of 4/16, 4/18 • Bidding Levels (no change): • 80% of Load for April 16 (DAM execution 4/15 for Operating/Trade Day 4/16) • 120% of Load for April 18 (DAM execution 4/17 for Operating/Trade Day 4/18) • Energy Only Offers (and Bids) (no change): • Capped at 50 MW total • Required only for QSEs without Load or Resources • Energy Only Bids must be submitted in same quantity to net out Energy Only Offers http://nodal.ercot.com 7
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing Next week we will continue DAM submissions for Initial DAM Execution (continued) • NEW: AS Offers • All qualified Resources must submit an AS Offer (for both Operating Days, 4/16 and 4/18) • NEW: Self-arrange 50% of AS Obligation • NEW: PTP Obligation Bid strongly encouraged (any reasonable amount, any source/sink, any QSE) • NEW: QSEs may choose to self-select their credit limit • Send an email to eds4@ercot.com containing desired credit limit with the subject line “QSE Credit Limit” • Must be sent by close of business Monday, for the week of April 14 http://nodal.ercot.com 8
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing Will send update to DAM submission/timeline summary via email distribution list and will post on Readiness Center http://nodal.ercot.com 9
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing Market Submission overview for April 9 • Energy Bids from QSEs with Load • 9-11% of requested Load was not submitted http://nodal.ercot.com 10
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing Market Submission overview for April 9 (cont’d) • Self-Arranged AS from QSEs with Load • 10% of requested Self Arrangement not submitted http://nodal.ercot.com 11
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing Market Submission overview for April 11 • Energy Bids from QSEs with Load • 28-30% of requested Load was not submitted http://nodal.ercot.com 12
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing Market Submission overview for April 11 (cont’d) • Self-Arranged AS from QSEs with Load • 3-8% of requested Self Arrangement not submitted http://nodal.ercot.com 13
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing Market Submission overview for April 9, 11 (cont’d) • Energy Only Offers for both 4/9 and 4/11 • 50 QSEs without Load or Resources did not submit required Energy Only Offer http://nodal.ercot.com 14
Release 8 Update • CRR Auction Invoices • Technical issues with retrieving the html version of the Release 7.3 Auction Invoice on the MIS Certified Area • Xml version of Auction Invoices are available for download DAM Statements and Invoices posted to the Readiness Website: • Sample DAM Statements and Invoices will be posted to Readiness Center on 4/15 for review • Input and output files are presented to support resulting calculations on Statements and Invoices Send notice of intent to submit Verifiable Costs: • QSEs with Resources, please send notice to eds4@ercot.com by 5/1/08 • Include number of units you are intending to submit VC for • All “Standard” items posted to Readiness Center for review • Standard outputs are defined as “a statement, invoice, or extract that is unassociated with any stubbed in data. “ • See appendix slides for all Standard items posted for review • Send acknowledgement of items to eds4@ercot.com – this was due by 4/1/08 Please send these ASAP http://nodal.ercot.com 15
Q&A / Open ForumRoll-Call http://nodal.ercot.com 16
APPENDICES • Release 9.3 Information • Release 8 documents • DAM notifications available in Sandbox • Upcoming Network Changes • Connectivity information • Links to Key Documentation • Metrics • Data preparation http://nodal.ercot.com 17
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing • Objectives beginning in April 2008- • QSE submit offers DAM/RUC • ERCOT executes DAM/RUC (in limited manner) • ERCOT posts awards and settlement point prices • Targeting to support out of Austin Control Center (ensure firewalls comply with Appendix) • Schedule- • Run Day-Ahead markets on Tuesday and Thursday each week • Planned first DAM run is 10am on April 3rd • ERCOT system and data preparation still in progress to make April 3 date • Summary of how testing will evolve: • Execution functionality to be taken in steps (crawl > walk > run) • Weeks 1&2 – • Energy-only DAM • No A/S, no RUC, no constraints, no PtP Obligations, no credit limit • Week 3 – • Energy and A/S in DAM • Include self-selected credit limits and PtP Obligations • Weeks 4 & 5 • Execute DAM with constraints on Tuesday, include RUC on Thursday http://nodal.ercot.com 18
