The Basics of FP7

1. Проектът се осъществява с финансовата подкрепа на Оперативна програма “Административен капацитет”, съфинансирана от Европейския съюз чрез Европейския социален фонд. The Basics of FP7 Opportunities for JHA-related Financing 22 November 2008, Sofia ОПЕРАТИВНА ПРОГРАМА“АДМИНИСТРАТИВЕН КАПАЦИТЕТ” ИНВЕСТИЦИИ В ХОРАТА ЕВРОПЕЙСКИ СЪЮЗ

2. EU Funding: The Big Picture • There are three main EU funding instruments – the 7th Framework Programme forResearch, Technological Development and Demonstration activities (FP7), theCompetitiveness and Innovation Framework Programme (CIP) and the Structural Funds (SF)

3. FP7: Main Features • Budget of over € 50 billion for the period 2007-2013 • Instrument specifically targeted at supporting research and development, providing funding to co-finance research, technological development and demonstration projects • Supportis available for collaborative and individual research projects as well as for thedevelopment of research skills and capacity

4. FP7 budget (€ 50 521 million, current prices) • JRC (EC)€1 751 million • Cooperation€32 413 million • Ideas€7 510 million • People€4 750 million • Capacities€4 097 million

5. FP7: Main Features (cont.) • The money will (for the most part) be spent on grants to research actors all overEurope and beyond, in order to co-finance research, technological development anddemonstration projects. Grants are determined on the basis of calls for proposals and a peerreview process, which is highly competitive. Thus, a key characteristic of FP7, and one thatdifferentiates it from the Structural Funds, is that there are no fixed national or regionalallocations • In order to complement national research programmes, activities funded from FP7 must havea “European added value”. One key aspect of the European added value is the trans-nationalnature of many actions: research projects are carried out by consortia which includeparticipants from different European (and other) countries while research fellowships in FP7require mobility over national borders

6. FP7 Building Blocks • Cooperation:Fostering collaboration in and between industry and academia to gainleadership in key technology areas • Ideas:Supporting basic research at the frontiers of science (implemented by theEuropean Research Council) • People:Supporting mobility and career development for researchers both within andoutside Europe • Capacities:Helping develop the capacities that Europe needs to be a thriving knowledgebasedeconomy

7. A Closer Look at the Building Blocks: Cooperation • The Cooperation Programme is the core of FP7 and its largest component (with a budget of € 32 billion) • Key thematic areas: • health • food, agriculture and fisheries • biotechnology • information and communications technologies • nano-sciences, nanotechnologies, materials and new production technologies • energy and environment • transport • socio-economic sciences and the humanities • space and security

8. A Closer Look at the Building Blocks: Ideas • The Ideas Programme funds investigator-drivenresearch at the frontiers of science and technology, independently of thematic priorities • Proposed researchprojects are decided solely on the basis of their excellence • Research may be carried out in any area of science or technology, including engineering, socioeconomicsciences and the humanities. Particular emphasis is being placed on emerging and fast-growingfields at the frontiers of knowledge, and on cross-disciplinary research. Unlike theCooperation programme, there is no obligation for cross-border partnerships

9. A Closer Look at the Building Blocks: People • The People Programmeprovides significant support for research mobility and career development • The programme includes activities such as initial researcher training, support for lifelong training anddevelopment via trans-national European fellowships and other actions, and industry/academiapartnerships

10. A Closer Look at the Building Blocks: Capacities • The Capacities programme is designed to help strengthen and optimise the knowledge capacities thatEurope needs if it is to become a thriving knowledge-based economy • The programme embraces six specific knowledge areas: • Research Infrastructures • Researchfor the benefit of SMEs • Regions of Knowledge • Research Potential • Science in Society • International Cooperation activities

11. Funding schemes • These are the types of projects, or “instruments”, through which FP7 is implemented and they operate"horizontally" across the Specific Programmes. They include: • Collaborative projects: focused research projects with clearly defined scientific and technological objectives and specific expected results (such as developing new knowledge or technology to improve European competitiveness) • Networks of excellence: designed for research institutions willing to combine and functionally integrate a substantial part of their activities and capacities in a given field, in order to create a European "virtual research centre" in this field

