COSO implementation and the role of compliance function : a practical case

Dec 03, 2012

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COSO implementation and the role of compliance function : a practical case

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The Role and Function of a Stock Exchange

The Role and Function of a Stock Exchange. By Enid E Bissember GASCI. Outline. Overview of financial markets Institutional infrastructure Role and functions of stock exchange. Overview of Financial Markets . Two types of financial markets Money markets Capital markets

1.2k views • 37 slides

The Police: Organization, Role, and Function

Chapter 6. The Police: Organization, Role, and Function. Police Organization. Police are organized in a militaristic hierarchical structure Principles of chain of command and unity of command are operational Personnel decisions often based on time-in-rank considerations. The Police Role.

1.29k views • 22 slides

ProCognis SOX 404 & COSO Implementation Presentation

ProCognis SOX 404 & COSO Implementation Presentation. July 2006. © 2006, ProCognis, Inc. All Rights Reserved - http://www.procognis.com. SOX Implementation Background. Sarbanes-Oxley law (SOX) became law following a number of high-profile accounting scandals

964 views • 18 slides

The role and function of Parliament

House of Commons. All MPs win their seat in the same wayThe HOC consists of 646 MPs (not fixed and varies depending on the constituency)Each MP is elected by a single-member parliamentary constituency using the FPTP votingMPs are almost always representatives of a party and are subject to a syste

643 views • 10 slides

IEC61508, a practical discussion of compliance

About Us!Rob StockhamBA IEng MIEEGeneral Manager Moore Industries-Europe, IncMemberIEEHonorary Secretary ISA EnglandInstitute of DirectorsDirectorThe CASS Scheme LtdTreasurerThe IEC 61508 Association. About Us!Bob SmithCEng FInstMC MIEE BAFunctional Safety SpecialistMoor

347 views • 22 slides

PRACTICAL COMPETITION COMPLIANCE

Presented at The London Shipping Law Centre by Marjorie Holmes 29 May 2007. PRACTICAL COMPETITION COMPLIANCE. Compliance with Competition Laws (1). Around 110 jurisdictions with competition/anti-trust laws General rules – no price fixing no market sharing no capacity management

417 views • 21 slides

Practical Implementation of the Competencies

Practical Implementation of the Competencies. B. Joyce, 2006. Objectives. Identify examples of educational content in your program for each of the competencies Identify settings currently used in your program to teach each of the competencies

441 views • 26 slides

AAA Role and Function

AAA Role and Function. Adventist Accrediting Association (AAA). Adventist Accrediting Association Articles of Incorporation.

635 views • 50 slides

Practical Compliance Practices

Practical Compliance Practices. Chrisana Black, University of North Texas Shannon Followill , Texas Tech University Tanya Vittitow , University of Texas at Arlington. FAACP. Financial Aid Audit Compliance Professionals What is it? How do I get involved? Initiative First Meetings

222 views • 5 slides

THE ROLE AND FUNCTION OF CORPORATION SOLE

THE ROLE AND FUNCTION OF CORPORATION SOLE. “ Corporate Governance Seminar– Promoting Effective State Enterprise Management”. OUTLINE. THE MINISTER OF FINANCE INCORPORATION ACT POWERs AND FUNCTIONS OF CORPORATION SOLE AS DEFINED BY THE ACT

421 views • 18 slides

The Police: Role and Function

The Police: Role and Function. Police Organization. Most municipal police departments are independent agencies within the executive branch of government. Most departments follow para-military model adhering to semi-rigid chain of command.

