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The International Human Rights Treaty System. The 9 core human rights treaties (and its optional protocols) The 10 treaty monitoring bodies The reporting procedure. The International Bill of Human Rights. Universal Declaration of Human Rights (UDHR) - 1948
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The 9 core human rights treaties (and its optional protocols) • The 10 treaty monitoring bodies • The reporting procedure
TheInternationalBill of Human Rights • UniversalDeclaration of Human Rights (UDHR) - 1948 • Covenant on Economic, Social and Cultural Rights (ICESCR) - 1966 • Optional Protocol (individual complaints) – 2008 (not yet in force) • Covenant on Civil and Political Rights (ICCPR) - 1966 • 1st Optional Protocol (individual complaints) -1966 • 2nd Optional Protocol (abolition of the death penalty)-1989
Treaties addressing specific phenomena • The International Convention on the Elimination of All Forms of Racial Discrimination (ICERD), 1965 • The Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (CAT), 1984 • Optional Protocol to CAT (inspections of places of deprivation of liberty) (OPCAT)- 2002 • The Convention on Enforced Disappearances, 2006
Treaties protecting specific groups • The Convention on the Elimination of All Forms of Discriminationagainst Women (CEDAW), 1979 • Optional Protocol (communications) • The Convention on the Rights of the Child (CRC), 1989 • OP on the sale of children, child prostitution and child pornography • OP on the involvement of children in armed conflict • Optional Protocol (on communications in the making) • The International Convention for the Protection of the Rights of All Migrant Workers and Members of Their Families , 1990 • The Convention on the Rights of Persons with Disabilities, 2006 • Optional Protocol (communications)
Common features of the Treaties • Agreements concluded among States, adopted by the UN General Assembly • Establish normative framework for human rights and legal obligations of States under international law • Establish monitoring mechanisms and procedures • Require States parties to report periodically to the treaty bodies (generally every 2 to 5 years) • Allow possibility for individuals to submit complaints (ICCPR/OP, ICESCR/OP, ICERD, CAT, CEDAW/OP, CRPD/OP, ICRMW) • Some have inquiryprocedures (CAT, CEDAW/OP, CRPD/OP, CED) • Establish procedures for States partiesto submit complaintsagainstother States parties (ICCPR, CERD, CAT, CMW, CED)
Incorporation of treatiesintodomesticlaw • Treaty is considered superior to domestic law (MONISM) (non self-executing treaties still require incorporation) • Treaty has no domestic legal effect unless it is formally incorporated into domestic law by the appropriate legislative process (DUALISM) • (self-executing treaties can be implemented even if not specifically incorporated into domestic order)
Status of ratification of the nine core human rights treaties 3 May 2011 8
The Treaty Bodies “Bringing Human Rights Home” Screening of the DVD on the treaty body system
Treaty Bodies - The Committees • Established under the respective treaties • Most consist of 18 experts, (CAT has 10 and SPT has 25 experts) • Independent experts serving in their personal capacity • Serve 4-year terms (renewable (only once in the case of CRPD and CED) • Equitable geographic distribution • Meet in sessions 2 or 3 times per year in Geneva (HRC, and CEDAW also in New York) • Serviced by the UN Secretariat (OHCHR)
Main functions • Monitors the implementation of the treaties - Examination of periodic reports by States parties (all, except for SPT) - Examination of individual complaints/communications (HRC, CERD, CAT, CEDAW, CRPD, CED, CESCR and CMW ) - Inquiries into specific human rights situations (CAT, CEDAW, CRPD, CED) • Normative interpretation and clarification of treaties - General comments (and statements) • Cooperate with UN organs/organizations and NGOs • SPT (conducts on-site visits to places of deprivation of liberty in State parties)
The Reporting Cycle • States must report periodically to the treaty bodies, according to the reporting guidelines • The treaty body conducts a preliminary review in pre-sessional working group, usually ask supplementary questions (List of Issues) • State party submits its answers, usually in writing • A Government delegation and the treaty body engage in a face-to-face « constructive dialogue » over 1 or 2 days, as TB members seek to understand the actual level of enjoyment of the rights • TB issues concluding observations • Info on follow-up to the concluding observations usually expected in the next report to be submitted, (for some TBs also within one or two years from the adoption of the COs –(see follow-up procedures)).
Periodicity of the reporting procedures [1] With a two year periodicity specified in the treaty, ICERD allows for merging two reports in one (i.e. de facto periodicity of four years). 2 Article 17 of the Covenant does not establish a reporting periodicity, but gives ECOSOC discretion to establish its own reporting programme. [2]Article 17 of the Covenant does not establish a reporting periodicity, but gives ECOSOC discretion to establish its own reporting programme. [3]Article 41 of the Covenant gives the Human Rights Committee discretion to decide when periodic reports shall be submitted. In general, these are required every four years.