Update on next phase- EDS4 Initial DAM/RUC 4.9.3 Testing (con’d) • Reminders below to involve business in building bids and offers ************************ • For testing purposes there will be guard-rails on data, but it will not scripted by ERCOT • So QSE BUSINESS INVOLVEMENT IS CRITICAL for reasonable pricing and business activities • All QSEs (with and without Load and Resources)- • May submit a limited amount of DAM Energy Only Offers and DAM Energy Bids that do not represent actual Resources or Loads (virtual bids and offers) • QSEs can only bid/offer up to 50MW total (later becomes 500MW) • Bids/Offers should net to 0MW total (later allowed to take position of up to 200MW) • It is important that the submitted bids be reasonably priced for producing appropriate prices and results. http://nodal.ercot.com 19
Release 8 - Documents available for review on Readiness Center • Statements:http://nodal.ercot.com/readiness/reports/si/s/DAM_RESETTLEMENT_STATEMENT_20080110_0432268852000_DR2.htmlhttp://nodal.ercot.com/readiness/reports/si/s/dam_statement_20080110_0432268852000100_d1.htmlhttp://nodal.ercot.com/readiness/reports/si/s/dam_statement_20080110_0432268852000_d1.htmlhttp://nodal.ercot.com/readiness/reports/si/s/rtm_initial_statement_20080110_0432268852000100_i1.htmlhttp://nodal.ercot.com/readiness/reports/si/s/rtm_initial_statement_20080110_0432268852000_i1.htmlhttp://nodal.ercot.com/readiness/reports/si/s/rtm_trueup_statement_20080110_0432268852000100_t3.htmlhttp://nodal.ercot.com/readiness/reports/si/s/rtm_trueup_statement_20080110_0432268852000_t3.htmlhttp://nodal.ercot.com/readiness/reports/si/s/RTM_RESETTLEMENT_STATEMENT_20080110_432268852000_R4.html • Statement XMLshttp://nodal.ercot.com/readiness/reports/si/x/xs/DAM_RESETTLEMENT_STATEMENT_20080110_0432268852000_DR2.xmlhttp://nodal.ercot.com/readiness/reports/si/x/xs/DAM_STATEMENT_20080110_0432268852000100_D1.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xs/DAM_STATEMENT_20080110_0432268852000_D1.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xs/RTM_INITIAL_STATEMENT_20080110_0432268852000100_I1.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xs/RTM_INITIAL_STATEMENT_20080110_0432268852000_I1.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xs/RTM_RESETTLEMENT_STATEMENT_20080110_432268852000_R4.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xs/RTM_TRUEUP_STATEMENT_20080110_0432268852000100_T3.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xs/RTM_TRUEUP_STATEMENT_20080110_0432268852000_T3.XML http://nodal.ercot.com 20
Release 8 documents – page 2 • Invoices:http://nodal.ercot.com/readiness/reports/si/i/DAM_INVOICE_20080110_0432268852000_DAM307.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11101.0432268852000100.CRR_BALANCING_INVOICE_20080114_0.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11101.0432268852000.CRR_BALANCING_INVOICE_20080114_0432.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11103.0432268852000100.DAM_INVOICE_20080114_04322688520.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11103.0432268852000.DAM_INVOICE_20080114_0432268852000_.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11104.0432268852000.DAM_LATE_FEE_INVOICE_20071010_43226.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11105.0432268852000100.RTM_INVOICE_20080124_04322688520.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11105.0432268852000.RTM_INVOICE_20080124_0432268852000_.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11106.0432268852000.RTM_LATE_FEE_INVOICE_20071010_43226.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11109.0432268852000.CARD_INVOICE_FINAL_20080427_4322688.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11109.0432268852000.CARD_INVOICE_INITIAL_20080310_43226.htmlhttp://nodal.ercot.com/readiness/reports/si/i/rpt.11110.0432268852000100.CRR_AUCTION_INVOICE_20080111_043.html • Invoices XMLs:http://nodal.ercot.com/readiness/reports/si/x/xi/DAM_INVOICE_20080110_0432268852000_DAM307.xmlhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11101.0432268852000100.CRR_BALANCING_INVOICE_20080114_04.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11101.0432268852000.CRR_BALANCING_INVOICE_20080114_04322.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11101.0432268852000.CRR_BALANCING_INVOICE_20080114_04322.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11103.0432268852000.DAM_INVOICE_20080114_0432268852000_D.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11104.0432268852000.DAM_LATE_FEE_INVOICE_20071010_432268.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11105.0432268852000100.RTM_INVOICE_20080124_043226885200.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11105.0432268852000.RTM_INVOICE_20080124_0432268852000_R.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11106.0432268852000.RTM_LATE_FEE_INVOICE_20071010_432268.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11109.0432268852000.CARD_INVOICE_FINAL_20080427_43226885.XMLhttp://nodal.ercot.com/readiness/reports/si/x/xi/rpt.11109.0432268852000.CARD_INVOICE_INITIAL_20080310_432268.XML http://nodal.ercot.com 21
