Enter the World of Investment Excellence

1. Enter the World of Investment Excellence

2. Why join hands with us? • Currency Derivatives • Equities and Derivatives • Online Internet Trading • Research • IPO (Initial Public Offer) • Commodities • Mutual Fund • Depository Participant (DP) Services

3. SYNOPSIS • Name of Company : ANS Pvt. Ltd • Name of Group Company : Ajay Natavarlal Commodities Pvt. Ltd • Membership Details : ANS Pvt. Ltd National Stock Exchange-Cash Market Segment National Stock Exchange-Future & Option Segment National Stock Exchange-Currency Derivative Segment MCX Stock Exchange-Currency Derivative Segment Bombay Stock Exchange-Cash Market Segment Bombay Stock Exchange-Futures & Option Segment CDSIL Depository Participant (DP) Ajay Natavarlal Commodities Pvt. Ltd NCDEX Futures Segment MCX Futures Segment • No. of Broking Clients : 25000 • No. of DP Accounts : 15000 • No. of Associates & Sub-Broker : Over 200 • Average Daily Turn Over : Rs.600 Crore • No. of Employees : Over 100 • Infrastructure : 15000 Sq.feet of built up area in the heart of Rajkot City with State-of-the facilities with leased lined and ISDN lines and V-sats to support network in remote Locations. • Networth of the Group : Rs.45 Crore plus.

4. Important Milestone in the History of Ajay Natavarlal Group December 1999 : Became Depository Participant of CDSL June 2000 : Acquired Limited Trading Membership of BSE but surrendered the same in the year 2005 to acquire separate membership on CM and F & O Segment November 2003 : Acquired Trading-Cum-Clearing membership of MCX in the names of one of the promoters but was later converted into corporate in the name of a group company March 2004 : Became Trading – Cum – Clearing Member on CM Segment of NSE May 2004 : Became Trading – Cum – Clearing Members on F & O Segment of NSE August 2005 : Became Trading – Cum - Clearing Members of CM Segment Of Bombay Stock Exchange Ltd August 2006 : Became Trading – Cum - Clearing Members of NCDEX February 2007 : Became Trading Members of F & O Segment of Bombay Stock Exchange Ltd April 2007 : Was Granted ISI 9001:2000 by Bureau Veritas, in recognition of the Company ( ANS Pvt. Ltd ) complying with prescribed quality standards in all its management processes. June 2009 : Was rated P4 by Crisil. This rating is now revised to P3 which indicates ‘ High degree of safety in relation to servicing of debt’. P3 is indicative of high level of creditworthiness of the Company. August 2008 : Became Trading Members of NSE Currency of National Stock Exchange Ltd. January 2009 : Became Trading Members of MCX - SX Currency April 2009 : Acquired Trading – Cum - Clearing membership of MCX-SX in the name of one of the promoters but was later onverted into corporate in the name of a group company

5. Why join hands with us? ANS Pvt. Ltd (ANSPL) has membership of National Stock Exchange of India (NSE) and Bombay Stock Exchange (BSE) on both Cash Market (CM) and Futures & Options (F & O) segments. We are a Depository Participant (DP) of Central Depository Services (India) Ltd (CDSL). We are engaged in providing execution and settlement services to Retail. High Networth and Corporate clients. ANS Pvt. Ltd (ANSPL) has membership of National Stock Exchange of India (NSE) and Bombay Stock Exchange (BSE) on both Cash Market (CM) and Futures & Options Through our value-driven approach to client servicing, we have built up a sizable client base. We have a network of sub-brokers and clients across the country. We have made investments in technology and human resources in order to give the best of service to our end-clients. We are now poised to scale up in size and variety to reach out to investors throughout the length and breadth of the country. We are now building up a country wide network of sub-brokers so that our brand of services to investors’ doorstep.

6. We want Sub-broker for • Reaching out to prospects • Provision of value-driven advisory services to clients who are entering the market for first time • Reducing clients’ risk that comes thru reckless intra-day trading • Instilling a culture of investment rather than speculation. We want our Sub-brokers to have • Flair for well-meaning advice • Sensitivity to clients’ investment-needs • Aptitude for financial-planning • Inclination towards fundamentals, and also an understanding of technical.

