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Conquering The Performance Appraisal (PA) Challenge. Gary Blau, Ph.D. Temple University 215-204-6906 gblau@sbm.temple.edu. Role Of PA In The Employment Process. Forecast/Plan > Job Analysis > Recruit > Select > Orient & Train > Perform > PA > Reward > Stay/Go Why Do PA:
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Conquering The Performance Appraisal(PA) Challenge Gary Blau, Ph.D. Temple University 215-204-6906 gblau@sbm.temple.edu
Role Of PA In The Employment Process • Forecast/Plan > Job Analysis > Recruit > Select > Orient & Train > Perform > PA > Reward > Stay/Go • Why Do PA: Employer: justify employee decisions; identify training needs; improve employee morale Employee: receive feedback; clarify path to rewards • Ideal People Portfolio
Three Key Questions For PA Right Dimensions (including weighting) ? Fair PA Process ? Meaningful Rewards ? Other ?
Sample of Behaviorally Anchored Rating –“Initiative” Initiative = “ability to be proactive and exercise self-reliance as a behavior” 1 = (poor), reactive; only does what told; requires too much attention 2 = (below average), follows instructions; occasionally does a little more 3 = (average); can work independently; sometimes needs to wait for instructions 4 = (good), grasps situation effectively; goes to work without hesitating 5 = (excellent), always ahead of events; anticipates; clearly exceeds expectations of supervisor, co-workers, customers
PA Challenges • Rater Errors & Biases (examples ?) • Organizational Politics • Individual Versus Group Focus • Technology: PA software packages e.g., www.shrm.org; search “performance appraisal software” • Other ?
Keys For A Legally Defensible PA System • Based on: up-to-date job descriptions, documented observables (use diary for each employee) • Written appraisals conducted regularly for all (record reasonable accommodation requests separately) • Raters trained: use measure, avoid errors/bias; Frame of Reference training; interviewer • Get employee to sign-off (acknowledge, can disagree) • Provide appeals process for employee • Use more than one rater source, including employee • Show continuity (previous development goals, now evaluate) • Other ?
The Performance Interview • 5 issues: Interviewer Skills; Preparation (Supervisor & Employee); Process; Substance; Follow-up • Get the Employee (Ee) to “take ownership” of any problem behaviors; get Ee to state: problem behavior; outcomes of problem behavior; consequences of continuing • 3 thoughts: maintain Ee self-esteem; listen with empathy (not sympathy); get Ee’s help in problem solving
5 Questions An Employee Should Be Able To Answer After Their PA Interview • Exactly how well am I doing? • Exactly where do I need to improve? • How did my supervisor reach his/her conclusions? • What help will I get? • What will the consequences be (positive and negative)?
Other PA Issues & References • Timing (employee anniversary vs. all at once) • Role of prior PAs in disciplining an employee • Is the PA process working ? (part of employee survey) • Top management commitment to PA process, managers accountable for doing PAs? • Fit with organization’s culture? References: Gomez-Mejia, L. 2001. Managing human resources. Prentice Hall. Carrell, M. 2000. Human resource management. Dryden. Johnson, C. 2001. “Making sure employees measure up”. HR Magazine, March, Vol.46 (3), 36-43. Grensing-Pophal, L. 2001. “Motivate managers to review performance”. HR Magazine, Vol. 46 (3), p.45-48
Why Invest In Behaviorally-based Performance Scales • A More Motivated Workforce • A More Motivated Group of Supervisors • A More Accountable Group of Supervisors • A More Respected/Effective HR Function • TRANSLATION – a more satisfied and loyal workforce with greater positive retention (keeping higher performers), and fewer employee complaints/problem behaviors, and reduced likelihood of future employee litigation