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JFA CPD 2009

JFA CPD 2009. Mike Jones, Deputy Director Darren Boschat, Deputy Director 28 July 2009. Overview. Global Financial Crisis - Impact on the Jersey Funds industry Lessons Learnt - Recent JFSC Enforcement findings in the Funds industry Funds Supervision findings and themed examination plans

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JFA CPD 2009

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  1. JFA CPD 2009 Mike Jones, Deputy DirectorDarren Boschat, Deputy Director28 July 2009

  2. Overview • Global Financial Crisis - Impact on the Jersey Funds industry • Lessons Learnt - Recent JFSC Enforcement findings in the Funds industry • Funds Supervision findings and themed examination plans • Recent Regulatory developments and current priorities

  3. Global financial crisis • Suspensions • Restructuring • PII • Supervision • Fund authorisation levels • International Regulatory developments

  4. Lessons Learnt • The role of enforcement • Overview of current cases • 5 “top tips”

  5. Funds Supervision findings • Supervision common findings • AML obligations • 2008 themed examinations • Mystery shopping exercise • 2009 themed examinations

  6. Recent regulatory developments and current priorities • Jersey policy developments • Fund Codes • Prospectus Order • International policy initiatives • Background • The EU AIFM directive

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