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OPERATIONS Barbara Hale - Director of Operations Barbara.Hale@prosperafinancial

Who to Call. OPERATIONS Barbara Hale - Director of Operations Barbara.Hale@prosperafinancial.com 972-581-3030 972-581-3035 fax Wes Shindler - Operations Manager Wes.Shindler@prosperafinancial.com 972-581-3016

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OPERATIONS Barbara Hale - Director of Operations Barbara.Hale@prosperafinancial

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  1. Who to Call OPERATIONS Barbara Hale - Director of Operations Barbara.Hale@prosperafinancial.com 972-581-3030 972-581-3035 fax Wes Shindler - Operations Manager Wes.Shindler@prosperafinancial.com 972-581-3016 German Hernandez – Operations Specialist German.Hernandez@prosperafinancial.com 972-581-3034 Jaci Spann – Operations Support Specialist Best@prosperafinancial.com 800-476-7395 972-581-3035 fax Jim Stone – Trading Jim.Stone@prosperafinancial.com 800-873-6868 972-581-3041 972-581-3036 fax Chris White –Trading/Operations Specialist Chris.White@prosprerafinancial.com 972-581-3043 800-873-6868 972-581-3036 fax IT Marco Galvan marco.galvan@prosperafinancial.com 972-5813037 COMPLIANCE Abel Garcia – Chief Compliance Officer Abel.Garcia@prosperafinancial.com 972-581-3020 972-581-3001 fax Ray Huie – Senior Compliance Officer Ray.Huie@prosperafinancial.com 972-581-3010 972-581-3001 fax ACCOUNTING Cassandra Galvan - Systems Manager Cassandra.Galvan@prosperafinancial.com 972-581-3029 Donna Bowling - Controller Donna.Bowling@prosperafinancial.com 210-698-7904 Christina Nguyen - A/R-A/P Christina.Nguyen@prosperafinancial.com 972-581-3017 972-581-3035 fax PRODUCTS & SERVICES Jennifer Teager Jennifer.Teager@Prosperafinancial.com 972-581-3053 972-581-3001 fax MARKETING Grecha Stephens Grecha.Stephens@Prosperafinancial.com 972-581-3032 972-581-3001 fax

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