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Office of Career and Technical Education. ONSITE TRAC TRAINING August 16, 2013. WELCOME. Joanne Mahony mahonyj@michigan.gov (517) 335-0405. TRAC OVERVIEW. T echnical R eview , A ssistance , and C ompliance The purpose of TRAC is: To provide technical assistance, and
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Office of Career and Technical Education ONSITE TRAC TRAINING August 16, 2013
WELCOME Joanne Mahony mahonyj@michigan.gov (517) 335-0405
TRAC OVERVIEW • TechnicalReview, Assistance, and Compliance • The purpose of TRAC is: • To provide technical assistance, and • Monitor for compliance with State and Federal laws
OVERVIEW OF TRAC PROCESS Each Region Every Five Years • Added Cost • CTE Perkins • CTE Instructional Programs
MAJOR STEPS • Pre-visit preparation and desk review • Onsite visit • Report to region • Compliance plan • Compliance plan and evidence approval
REVIEW CATEGORIES • Data • Finance • Grants • CTE Instructional Programs
WARNING: Submission of documents that are subject to confidentiality and privacy laws should NOT be submitted electronically. These documents will be reviewed onsite.
TIMELINE Elizabeth Collins collinse2@michigan.gov (517) 335-3149
TRAC TIMELINE • Region selection • Onsite visit notification • TRAC training • Grant activity selections • Fiscal agency selections • CTE instructional program selections
TRAC TIMELINE Document Submission for Desk Review: • CIP Self-Review documentation for selected programs is submitted through Navigator • Data, Finance, and Grant documents submitted through GEMS
TRAC TIMELINE • Day 1 - Program reviews begin • Day 2 - • Program reviews continue • Introduction meeting • Data/Finance/Grant reviews begin • Day 3 – • Program reviews continue • Interviews • Wrap Up meeting
TRAC TIMELINE • OCTE Report Of Findings • Not In Compliance - Action Required • Recommendations (comments, technical assistance, observations) • Commendations (exemplary program, best practices)
TRAC TIMELINE • Appeals Process • Compliance Plan • Compliance Plan and Evidence Approval • Final Letter
IMPORTANT CHANGES • Expanded State Desk Review • Documents Required • No Compliance Plan Workshop • No Priority (I/II) Findings • Implementation of GEMS • Electronic document submission • Navigator – CIP Programs
REGION PREPARATION • Local Staff Assignments • Regional TRAC Liaison • Document Preparation Coordinator • Please send these names to OCTE • Agenda • CIP Self-Review Documentation (for selected programs) • Data/Finance/Grants Documentation
DRAFT AGENDA • Templates is sent by email • Submit to OCTE three weeks prior to visit • Three Day Agenda
GRANT REVIEW Joanne Mahony mahonyJ@michigan.gov (517) 335-0405
GRANTS • ALL documents for Grant Review are due on the designated Desk Review date for your region.
GRANTS G01 CPI Indicator Related Activities • Secondary CTE Perkins (20%) • Emphasis on CPI Deficiencies • Regional Improvement Plan Activities • Selected from grant application
GRANT G01 DOCUMENTATION • Evidence must be linked to expected outcomes as identified in the application • Examples may include: • Meeting agendas, minutes, sign-in sheets • Planning documents • Documentation of services provided to students (payroll records and work logs) • Dated vendor payments
EXAMPLE EXPECTED OUTCOME CPI: 1S1 Academic Attainment/Reading Activity: Curriculum Integration Expected Outcome: 60% of the region's CTE teachers will participate in professional development related to the integration of reading concepts in their programs and the use of contextual reading activities
GRANT CHECKLIST • Provide DISTRICT documents listed under DESK REVIEW for all review items. • Provide documentation for G07 only if requested • Due to OCTE on or before designated date for your region • No personally identifiable information
DATA REVIEW David MacQuarrie macquarried@michigan.gov (517) 241-6202
Focus of Data Review Federal Funding and Reporting • Federal Fund Reporting: • CTEIS Data Report Evidence • District Evidence • Accuracy between data evidences for Core Performance Indicators • Report Use for Program Improvement: • Share CPI Data Reports • Use CPI Data for Program Improvement • Policies and Activities that promote quality programs • State Fund Reporting: 61a1 • Course Enrollment Data Use for Program Improvement CTE Program State Funding & Reporting
Locating Relevant Data • Label each item of documentation: • Review item code: “D02” • Description: “Document identifies special populations students” • Ensure programs, courses, and class titles match those in CTEIS or create a crosswalk • Don’t forget to use: • A sticky note on a page (if hard copy) • Highlight a sentence, paragraph, etc. • Draw an arrow to the sentence, picture, etc.