Release 8 documents – page 3 • Multiple CRR Auction Invoices See section titled CRR Auction Invoices - Release 7.2 at the following location: http://nodal.ercot.com/readiness/reports/si/index.html • Corresponding CRR Auction Invoice XMLs See section titled CRR Auction Invoices – Release 7.2 at the following location:http://nodal.ercot.com/readiness/reports/si/x/index.html • Counterparty Available Credit Limit Reporthttp://nodal.ercot.com/readiness/reports/r/r/cmm_acl_testcounterparty1_20070725.pdf • Total Potential Exposure Detail Reporthttp://nodal.ercot.com/readiness/reports/r/r/cmm_tpedetail_testcounterparty1_20070725.pdf http://nodal.ercot.com 22
DAM Awards Status of DAM Award Communication (as of 3/21/08) • Due to integration issues, Notifications delivery moving toward mid-May • Query Get AwardSet will conform to a temporary xml schema and will not conform to EIP specification in the beginning. We posted XSD on the Readiness Center. Note that this is an interim measure for first 2 weeks of April. • Awards queries will likely return compressed payloads given the size of the reports • GetAwardSet composed of: • AwardedEnergyOffer • AwardedEnergyOnlyOffer • AwardedEnergyBid • AwardedAS • AwardedCRR • AwardedPTPObligation • Awards to be available via Market Manager (display of GetAwardSet) http://nodal.ercot.com 23
DAM Awards DAM awards notification availability in the nodal Sandbox • There is a scheduled job running in Sandbox that sends out notifications once a day (around 11:53 AM CST) • To receive them, you must have your listener configured in the Sandbox environment – if you need it configured, send us an email with your URL (send to eds4@ercot.com) • NOTE: These notifications are generated from static files (pre-formed xmls) • AwardedCRR • AwardedAS • AwardedEnergyBid • AwardedEnergyOffer • AwardedEnergyOnlyOffer • AwardedPTPObligation • ConfirmedTrades • UnConfirmedTrades • OutageSet • ASObligations • StartupShutdownInstructions http://nodal.ercot.com 24
Forthcoming Network Changes Network Changes / site to site fail-over testing (please communicate to your network / firewall teams) • Test to be conducted mid / late March • All QSEs need to have network changes in place no later than 3/14 • The changes should enable receiving / sending data to / from:: • 66.128.16.0/24 • 66.128.17.0/24 • 66.128.18.0/24 • Reminder: required ports do not change (443/80) • Reminder: required protocols do not change (http/https) http://nodal.ercot.com 25
APPENDIX- DAM/RUC 4.9.1 Testing: Basic Communications Test (“Ping” Test) • BASIC COMMUICATION TEST • Prior to this test QSE’s using External Web Services will need to have their network and security teams make the following changes: • QSE’s Market System must be able to access:https://nodaleds.ercot.com:80/2007-08/Nodal/eEDS/EWS/NOTE: this SSL URL is on port 80NOTE: this is changed from Release 3.5 • QSE’s must be able to receive messages from 66.128.17.136 • QSE’s must be able to send messages to EDS Environment: 66.128.17.32Sandbox Environment: 66.128.16.84 • QSE’s using MIS User Interface will need to have their network and security teams make the following changes: • Must be able to access: MIS URL: https://nodaleds.ercot.com/misportal/NOTE: MMS User Interface will have link from MISNOTE: MIS/MMS UI are on port 443 http://nodal.ercot.com 26
APPENDIX- DAM/RUC 4.9.1 Reference: Relevant Documents http://nodal.ercot.com 27
APPENDIX- DAM/RUC 4.9.1 Reference: Relevant Documents http://nodal.ercot.com 28
APPENDIX- DAM/RUC 4.9.1 Tracking: Readiness Metrics • READINESS METRICS: • MP8 - QSE Ability to Submit Transactions Via MIS • Expected completion date March 15 • MP9 – QSE Ability to Submit Web Service Transactions • Expected completion date March 15 • Execution • MP’s that have met readiness metric M8 or M9 by 3/15/08 are GREEN • MP’s that have attempted readiness metric M8 or M9 by 3/15/08 are AMBER • MP’s that have not yet attempted readiness metric M8 or M9 by 3/15/08 are RED • MP16 - MP EDS-4 Trials Participation (phase 2) • ERCOT is calling all QSEs that have not signed up for EDS4 http://nodal.ercot.com 29
Appendix- DAM/RUC 4.9.1 Reference: QSE Data Preparation Reminder to Download Settlement Points and QSE Short Name List (both files posted on Readiness- http://nodal.ercot.com/readiness/eds4/documents/index.html) • Both data sets are subject to change • QSE Short Names used in transactions • Your QSE short name is needed as <source> in XML Header • All QSE short names listed, but may change • Can use ERCOT test QSE of “TSTQSE” to avoid populating and changing QSE list in your systems • Settlement Point used as points of business in submission testing • Market Participants revisiting Resource Node SPs • Considering change from Low side to High side • Change would result in many SP name changes http://nodal.ercot.com 30