7. What we propose? We arm our Sub-brokers with a comprehensive service package, which will not only equip them with skills and technology but also sensitize them to render value-based services to clients For further query please contact: Mr. Alpesh Bhalsod : (M) 92275 09972 Mr. Chetan Vyas : (M) 92278 00248

8. Currency Derivatives We, at ANS, are pioneers in bringing newer and innovative exchange traded financial products to investor’s doorstep. In keeping with this tradition at ANS, when USD INR currency derivative contract was launched by NSE, we quickly added this product to our bouquet of offerings to investors. We and more importantly our businesses are today aligned with global currencies such as dollar, sterling pound, yen etc. Through it has strengthened the ability of our corporations to raise capital on a global level and scale, it has also exposed them to currency risk. To manage this, it is imperative to have in place a broad-based and liquid foreign exchange derivatives market. Our currency is now fully floated against US dollar. There is now talk of moving onto capital account convertibility, in order to make India a global financial hub. Until the introduction of currency futures by NSE, The currency trading ( mainly Indian rupee versus US dollar ) was

9. happening in Over the Counter deals between banks and persons / entities who needed to hedge their exposure to foreign currency. However, these over – the - counter arrangements are happening at the discretion of the bank. This, more often than not, is a costly arrangement for the person / entity entering into deal with the bank. Exchange – traded currency futures are more transparent and economical.We, at ANS, have acquired membership of Currency Derivative Segment of NSE in order to bring this product to doorsteps of people / entities having to hedge their currency exposure.Why should you partner ANS for currency futures? • We are full services securities broking firm and can therefore fill all the services needs of a customers. • We have technology leadership through the use of state-of-the- art facilities for bringing product to investor doorstep. • We are taking special interest in this product and are making all-out efforts to facilities its use by you.

10. Though we are pioneering this service, we have put in place a team of people having knowledge of foreign currency transactions for value - addition advice to clients.For Further details, please contact: Mr. Alpesh Bhalsod : (M) 92275 09972 Mr. Chetan Vyas : (M) 92278 00248

11. Equities and Derivatives Equity market investment requires unstinted attention to developments in companies, industries of all sectors and generally the macroeconomic policies. Quite a tall order for a lay investor who is constantly on feet meeting his life’s day-to-day challenges of career and family. We at ANSPL, keep a finger on market pulse by tracking the market on a dynamic basis. It is in this critical - care area that we make a difference. We believe in dispensing value-based advice to clients for buying and selling in this market. If we feel that our client is entering into a risky investment, we have a practice of alerting the client to risk inherent in the investment-proposition. However the ultimate choice is always clients’. Why Derivatives? Derivatives are financial contracts which derive their value from the spot price of an item, which is called “underlying”. This underlying can be equity, index, commodity or any other asset. Commonly used derivatives are Forwards, Futures and Options. Derivatives help in promoting market efficiency by isolating risk and selling it those who are willing to assume it for a price. Derivatives also help to quantify risk into manageable units which therefore become saleable and transferable. Derivatives are therefore instruments that trade financial risk for a price. What we call financial risk comprises the following classes of risks:

12. ** Credit Risk stems from the failure of counterparty to perform its obligation. It is also known as default risk or counter party risk ** Market Risk is a risk of financial loss as a result of adverse price- movement of the underlying. ** Liquidity Risk stems from the inability of a party to fulfill the intended transaction at the prevailing price.We at ANSPL, offer Futures & Options (F & O) only to those clients who have the capacity to bear all the above risks and can fund their trades to full margin-value. We therefore discourage the clients to over-arch himself / herself / itself. Either way the market moves, we ensure our clients’ safety in order to protect them from market-vagaries.For further query please contact: Mr. Alpesh Bhalsod : (M) 92275 09972 Mr. Chetan Vyas : (M) 92278 00248

13. Online Internet Trading We, at ANSPL, appreciate the need to enable people to trade from the environs of their homes and offices. To suit the needs of such investors, we have now designed an on-line Internet Trading Solution whereby the clients can log into our trading system thru internet cloud. For dynamic risk management, we have tied up payment gateway for transfer of fund (thru HDFC Bank) and securities (thru the DP of our own company). In this on-line environment, we can give two options to clients (1) Intra Day Trading (2) Online Investment buying and selling. If it is intra-day facility that the client wants, we can so set the parameter in the software that if adequate margin funds (at the stipulated rate) are available in client’s account, the orders of the client will go thru. If it is pure investment buying, a buy order will get into trading cloud if the client has enough funds to meet the fund obligation for the purchase - Similarly on the sales side, the client maintains the required securities balance with us, the sales order will go thru.

14. In both the cases the clients will have the option to trade at their own time with complete safely and security. This product is especially recommended for retail HNI clients wanting to do investment buying and selling. In times to time as internet penetration grows, investors will be persuaded to shift to this trading platform.A chief advantage of this trading platform is that you can trade based solely on your own perception as there is no surrounding noise and one can also keep away intrusive advice and guidance on market. Our online trading is • EASY- No hassles of giving orders • EFFECTIVE- Instant order/trade confirmation • EFFICIENT- Latest news and broadcast messages For further query please contact: Mr. Alpesh Bhalsod : (M) 92275 09972 Mr. Chetan Vyas : (M) 92278 00248