12. Funding schemes (cont.) • Coordination and support actions: These are actions that cover not the research itself, but the coordination and networking of projects, programmes and policies • Individual projects: Projects carried out by individual national or multinational research teams, led by a "principal investigator", funded by the European Research Council (ERC) • Support for training and careerdevelopment of researchers: Training and career development for researchers from across the European Union and its research partners, through a range of support actions named after Marie Curie • Research for the benefit of specific groups - in particular SMEs: Research and technological development projects where the bulk of the research is carried outby actors such as universities, research centres or other legal entities, for the benefit ofspecific groups, such as SMEs and NGOs

13. Who Can Get Funding and How Much • Participation in FP7 is open to a wide range of organisations and individuals. Universities, research centres, multinational corporations, SMEs, public administrations, even individuals – all have the opportunity to participate in FP7 • For a very large part of FP7, grants are not provided to individual researchers or firms but rather to transnational partnerships. Specifically, transnational partnerships are the norm for the Cooperation and Capacities Specific Programmes while individual researchers and research organisations are eligible to apply under the Ideas and People programmes as well as parts of the Capacities programme • Concerning individual projects, the basic principle of funding in FP7 is co-financing. Thismeans that, in general, the Commission does not "purchase" research services by placingcontracts and paying a price. Rather, it gives grants to projects, thus contributing a certainpercentage to the overall costs (however, note the discussion below regarding collaborative projects)

14. Implications for JHA-Related Financing (1) • Funding for LSE-CSD collaborative projects in the area of Justice and Home Affairs can most likely be obtained under The Cooperation Programme (in particular, under the “socio-economic sciences and the humanities” and the “space and security” thematic areas), with some opportunities available under the Capacities programme as well • In order to qualify for funding under FP7, actions especially in the Cooperation Programme have to be of a trans-nationalnature: i.e. research projects are often carried out by consortia which includeparticipants from different European countries, which means that co-opertaive projects carried out by well-established bodies like the LSE and CSD have a good chance of success in obtaining funding

15. Implications for JHA-Related Financing (2) • It is preferable for the instrument, or funding scheme, used for such projects to be of the “coordination and support action” type; importantly, this would involve 100% financing; which means all eligible LSE and CSD expenses would be covered (i.e., co-financing does not apply) • Sometimes funding might be obtainable through a “collaborative project” funding scheme; however, under this type of instrument, slightly longer-term collaboration is the norm, with a maximum of 75% of eligible expenses covered (i.e., co-financing applies)

16. Implications for JHA-Related Financing (3) • Here are two examples of some relevant projects from the 2009 Cooperation Work Programme: • Under the “socio-economic sciences and humanities” thematic area: • SSH-2009 - 3.3.1. Tolerance and cultural diversity; Funding scheme: Collaborative project • Under the “security” thematic area (in the Cooperation Work Programme for 2009, “space” and “security” are treated separately, which is helpful for our purposes as it allows us to focus in specifically on “security”): • SEC-2009.1.2.1: Information and knowledge management for the prevention of terrorist acts and organised crime; Funding scheme: Collaborative project

17. Sources of Further Information (1) • FP7 Website: http://cordis.europa.eu/fp7/ • FP7 Cooperation Work Programme 2009 Website: http://cordis.europa.eu/fp7/wp-2009_en.html • FP7 Cooperation Work Programme 2009: Theme 8 (Socio-economic Sciences and Humanities): ftp://ftp.cordis.europa.eu/pub/fp7/docs/wp/cooperation/ssh/h_wp_200901_en.pdf • FP7 Cooperation Work Programme 2009: Theme 10 (Security): ftp://ftp.cordis.europa.eu/pub/fp7/docs/wp/cooperation/security/k_wp_200901_en.pdf

18. Sources of Further Information (2) • The Enterprise Europe Network: review technology andbusiness status, identify needs and explore technology transfer opportunities.They can also provide personalised advice to help apply forEU research funding, exploit technology opportunities or find businesspartners.http://www.enterprise-europe-network.ec.europa.eu/index_en.htm • The National Contact Points (NCPs) are national structures established and financed by governments of the 27 EU Member States and the states associated to FP7 and the CIP. provide personalized support, guidance, practical information and assistance on all aspects of participation in the FP7. List of NCPs: http://cordis.europa.eu/fp7/get-support_en.html