DATA - Common Findings • Unable to determine minutes and weeks for course delivery • Failure to provide bell schedule and master calendar for all approved CTE programs in Region (2012/2013 school year) • Course titles often don’t match those in CTEIS and could result in inaccurate misalignment of sections • Enrollments reported to OCTE don’t match teacher class/course records
DATA - Common Findings • CPI reports are frequently not shared with instructors or are often not used for program improvement • Follow Up (Placement data) not shared with instructors • Data processes and procedure documentation are often omitted or lacking detail
DATA CHECKLIST • Provide DISTRICT documents listed under DESK REVIEW for all review items. • Provide documentation for D08 only if requested • Due to OCTE on or before designated date for your region • ONSITE documents should only be provided at the site • Student identifiable information will not be sent to OCTE. Please provide onsite.
FINANCE REVIEW Elizabeth Collins collinse2@Michigan.gov (517) 335-3149
FINANCE AGENCY REVIEWS 2012-2013 CTE Perkins fiscal agency and 1-3 additional participating agencies
FINANCE CHECKLIST F02 - PROCUREMENT • Code of Conduct or Conflict of Interest Policy • Purchasing Policy • Excluded Party List www.sam.gov
FINANCE CHECKLIST F03 - EXPENDITURE REVIEW • Allowable Costs & Source Documentation • Copies of general ledgers • Copies of transaction details
FINANCE CHECKLIST F03 – EXPENDITURE REVIEW • General Ledger & Transaction Detail • OCTE selects a sample of transactions • Agencies provide source documentation for selected sample
FINANCE CHECKLIST F03 – EXPENDITURE REVIEW • Signed Cooperative Agreements for Designation of Fiscal Agency • Monitoring of participating districts (fiscal agencies only)
FINANCE CHECKLIST F04 - TIMEKEEPING • List of employees paid with federal funds • Payroll ledger • Time and Effort Reports • Semi-Annual Certifications
FINANCE INTERVIEWS • Interviews as needed with: • Business office representatives • CTE directors or administrators
FINANCE CHECKLIST • Provide DISTRICT documents listed under DESK REVIEW for all review items • Provide documentation for F06 only if requested • Due to OCTE on or before designated date for your region • ONSITE documents should be provided at the site.
BREAK TIME! Please reconvene in 15 minutes
DESK REVIEW DOCUMENTS • Before Onsite Visit • Collect and organize materials electronically • Virtual folders • Label with review item number (D01, F01, G01, etc.) and Document Name • Mark pages/highlight sections (if possible) • Provide all requested documentation • Submit Desk Review documentation on or before designated date for your region • Submission either via GEMS or flash key
ONSITE DOCUMENTS • Only one copy of each item • Assemble in documents review room • Materials remain with region
FINAL REMINDERS • Documentation should represent the whole Region - not just one CEPD or district • Don’t treat each CEPD separately; put all evidence for each review item together • Have someone available who knows the documents • Watch for program and grant selection notification via email next week
REGION 4 LIAISON Joyce McCoy OCTE Onsite Visit Team Leader Debbie Lonik and Finance Specialist Trainee (517) 241-6929 lonikd@michigan.gov Visit Date: September 24-26, 2013 DESK REVIEW DOCUMENTS DUE: September 3, 2013