975 views • 28 slides

QR Codes: A Practical Process of Implementation and Use

QR Codes: A Practical Process of Implementation and Use. Liz Berndt-Morris Central Michigan University. What is a QR Code and how do you use it ?. Step 1 - Step 2 - Step 3 - Step 4. Convince those above to accept the idea. The proposal included the following ideas: Printing Instructions

437 views • 31 slides

Cost of Compliance/Design and Implementation

Cost of Compliance/Design and Implementation. Geoff Rabinowitz Alpha Environmental Management Corp 407-365-5598 www.alphaemc.com. You pay for everything in either…. Time Effort Money Emotion. Cost of Designing a SWPPP/Sediment and Erosion Control Plan. Direct SWPPP Cost: $500-$XXXX

385 views • 23 slides

Compliance function

Compliance function. Key Individual chapter 3. 50. Requirements for approval of compliance officer. Source: Section 35 (1) (c) and 17 (1) (a) of FAIS ACt. 50. Role and function of compliance officer. Source: Section 17 of FAIS Act. Monitor compliance with the Act

707 views • 13 slides

Implementation of a case study

Implementation of a case study. (Seminar Organization). Seminar Organization Goal. This implementation should enable a company (Teachware) to manage seminars, clients and lecturers more efficiently. Seminar Organization Functions. To inform To book for a presentation To check out

413 views • 26 slides

The Role and Function of the Wiki

The Role and Function of the Wiki. Course Module 2 Created by Minds Eye. Wiki in Plain English. (Common Craft, 2007). Getting Started. ( Ramit , 2005). Common Craft (2007). Wikis in plain english . Retrieved October 5, 2011 from http://www.youtube.com/watch?v=-dnL00TdmLY

140 views • 4 slides

Educational Model and the Role and Function of Educators

Educational Model and the Role and Function of Educators. Presentation Objectives. Review how education can lead to the adoption of low impact behaviors. Describe the Leave No Trace educational training model. Describe the role and function of the Leave No Trace Education Review Committee.

405 views • 23 slides

The role of the Code Compliance Officer…

Steven Butts Head of Corporate Responsibility & GSCOP Code Compliance Officer Groceries Code Adjudicator – UK Conference. The role of the Code Compliance Officer…. Wm Morrison Supermarkets PLC Key stakeholders in food retail Code Compliance Officer ’ s role and duties

318 views • 12 slides

Business Continuity and DR, A Practical Implementation

Mich Talebzadeh, Consultant, Deutsche Bank Mitch.talebzadeh@db.com. Business Continuity and DR, A Practical Implementation. Challenges we are facing.

190 views • 17 slides

THE ROLE AND FUNCTION OF THE

THE ROLE AND FUNCTION OF THE. REGULATING COMMITTEE FOR METEOROLOGICAL SERVICES. Climate Change and Air Quality. PURPOSE. The purpose of this presentation is: To outline the role and function of the Regulating Committee for Meteorological Services as prescribed and set out in the SAWS Act.

160 views • 10 slides

The Crucial Role of Compliance Services

The Crucial Role of Compliance Services" highlights the indispensable nature of compliance services in London. These services play a pivotal role in ensuring that businesses adhere to legal and regulatory requirements, mitigating risks, and fostering trust with stakeholders. From navigating complex financial regulations to implementing robust data protection measures, compliance services in London serve as the cornerstone of ethical business practices. With their expertise and dedication, these professionals safeguard businesses against potential liabilities, enabling sustainable growth in a d

16 views • 6 slides

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COSO implementation and the role of compliance function : a practical case

COSO implementation and the role of compliance function : a practical case

Presentation Transcript

The Role and Function of a Stock Exchange

The Police: Organization, Role, and Function

ProCognis SOX 404 &amp; COSO Implementation Presentation

The role and function of Parliament

IEC61508, a practical discussion of compliance

PRACTICAL COMPETITION COMPLIANCE

Practical Implementation of the Competencies

AAA Role and Function

Practical Compliance Practices

THE ROLE AND FUNCTION OF CORPORATION SOLE

The Police: Role and Function

QR Codes: A Practical Process of Implementation and Use

Cost of Compliance/Design and Implementation

Compliance function

Implementation of a case study

The Role and Function of the Wiki

Educational Model and the Role and Function of Educators

The role of the Code Compliance Officer…

Business Continuity and DR, A Practical Implementation

THE ROLE AND FUNCTION OF THE

The Crucial Role of Compliance Services

ProCognis SOX 404 & COSO Implementation Presentation