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EE 5340 Semiconductor Device Theory Lecture 2 - Fall 2003. Professor Ronald L. Carter ronc@uta.edu http://www.uta.edu/ronc. Photon: A particle -like wave. E = hf, the quantum of energy for light. (PE effect & black body rad.) f = c/ l , c = 3E8m/sec, l = wavelength
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EE 5340Semiconductor Device TheoryLecture 2 - Fall 2003 Professor Ronald L. Carter ronc@uta.edu http://www.uta.edu/ronc
Photon: A particle-like wave • E = hf, the quantum of energy for light. (PE effect & black body rad.) • f = c/l, c = 3E8m/sec, l = wavelength • From Poynting’s theorem (em waves), momentum density = energy density/c • Postulate a Photon “momentum” p = h/l = hk, h = h/2p wavenumber, k =2p /l
Wave-particle duality • Compton showed Dp = hkinitial - hkfinal, so an photon (wave) is particle-like
Wave-particle duality • DeBroglie hypothesized a particle could be wave-like, l = h/p
Wave-particle duality • Davisson and Germer demonstrated wave-like interference phenomena for electrons to complete the duality model
Newtonian Mechanics • Kinetic energy, KE = mv2/2 = p2/2m Conservation of Energy Theorem • Momentum, p = mv Conservation of Momentum Thm • Newton’s second Law F = ma = m dv/dt = m d2x/dt2
Quantum Mechanics • Schrodinger’s wave equation developed to maintain consistence with wave-particle duality and other “quantum” effects • Position, mass, etc. of a particle replaced by a “wave function”, Y(x,t) • Prob. density = |Y(x,t)• Y*(x,t)|
Schrodinger Equation • Separation of variables gives Y(x,t) = y(x)• f(t) • The time-independent part of the Schrodinger equation for a single particle with Total E = E and PE = V. The Kinetic Energy, KE = E - V
Solutions for the Schrodinger Equation • Solutions of the form of y(x) = A exp(jKx) + B exp (-jKx) K = [8p2m(E-V)/h2]1/2 • Subj. to boundary conds. and norm. y(x) is finite, single-valued, conts. dy(x)/dx is finite, s-v, and conts.
Infinite Potential Well • V = 0, 0 < x < a • V --> inf. for x < 0 and x > a • Assume E is finite, so y(x) = 0 outside of well
Step Potential • V = 0, x < 0 (region 1) • V = Vo, x > 0 (region 2) • Region 1 has free particle solutions • Region 2 has free particle soln. for E > Vo , and evanescent solutions for E < Vo • A reflection coefficient can be def.
Finite Potential Barrier • Region 1: x < 0, V = 0 • Region 1: 0 < x < a, V = Vo • Region 3: x > a, V = 0 • Regions 1 and 3 are free particle solutions • Region 2 is evanescent for E < Vo • Reflection and Transmission coeffs. For all E
Kronig-Penney Model A simple one-dimensional model of a crystalline solid • V = 0, 0 < x < a, the ionic region • V = Vo, a < x < (a + b) = L, between ions • V(x+nL) = V(x), n = 0, +1, +2, +3, …, representing the symmetry of the assemblage of ions and requiring that y(x+L) = y(x) exp(jkL), Bloch’s Thm
K-P Static Wavefunctions • Inside the ions, 0 < x < a y(x) = A exp(jbx) + B exp (-jbx) b = [8p2mE/h]1/2 • Between ions region, a < x < (a + b) = L y(x) = C exp(ax) + D exp (-ax) a = [8p2m(Vo-E)/h2]1/2
K-P Impulse Solution • Limiting case of Vo-> inf. and b -> 0, while a2b = 2P/a is finite • In this way a2b2 = 2Pb/a < 1, giving sinh(ab) ~ ab and cosh(ab) ~ 1 • The solution is expressed by P sin(ba)/(ba) + cos(ba) = cos(ka) • Allowed valued of LHS bounded by +1 • k = free electron wave # = 2p/l
Analogy: a nearly-free electr. model • Solutions can be displaced by ka = 2np • Allowed and forbidden energies • Infinite well approximation by replacing the free electron mass with an “effective” mass (noting E = p2/2m = h2k2/2m) of
Generalizationsand Conclusions • The symm. of the crystal struct. gives “allowed” and “forbidden” energies (sim to pass- and stop-band) • The curvature at band-edge (where k = (n+1)p) gives an “effective” mass.
Silicon Covalent Bond (2D Repr) • Each Si atom has 4 nearest neighbors • Si atom: 4 valence elec and 4+ ion core • 8 bond sites / atom • All bond sites filled • Bonding electrons shared 50/50 _= Bonding electron
Silicon BandStructure** • Indirect Bandgap • Curvature (hence m*) is function of direction and band. [100] is x-dir, [111] is cube diagonal • Eg = 1.17-aT2/(T+b) a = 4.73E-4 eV/K b = 636K
Si Energy BandStructure at 0 K • Every valence site is occupied by an electron • No electrons allowed in band gap • No electrons with enough energy to populate the conduction band
Si Bond ModelAbove Zero Kelvin • Enough therm energy ~kT(k=8.62E-5eV/K) to break some bonds • Free electron and broken bond separate • One electron for every “hole” (absent electron of broken bond)
References • *Fundamentals of Semiconductor Theory and Device Physics, by Shyh Wang, Prentice Hall, 1989. • **Semiconductor Physics & Devices, by Donald A. Neamen, 2nd ed., Irwin, Chicago.