Review of non-reporting States • Practice of Human Rights Committee, CERD and CESCR • States parties with long overdue reports are selected for review, without a report from the State party, based on information from other sources (United Nations, other international or regional organizations, NGOs)
List of Issues Prior to Reporting • Optional reporting procedure • Consists in the adoption of lists of issues to assist States parties to prepare their periodic reports • The State party's response to this list of issues constitutes the State party's periodic report • Practice of CAT, HRC, CMW • One of the tools to assist non-reporting states to fullfil their reporting obligations
Follow-up procedures • Formal procedures to monitor more closely the implementation of specific concluding observations in between two reporting cycles • Consists in requesting States to provide a written report within one or two years from the adoption of the Cos • Practice of HRC, CAT, CEDAW, CERD
The obligation to reportReportingcreates an occasion for: • Regular monitoring of the situation of each right and all disadvantaged groups • Establishing a basis for comparison of future progress • Engaging int’l experts in an objective review of strengths and weaknesses • Facilitating info exchange among States, int’l cooperation
THUS, the reporting process can: • Enable Governments to know their own national situations through: • Legislative review • Meaningful data collection • Raise awareness among, enlist assistance from civil society • Create an opportunity for national dialogue • Enable countries to benefit from the experience of international experts
Participation of Civil Society • Participation of civil society and NGOs is crucial to the Committees’ work • The Committees welcome and encourage NGOs to contribute to its activities
Forms of NGO participation in the Committees’ work • Encourage governments to make a comprehensive and accurate report • Encourage participation of all concerned in particular the disadvantaged and marginalized groups • Publish fact that report on human rights is being prepared
Forms of NGO participation in the Committee’s work (cont’d) • Information can be submitted in written form (« parallel report ») or orally to the Secretariat of the Committees • Written information can be provided at all times prior to the examination of the report • Oral presentations: at « lunchtime briefings » held during Committee session • Continued contact with Committee members during the session and inter-sessionally
NGO monitoring at the international level • Prepare an alternative report – coordinated consolidated report • Focus attention on urgent issues • Provision of concise and up-to-date country information to complement the State report • Attendance at Committee sessions • Interaction with Committee members in-session
NGO monitoring activities at the national level • Awareness – raising, at national level, of the Covenant and of Committee activities (though use of the media and human rights education) • follow – up to concluding observations of the Committee at the national level • Interaction and cooperation with the Government or with national institutions for the promotion and protection of human rights
The complaints procedures (1) • OPTIONAL - HRC, CERD, CAT, CEDAW, , CRPD, CED, CESCR and CMW • DEMONSTRATES REAL COMMITMENT of Govts to protect human rights • ADMISSIBILITY CRITERIA • Cannot be anonymous • Cannot be under examination by another int’l body • Cannot be abusive • Must relate to specific occurrences, alleging violation of specific rights • Domestic remedies must be exhausted
The complaints procedures (2) • THE PROCEDURE • Individual submits a written complaint to relevant treaty body • State party is requested to comment on the complaint - petitioner and concerned State party has opportunity to reply to every relevant fact that emerges • Committee issues its “views” on the complaint • Committee follows up with concerned State party about implementation of its views
TBs and the UPR • Commonalities: • UPR process is complementary to TBs’ work and vice versa • Potentially efficient follow-up procedure on recommendations of both organs • Differences: • TBs – Independent bodies of experts, bind only States parties • UPR – Universal Charter-based, States driven diplomatic mechanism
CHART OF UPR RECOMMENDATIONS ON REPORTING TO THE TREATY BODIES
TBs and Special Procedures • Commonalities: • Special Procedures are complimentary to TBs’ work and vice versa • Potentially efficient follow-up procedure on recommendations of both organs • Independent mechanisms • Differences: • TBs bind only States parties, • SPs –Universal Charter-based mechanisms • SPs – effective rapid reaction and early warning mechanisms, SPs - no strong periodicity of review mechanism, but depends on good will cooperation of UN member States
SUMMING UP : The responsibilities of States parties • Implementation - establish national systems for the protection of human rights (laws, rules, procedures, national institutions etc) and for providing remedy to victims • Continuous self-monitoring of the nat’l HR situation, measure progress over time • Reporting to treaty bodies periodically • Monitoring compliance by other States parties
SUMMING UP: The rights of States parties • Determining the composition of treaty bodies - nominate and elect members • Engaging in int’l dialogue - express and exchange views with treaty bodies and others
Further information • Website www.ohchr.org: • Treaty Bodies’ Concluding Observations, GCs, Statements • Treaty Bodies’ sessions, press releases • Chairpersons’ meetings and Inter-Committee meetings • HRTD Newsletter (quarterly) • Status of ratifications, reservations and declarations • Websitewww.universalhumanrightsindex.org: • Access and search Treaty Body, Special Procedure and (soon) UPR recommendations through several categories • Fact sheet No. 30 on ‘United Nations Human Rights Treaty System’ (being revised) • OHCHR Civil Society Handbook (Chapter IV)