15. ResearchWe, at ANSPL, provide value-based advice to clients, with strict emphasis on self-regulation by avoiding conflict of interest, in order to ensure objectivity of advice.Backed by a pool of highly trained research analysis, we offer the following services: • Fundamental Research • Technical Research • Daily reports • Intra-day trading calls • Directional F & O call • Arbitrage propositions

16. We believe in using extensive research to discover stocks that the potential to generate above average returns with below average risks. We prefer to buy and hold stocks, which can provide significant upside potential over a medium to long term tenure.For further details, please contact:Mr. Bhasker Patel : (M) 92271 60001Mr. Pranav Mehta: (M) 9824453398

17. IPO (Initial Public Offer) ANSPL is a leading distributor for Initial Public Offers. We have deployed Sub-brokers especially for procuring subscription to IPO. Our primary market division does a comprehensive research before recommending issues to clients. Our wide reach helps us to mobilize large number of application across India during public offering. As a part of our service, we facilitate investment in IPO thru our sub-brokers / branches, who also provide regular updates on forthcoming issues. The primary market distribution works in conjunction with retail distribution network of securities trading and the wholesale distribution network of private Client group. Even though you are not our customer but still want to invest in IPO, we suggest you to call us for the public issue form so that the same can be couriered to you. For further query please contact: Mr. Bhagirahtsinh Jadeja : (M) 8141381513

18. CommoditiesSince we have positioned ourselves as a full-service brokerage firm, we need to provide all broking products so that clients can diversify their investments. Since the advent of National Commodity Exchanges, there is a growing interest in trading in Commodities and also using it as an alternative assets-class. Although equities is a safe bet, there is now a growing perception about the need also to stay invested in commodities such as gold, silver, zinc etc. We, at ANSPL, advise and guide our customers regarding a proper strategy to get the maximum out of the current economic momentum by filtering all the risk-related information.Why trade in Commodities Exchange • No counter party risks • Higher leverage • Portfolio diversification • Arbitrage opportunities

19. Commodity broking is a whole new opportunity to hedge business risk and an attractive investment avenue to deliver returns to investors. Our commodities broking services include online futures trading through NCDEX and MCX. In addition to transaction execution, we provide our clients customized advice on hedging strategies, investment ideas and arbitrage opportunities.For further query please contact:Mr. Alpesh Bhalsod : (M) 92275 09972Mr. Chetan Vyas : (M) 98242 86896

20. Mutual FundANSPL, having recognized the need to cater to all kinds of retail investment needs, has also taken up the distribution of all mutual fund products on an assiduous basis. We have a dedicated team with clear-cut responsibilities for sales, back - office and research. Our research team has been able to pinpoint investment ideas in mutual funds which have fetched superlative double digit returns to our investors. Mutual fund is highly recommended for an investor who would like to secede himself / herself /itself from the risk associated withdirect participation in markets. Also, mutual funds have different products to cater to different risk - appetites of investors.

21. Our investment style is one of Dynamic Assets allocation, which combines active plus passive Portfolio Management. We persistently believe in the importance of an objective assessment of the investor’s returns panorama vis-à-vis the risk appetite. We closely monitor the portfolio and provide insights into performance of all major funds.We offer customized portfolio design to suit the specific investment requirements of investors.For further query please contact:Mr. Dipak Dholakia : (M) 92278 45307

22. Depository Participant (DP) Services We are a DP of Central Depository Services (India) Ltd. (CDSL). As brokers, we will be able to provide efficient services to clients if we are also roviding DP Services. We are a full service securities brokerage firm providing both execution (broking) and securities settlement (DP) services to our clients. With DP in our portfolio, we are able to meet clients’ needs all the way in the securities-services. Our clients do not have to look to another DP to maintain their securities accounts. Since we are doing it by way of value addition for clients, we levy reasonable charge for DP services. The idea is to give full service to clients at optimal cost. It is this recognition of service aspect that has been a major hall-mark of all operations. Wherever possible, we economize cost of transaction for the client. For further query please contact: Mr. Satish Kumar Nedungadi : (M) 92278 45315 Mr. Kartik Kangad : (M) 92273 92274

23. CONTACT US Rajkot Head Office : Contact Mr. Alpesh Bhalsod (09227509972) Mr. Chetanbhai Vyas (09227800248)Address : "ARHAM" Financial Center, Panchnath Temple Road, Harihar Chowk, Rajkot - 360 001, GUJARAT (INDIA) Tel: +91-281-2450745, 6699300, 3041670 Fax: +91-281-2450757 Email : sales@anspl.com Mumbai Office : Contact Mr. Hardik Bagadia Address : 207 Business Park (Second Floor) Tilak Road, Opp. Food Spot, Ghatkopar(E), Mumbai - 400 077,MAHARASHTRA (INDIA)Tel: +91-22-42576600Fax: +91-22-4256610 Email: mumbai@anspl.net