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Gathering Performance Information: Overview

Gathering Performance Information: Overview. Appraisal Forms Characteristics of Appraisal Forms Determining Overall Rating Appraisal Period and Number of Meetings. Overview (continued). Who Should Provide Performance Information? A Model of Rater Motivation

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Gathering Performance Information: Overview

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  1. Gathering Performance Information:Overview • Appraisal Forms • Characteristics of Appraisal Forms • Determining Overall Rating • Appraisal Period and Number of Meetings

  2. Overview (continued) • Who Should Provide Performance Information? • A Model of Rater Motivation • Preventing Rating Distortion through Rater Training Programs

  3. Appraisal Forms:9 Major Components • Basic Employee Information • Signatures

  4. Appraisal Forms: 9 Major Components (continued) • Accountabilities, Objectives, and Standards • Competencies and Indicators • Major Achievements and Contributions • Stakeholder Input • Employee Comments

  5. Appraisal Forms: 9 Major Components (continued)(These could be included in a separate form) • Developmental Achievements • Developmental • Needs • Plans • Goals

  6. Appraisal Forms: 8 Desirable Features • Simplicity • Relevancy • Descriptiveness • Adaptability

  7. Appraisal Forms:8 Desirable Features (continued) • Comprehensiveness • Definitional Clarity • Communication • Time Orientation

  8. Determining Overall Rating • Judgmental strategy • Mechanical strategy

  9. Number of Meetings Annual Semi-annual Quarterly Appraisal period

  10. When Review Is Completed • Anniversary date • Supervisor doesn’t have to fill out forms at same time • Can’t tie rewards to fiscal year • Fiscal year • Rewards tied to fiscal year • Goals tied to corporate goals • May be burden to supervisor, depending on implementation

  11. 6 Types of FormalMeetings (can be combined) • System Inauguration • Self-Appraisal • Classical Performance Review • Merit/Salary Review • Development Plan • Objective Setting

  12. Who Should Provide Performance Information? Employees should be involved in selecting • Which sources evaluate • Which performance dimensions When employees are actively involved • Higher acceptance of results • Perception that system is fair

  13. Who Should Provide Performance Information? Direct knowledge of employee performance • Supervisors • Peers • Subordinates • Self • Customers

  14. Advantages Best position to evaluate performance vs. strategic goals Make decisions about rewards Able to differentiate among performance dimensions Disadvantages Supervisor may not be able to directly observe performance Evaluations may be biased Supervisors

  15. Advantages Assess teamwork Disadvantages Possible friendship bias May be less discriminating Context effects Peers

  16. Advantages Accurate when used for developmental purposes Good position to assess some competencies Disadvantages Inflated when used for administrative purposes May fear retaliation (confidentiality is key) Subordinates

  17. Advantages Increased acceptance of decisions Decreased defensiveness during appraisal interview Good position to track activities during review period Disadvantages May be more lenient and biased Self

  18. Advantages Employees become more focused on meeting customer expectations Disadvantages Time Money Customers (external and internal)

  19. Disagreement Across Sources • Expect disagreement • Ensure employee receives feedback by source • Assign differential weights to scores by source, depending on importance • Ensure employees take active role in selecting which sources will rate which dimensions

  20. Types of Rating Errors • Intentional errors • Rating inflation • Rating deflation • Unintentional errors • Due to complexity of task

  21. A Model of Rater Motivation Expected Positive and Negative Consequences of Rating Accuracy Motivation to Provide Accurate Ratings Probability of Experiencing Positive and Negative Consequences Rating Behavior Expected Positive and Negative Consequences of Rating Distortion Motivation to Distort Ratings Probability of Experiencing Positive and Negative Consequences

  22. Motivations for Rating Inflation • Maximize merit raise/rewards • Encourage employees • Avoid creating written record • Avoid confrontation with employees • Promote undesired employees out of unit • Make manager look good to his/her supervisor

  23. Motivations for Rating Deflation • Shock employees • Teach a lesson • Send a message to employee • Build a written record of poor performance

  24. Preventing Rating Distortion through Rater Training Programs

  25. Rater Training Programs should cover: • Information • Motivation • Identifying, observing, recording and evaluating performance • How to interact with employees when they receive performance information

  26. Information - how the system works • Reasons for implementing the performance management system • Information on the appraisal form and system mechanics

  27. Motivation – What’s in it for me? • Benefits of providing accurate ratings • Tools for providing accurate ratings

  28. Identifying, observing, recording, and evaluating performance • How to identify and rank job activities • How to observe, record, measure performance • How to minimize rating errors

  29. How to interact with employees when they receive performance information • How to conduct an appraisal interview • How to train, counsel, and coach

  30. Quick Review • Appraisal Forms • Characteristics of Appraisal Forms • Determining Overall Rating • Appraisal Period and Number of Meetings • Who Should Provide Performance Information? • A Model of Rater Motivation • Preventing Rating Distortion through Rater Training Programs

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